Vault-13

LATTICE STRATEGIES TR HDUS

HARTFORD DISCIPL · ETP · CUSIP 518416870

36 institutional holders -1 vs Q1 2025
2,353,2432.4m shares reported held*
$140.1mreported value*
5 new 8 added 16 reduced 5 sold out net sold ≈ $741.3k (-12.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $59.52.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

02040Q4 22: 2Q1 23: 3Q2 23: 16Q3 23: 24Q4 23: 24Q1 24: 29Q2 24: 31Q3 24: 28Q4 24: 34Q1 25: 37Q2 25: 3636Q4 22Q2 23Q4 23Q2 24Q4 24Q2 25
Numbers
QuarterHolders
Q4 20222
Q1 20233
Q2 202316
Q3 202324
Q4 202324
Q1 202429
Q2 202431
Q3 202428
Q4 202434
Q1 202537
Q2 202536

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 20 bought or addedQ3 23: 5 cut or sold outQ4 23: 10 bought or addedQ4 23: 12 cut or sold outQ4 23Q1 24: 14 bought or addedQ1 24: 12 cut or sold outQ2 24: 16 bought or addedQ2 24: 15 cut or sold outQ2 24Q3 24: 8 bought or addedQ3 24: 21 cut or sold outQ4 24: 19 bought or addedQ4 24: 11 cut or sold outQ4 24Q1 25: 12 bought or addedQ1 25: 15 cut or sold outQ2 25: 13 bought or addedQ2 25: 21 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 2023205
Q4 20231012
Q1 20241412
Q2 20241615
Q3 2024821
Q4 20241911
Q1 20251215
Q2 20251321

Biggest buyers

ROYAL BANK OF CANADA Added +131,380+131.4k
CITADEL ADVISORS LLC New +11,250+11.2k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +4,693+4.7k
COMMONWEALTH EQUITY SERVICES, LLC Added +3,475+3.5k
JPMORGAN CHASE & CO Added +2,957+3.0k
UBS Group AG Added +1,452+1.5k
Annis Gardner Whiting Capital Advisors, LLC New +1,077+1.1k
JONES FINANCIAL COMPANIES LLLP Added +758+758
Cetera Investment Advisers Added +698+698
OSAIC HOLDINGS, INC. Added +285+285

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -63,315-63.3k
RAYMOND JAMES FINANCIAL INC Reduced -44,152-44.2k
RiverFront Investment Group, LLC Reduced -19,721-19.7k
Janney Montgomery Scott LLC Reduced -17,435-17.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -14,706-14.7k
LPL Financial LLC Reduced -3,400-3.4k
TRUIST FINANCIAL CORP Reduced -1,857-1.9k
TD PRIVATE CLIENT WEALTH LLC Reduced -1,058-1.1k
GeoWealth Management, LLC Reduced -1,050-1.1k
Savant Capital, LLC Reduced -1,048-1.0k

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RiverFront Investment Group, LLC 0.82% of their portfolio RICHMOND, VA 703,978704.0k $41.9m $41.9m 0.82% Reduced -19.7k -19,721
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 640,190640.2k $38.1m $38.1m 0.01% Reduced -63.3k -63,315
3 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 292,288292.3k $17.4m $17.4m 0.00% Added +131.4k +131,380
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 275,179275.2k $16.4m $16.4m 0.01% Reduced -3.4k -3,400
5 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 234,730234.7k $14.0m $14.0m 0.00% Reduced -44.2k -44,152
6 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 68,72468.7k $4.1m $4.1m 0.01% Reduced -17.4k -17,435
7 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 32,43532.4k $1.9m $1.9m 0.00% Reduced -383 -383
8 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,45916.5k $979.6k $979.6k 0.00% Reduced -1.9k -1,857
9 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 16,35016.4k $973.1k $973.1k 0.00% Added +3.0k +2,957
10 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,25011.2k $669.6k $669.6k 0.00% New
11 Koshinski Asset Management, Inc. 0.05% of their portfolio DECATUR, IL 10,55110.6k $628.0k $628.0k 0.05% Reduced -96 -96
12 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,3977.4k $440.3k $440.3k 0.00% Added +698 +698
13 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 7,2507.2k $432.0k $432.0k 0.00% Added +3.5k +3,475
14 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 6,1496.1k $366.0k $366.0k 0.01% Added +229 +229
15 Sowell Financial Services LLC 0.01% of their portfolio NORTH LITTLE ROCK, AR 5,2675.3k $313.5k $313.5k 0.01% Reduced -272 -272
16 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 4,6934.7k $282.8k $282.8k 0.00% New
17 Savant Capital, LLC 0.00% of their portfolio ROCKFORD, IL 3,7593.8k $223.7k $223.7k 0.00% Reduced -1.0k -1,048
18 GeoWealth Management, LLC 0.01% of their portfolio CHICAGO, IL 3,7573.8k $223.6k $223.6k 0.01% Reduced -1.1k -1,050
19 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,3953.4k $202.1k $202.1k 0.00% Reduced -372 -372
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,2722.3k $135.2k $135.2k 0.00% Added +1.5k +1,452
21 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 1,9552.0k $115.7k $115.7k 0.00% Added +758 +758
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,1801.2k $70.2k $70.2k 0.00% Reduced -899 -899
23 Annis Gardner Whiting Capital Advisors, LLC 0.02% of their portfolio TAMPA, FL 1,0771.1k $64.1k $64.1k 0.02% New
24 TD PRIVATE CLIENT WEALTH LLC 0.00% of their portfolio NEW YORK, NY 688688 $40.9k $40.9k 0.00% Reduced -1.1k -1,058
25 GAMMA Investing LLC 0.00% of their portfolio FOSTER CITY, CA 540540 $32.1k $32.1k 0.00% Unchanged
26 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 506506 $30.1k $30.1k 0.00% Unchanged
27 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 403403 $24.0k $24.0k 0.00% Added +285 +285
28 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 396396 $23.6k $23.6k 0.00% Unchanged
29 FMR LLC 0.00% of their portfolio BOSTON, MA 110110 $6.5k $6.5k 0.00% Unchanged
30 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 104104 $6.2k $6.2k 0.00% Reduced -17 -17
31 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 8787 $5.2k $5.2k 0.00% New
32 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 7979 $4.7k $4.7k 0.00% Unchanged
33 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 3131 $1.8k $1.8k 0.00% New
34 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1212 $715 $715 0.00% Unchanged
35 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 22 $119 $119 0.00% Reduced -677 -677
36 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged