LAZARD GLOBAL TOTAL RETURN & XLGIX
COM · Closed-End Fund · CUSIP 52106W103
41
institutional holders
-2 vs Q3 2022
2.4m
shares reported held*
$35.5mreported value*
4 new
13 added
17 reduced
5 sold out
net sold ≈ $1.1m (-77.0k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.63.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 43 |
| Q4 2022 | 41 |
Biggest buyers
| RAYMOND JAMES & ASSOCIATES | Added | +80.5k |
| WOLVERINE ASSET MANAGEMENT LLC | Added | +39.7k |
| UBS Group AG | Added | +6.4k |
| IFP Advisors, Inc | Added | +4.9k |
| Integrated Wealth Concepts LLC | Added | +4.0k |
| B. Riley Wealth Advisors, Inc. | Added | +3.5k |
| MORGAN STANLEY | Added | +3.0k |
| CWM, LLC | New | +2.9k |
| NewEdge Advisors, LLC | Added | +1.4k |
| CoreCap Advisors, LLC | New | +1.1k |
Biggest sellers
| AMERIPRISE FINANCIAL INC | Reduced | -95.1k |
| WELLS FARGO & COMPANY/MN | Reduced | -51.4k |
| Shaker Financial Services, LLC | Sold out | -18.8k |
| Cetera Advisors LLC | Sold out | -13.1k |
| Invesco Ltd. | Reduced | -7.9k |
| Cambridge Investment Research Advisors, Inc. | Reduced | -6.4k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -5.3k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -3.1k |
| ROYAL BANK OF CANADA | Reduced | -3.1k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Reduced | -3.0k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| FIRST TRUST PORTFOLIOS LP 13G · institution -2.9 pts · filed 2026-10-14 | 9.7% |
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio | 521.5k $7.6m | Added +80.5k |
| MORGAN STANLEY 0.00% of their portfolio | 276.7k $4.1m | Added +3.0k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 249.8k $3.7m | Reduced -5.3k |
| LPL Financial LLC 0.00% of their portfolio | 206.0k $3.0m | Reduced -1.2k |
| Integrated Wealth Concepts LLC 0.07% of their portfolio | 169.9k $2.5m | Added +4.0k |
| UBS Group AG 0.00% of their portfolio | 160.3k $2.3m | Added +6.4k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 142.2k $2.1m | Reduced -51.4k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 96.0k $1.4m | Reduced -3.1k |
| WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio | 63.3k $926.0k | Added +39.7k |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.04% of their portfolio | 62.6k $917.0k | Added +801 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 50.3k $735.9k | Reduced -3.0k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 41.0k $600.3k | Added +580 |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 39.9k $584.6k | Reduced -364 |
| Private Advisor Group, LLC 0.01% of their portfolio | 33.8k $489.7k | Reduced -2.5k |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio | 29.7k $434.3k | Added +749 |
| Invesco Ltd. 0.00% of their portfolio | 28.6k $418.7k | Reduced -7.9k |
| Hennion & Walsh Asset Management, Inc. 0.02% of their portfolio | 26.9k $393.0k | Reduced -444 |
| NewEdge Advisors, LLC 0.01% of their portfolio | 26.6k $309.0k | Added +1.4k |
| B. Riley Wealth Advisors, Inc. 0.01% of their portfolio | 24.1k $353.4k | Added +3.5k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 22.3k $326.3k | Reduced -3.0k |
| Steward Partners Investment Advisory, LLC 0.01% of their portfolio | 20.6k $300.9k | Added +620 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 18.9k $276.0k | Reduced -95.1k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 16.5k $242.0k | Reduced -3.1k |
| 9258 Wealth Management, LLC 0.05% of their portfolio | 15.6k $229.1k | Reduced -2.3k |
| IFP Advisors, Inc 0.01% of their portfolio | 15.0k $279.0k | Added +4.9k |
| GUGGENHEIM CAPITAL LLC 0.00% of their portfolio | 13.7k $200.0k | Reduced -1.9k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 13.6k $198.0k | Reduced -2.0k |
| TRANSCEND CAPITAL ADVISORS, LLC 0.02% of their portfolio | 13.5k $197.2k | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 13.4k $196.0k | Reduced -6.4k |
| McIlrath & Eck, LLC 0.02% of their portfolio | 6.0k $88.6k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 2.9k $43.0k | New |
| CoreCap Advisors, LLC 0.00% of their portfolio | 1.1k $16.6k | New |
| Johnson Midwest Financial, LLC 0.05% of their portfolio | 1.0k $15.0k | Unchanged |
| Sandy Spring Bank 0.00% of their portfolio | 1.0k $14.6k | Reduced -1.5k |
| Rise Advisors, LLC 0.00% of their portfolio | 756 $1.1k | Added +19 |
| Pathway Financial Advisers, LLC 0.00% of their portfolio | 750 $11.0k | First filing |
| MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio | 249 $3.7k | New |
| Aspire Private Capital, LLC 0.00% of their portfolio | 164 $2.4k | Unchanged |
| Parallel Advisors, LLC 0.00% of their portfolio | 159 $2.3k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 107 $2.0k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |