Vault-13

LATTICE STRATEGIES TR ROSC

HARTFORD MLT SML · ETP · CUSIP 518416508

18 institutional holders -1 vs Q1 2024
181,613181.6k shares reported held*
$7.2mreported value*
1 new 6 added 3 reduced 2 sold out net bought ≈ $30.8k (+776 shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $39.80.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 18Q4 22: 16Q1 23: 19Q2 23: 18Q3 23: 18Q4 23: 18Q1 24: 19Q2 24: 1818Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202218
Q4 202216
Q1 202319
Q2 202318
Q3 202318
Q4 202318
Q1 202419
Q2 202418

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 8 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 9 bought or addedQ1 23: 7 cut or sold outQ2 23: 8 bought or addedQ2 23: 8 cut or sold outQ2 23Q3 23: 5 bought or addedQ3 23: 9 cut or sold outQ4 23: 8 bought or addedQ4 23: 9 cut or sold outQ4 23Q1 24: 10 bought or addedQ1 24: 6 cut or sold outQ2 24: 7 bought or addedQ2 24: 5 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202286
Q1 202397
Q2 202388
Q3 202359
Q4 202389
Q1 2024106
Q2 202475

Biggest buyers

LPL Financial LLC Added +14,562+14.6k
Private Advisor Group, LLC Added +9,046+9.0k
COMMONWEALTH EQUITY SERVICES, LLC New +6,804+6.8k
HARBOUR INVESTMENTS, INC. Added +2,167+2.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +196+196
Householder Group Estate & Retirement Specialist, LLC Added +31+31
MORGAN STANLEY Added +4+4

Biggest sellers

JANE STREET GROUP, LLC Sold out -18,447-18.4k
CITADEL ADVISORS LLC Sold out -12,067-12.1k
Wagner Wealth Management, LLC Reduced -868-868
Solano Wealth Management, Inc. Reduced -651-651
WELLS FARGO & COMPANY/MN Reduced -1-1

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 69,27769.3k $2.8m $2.8m 0.00% Added +14.6k +14,562
2 Solano Wealth Management, Inc. 0.82% of their portfolio Fairfield, CA 37,42437.4k $1.5m $1.5m 0.82% Reduced -651 -651
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,93920.9k $833.5k $833.5k 0.00% Added +196 +196
4 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 18,08118.1k $719.7k $719.7k 0.00% Added +9.0k +9,046
5 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 9,0109.0k $358.7k $358.7k 0.01% Added +2.2k +2,167
6 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 6,8046.8k $271.0k $271.0k 0.00% New
7 NORTHWEST WEALTH MANAGEMENT, LLC 0.06% of their portfolio SPENCER, IA 5,4875.5k $218.4k $218.4k 0.06% Unchanged
8 Focus Partners Advisor Solutions, LLC 0.01% of their portfolio SAINT LOUIS, MO 5,4875.5k $218.4k $218.4k 0.01% Unchanged
9 Kathleen S. Wright Associates Inc. 0.09% of their portfolio PITTSBURGH, PA 4,8504.8k $193.1k $193.1k 0.09% Unchanged
10 Wagner Wealth Management, LLC 0.03% of their portfolio GREENVILLE, SC 2,2232.2k $88.5k $88.5k 0.03% Reduced -868 -868
11 Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio SCOTTSDALE, AZ 1,0221.0k $40.0k $40.0k 0.01% Added +31 +31
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 339339 $13.5k $13.5k 0.00% Unchanged
13 Caitlin John, LLC 0.01% of their portfolio BRIGHTON, MI 245245 $9.8k $9.8k 0.01% Unchanged
14 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 225225 $9.0k $9.0k 0.00% Unchanged
15 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 192192 $7.6k $7.6k 0.00% Unchanged
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 77 $318 $318 0.00% Added +4 +4
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $22 $22 0.00% Reduced -1 -1
18 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged