Vault-13

LATTICE STRATEGIES TR ROUS

HARTFORD US EQTY · ETP · CUSIP 518416409

71 institutional holders +6 vs Q1 2026
6,611,4926.6m shares reported held*
$445.4mreported value*
10 new 33 added 16 reduced 6 sold out net bought ≈ $25.4m (+377.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $67.36.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 45Q4 22: 46Q1 23: 46Q2 23: 43Q3 23: 41Q4 23: 45Q1 24: 46Q2 24: 50Q3 24: 50Q4 24: 59Q1 25: 61Q2 25: 60Q3 25: 64Q4 25: 64Q1 26: 65Q2 26: 7171Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202245
Q4 202246
Q1 202346
Q2 202343
Q3 202341
Q4 202345
Q1 202446
Q2 202450
Q3 202450
Q4 202459
Q1 202561
Q2 202560
Q3 202564
Q4 202564
Q1 202665
Q2 202671

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 23 bought or addedQ3 24: 19 cut or sold outQ4 24: 30 bought or addedQ4 24: 19 cut or sold outQ4 24Q1 25: 31 bought or addedQ1 25: 24 cut or sold outQ2 25: 27 bought or addedQ2 25: 29 cut or sold outQ2 25Q3 25: 29 bought or addedQ3 25: 26 cut or sold outQ4 25: 33 bought or addedQ4 25: 23 cut or sold outQ4 25Q1 26: 31 bought or addedQ1 26: 25 cut or sold outQ2 26: 43 bought or addedQ2 26: 22 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20242319
Q4 20243019
Q1 20253124
Q2 20252729
Q3 20252926
Q4 20253323
Q1 20263125
Q2 20264322

Biggest buyers

RAYMOND JAMES FINANCIAL INC Added +112,404+112.4k
JONES FINANCIAL COMPANIES LLLP Added +99,261+99.3k
WELLS FARGO & COMPANY/MN Added +83,495+83.5k
MORGAN STANLEY Added +74,439+74.4k
UBS Group AG Added +56,196+56.2k
LPL Financial LLC Added +51,077+51.1k
&PARTNERS Added +42,025+42.0k
TWO SIGMA INVESTMENTS, LP New +27,600+27.6k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +20,140+20.1k
NATIXIS ADVISORS, LLC New +19,042+19.0k

Biggest sellers

Kingsview Wealth Management, LLC Reduced -124,394-124.4k
Hartford Funds Management Co LLC Reduced -64,694-64.7k
NorthRock Partners, LLC Reduced -61,372-61.4k
Mariner, LLC Reduced -19,319-19.3k
Van Hulzen Asset Management, LLC Sold out -17,848-17.8k
AMERIPRISE FINANCIAL INC Reduced -14,578-14.6k
Arkadios Wealth Advisors Sold out -13,146-13.1k
Baird Financial Group, Inc. Sold out -9,158-9.2k
Independent Advisor Alliance Sold out -7,510-7.5k
NewEdge Advisors, LLC Reduced -5,555-5.6k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NorthRock Partners, LLC 1.19% of their portfolio MINNEAPOLIS, MN 1,213,1971.2m $81.8m $81.8m 1.19% Reduced -61.4k -61,372
2 Hartford Funds Management Co LLC 4.32% of their portfolio WAYNE, PA 801,483801.5k $54.0m $54.0m 4.32% Reduced -64.7k -64,694
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 775,856775.9k $52.3m $52.3m 0.01% Added +51.1k +51,077
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 524,259524.3k $35.3m $35.3m 0.00% Added +74.4k +74,439
5 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 453,416453.4k $30.6m $30.6m 0.01% Added +112.4k +112,404
6 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 287,292287.3k $19.4m $19.4m 0.00% Reduced -14.6k -14,578
7 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 263,718263.7k $17.5m $17.5m 0.01% Added +99.3k +99,261
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 204,467204.5k $13.8m $13.8m 0.00% Added +7.1k +7,052
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 182,951183.0k $12.3m $12.3m 0.00% Added +1.6k +1,619
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 161,990162.0k $10.9m $10.9m 0.00% Added +83.5k +83,495
11 Western Wealth Management, LLC 0.34% of their portfolio GOLDEN, CO 152,422152.4k $10.3m $10.3m 0.34% Added +2.0k +1,996
12 Fermata Advisors, LLC 1.67% of their portfolio SONOMA, CA 122,530122.5k $8.3m $8.3m 1.67% Reduced -2.1k -2,080
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 111,703111.7k $7.5m $7.5m 0.00% Added +56.2k +56,196
14 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 105,346105.3k $7.1m $7.1m 0.01% Added +5.4k +5,385
15 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 101,057101.1k $6.8m $6.8m 0.01% Added +13.6k +13,619
16 Marshall Financial Group, LLC 0.84% of their portfolio Hunt Valley, MD 85,78685.8k $5.8m $5.8m 0.84% Added +1.3k +1,275
17 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 79,93479.9k $5.4m $5.4m 0.01% Added +8.9k +8,879
18 &PARTNERS 0.02% of their portfolio NASHVILLE, TN 68,12968.1k $4.6m $4.6m 0.02% Added +42.0k +42,025
19 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 64,39964.4k $4.3m $4.3m 0.01% Reduced -5.6k -5,555
20 Vista Cima Wealth Management LLC 3.15% of their portfolio SURPRISE, AZ 62,78062.8k $4.2m $4.2m 3.15% Added +729 +729
21 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 56,43356.4k $3.8m $3.8m 0.05% Added +4.3k +4,306
22 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 53,48253.5k $3.6m $3.6m 0.04% Reduced -124.4k -124,394
23 Waverly Advisors, LLC 0.02% of their portfolio BIRMINGHAM, AL 51,33151.3k $3.5m $3.5m 0.02% Unchanged
24 COLDSTREAM CAPITAL MANAGEMENT INC 0.04% of their portfolio BELLEVUE, WA 50,98551.0k $3.4m $3.4m 0.04% Reduced -76 -76
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 48,52548.5k $3.3m $3.3m 0.00% Added +20.1k +20,140
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 46,80346.8k $3.2m $3.2m 0.00% Added +9.2k +9,153
27 Main Street Financial Solutions, LLC 0.19% of their portfolio NEWTOWN, PA 43,38243.4k $2.9m $2.9m 0.19% Added +11.4k +11,374
28 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 39,44039.4k $2.7m $2.7m 0.03% Added +1.7k +1,656
29 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 37,06837.1k $2.5m $2.5m 0.00% Reduced -1.4k -1,352
30 WCG Wealth Advisors LLC 0.05% of their portfolio LAS VEGAS, NV 30,83130.8k $2.1m $2.1m 0.05% Unchanged
31 Golden Bell Financial Planning LLC 1.43% of their portfolio ALPHARETTA, GA 28,92228.9k $1.9m $1.9m 1.43% Reduced -377 -377
32 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 27,60027.6k $1.9m $1.9m 0.00% New
33 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.61% of their portfolio INDIANAPOLIS, IN 24,96725.0k $1.7m $1.7m 0.61% Added +4.4k +4,364
34 First PREMIER Bank 0.23% of their portfolio SIOUX FALLS, SD 21,40021.4k $1.4m $1.4m 0.23% Unchanged
35 Wagner Wealth Management, LLC 0.25% of their portfolio GREENVILLE, SC 19,72619.7k $1.3m $1.3m 0.25% Added +166 +166
36 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 19,04219.0k $1.3m $1.3m 0.00% New
37 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 16,96717.0k $1.1m $1.1m 0.00% New
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,73316.7k $1.1m $1.1m 0.00% Added +6.9k +6,879
39 Gladstone Institutional Advisory LLC 0.03% of their portfolio Bedminster, NJ 13,65613.7k $920.4k $920.4k 0.03% Reduced -2.4k -2,373
40 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 12,12712.1k $817.4k $817.4k 0.00% Added +5.9k +5,929
41 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 10,42210.4k $702.4k $702.4k 0.00% Added +9 +9
42 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 9,4479.4k $636.7k $636.7k 0.00% Unchanged
43 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 7,9768.0k $537.6k $537.6k 0.00% New
44 Mariner, LLC 0.00% of their portfolio Overland Park, KS 6,9777.0k $470.2k $470.2k 0.00% Reduced -19.3k -19,319
45 RAM Investment Partners, LLC 0.07% of their portfolio BELLEVUE, WA 6,6816.7k $450.3k $450.3k 0.07% Unchanged
46 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 6,4586.5k $435.2k $435.2k 0.01% New
47 Harborfront Financial Group LLC 1.60% of their portfolio LUDINGTON, MI 6,2896.3k $423.9k $423.9k 1.60% First filing
48 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 6,2446.2k $420.9k $420.9k 0.00% Reduced -21 -21
49 Perennial Investment Advisors, LLC 0.03% of their portfolio Los Angeles, CA 6,1416.1k $413.9k $413.9k 0.03% New
50 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 5,4875.5k $369.8k $369.8k 0.00% Added +131 +131
51 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,3795.4k $362.5k $362.5k 0.00% New
52 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,9565.0k $334.1k $334.1k 0.00% Added +662 +662
53 Summit Financial, LLC 0.00% of their portfolio PARSIPPANY, NJ 4,7244.7k $318.4k $318.4k 0.00% Added +14 +14
54 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 4,2694.3k $287.7k $287.7k 0.00% Added +7 +7
55 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 4,1344.1k $276.5k $276.5k 0.02% Added +2.6k +2,562
56 Total Clarity Wealth Management, Inc. 0.05% of their portfolio ST. CHARLES, IL 4,0534.1k $273.2k $273.2k 0.05% New
57 Mission Financial Group, LLC 0.21% of their portfolio HONOLULU, HI 3,8303.8k $258.1k $258.1k 0.21% First filing
58 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 3,4713.5k $233.0k $233.0k 0.00% New
59 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 3,3103.3k $223.1k $223.1k 0.00% New
60 Henderson Brothers Financial Partners, LLC 0.10% of their portfolio PITTSBURGH, PA 3,0973.1k $208.7k $208.7k 0.10% Reduced -3.1k -3,063
61 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,6652.7k $179.6k $179.6k 0.00% Added +645 +645
62 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 2,6502.6k $178.6k $178.6k 0.00% Unchanged
63 FMR LLC 0.00% of their portfolio BOSTON, MA 2,5512.6k $172.0k $172.0k 0.00% Reduced -53 -53
64 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 2,1522.2k $145.1k $145.1k 0.00% Added +6 +6
65 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,7151.7k $115.6k $115.6k 0.00% First filing
66 Medallion Wealth Advisors, LLC 0.03% of their portfolio FARMINGTON, CT 1,3931.4k $93.9k $93.9k 0.03% Unchanged
67 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 1,0001.0k $67.4k $67.4k 0.00% Unchanged
68 VANGUARD ADVISERS INC 0.00% of their portfolio Malvern, PA 577577 $38.9k $38.9k 0.00% Reduced -45 -45
69 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 570570 $38.3k $38.3k 0.00% Reduced -88 -88
70 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 388388 $26.2k $26.2k 0.00% Unchanged
71 Quest 10 Wealth Builders, Inc. 0.02% of their portfolio Fuquay-Varina, VA 351351 $23.7k $23.7k 0.02% Added +1 +1