Vault-13

LATTICE STRATEGIES TR ROUS

HARTFORD US EQTY · ETP · CUSIP 518416409

65 institutional holders +1 vs Q4 2025
6,222,8926.2m shares reported held*
$367.3mreported value*
5 new 26 added 21 reduced 4 sold out net bought ≈ $19.3m (+326.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $59.02.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 45Q4 22: 46Q1 23: 46Q2 23: 43Q3 23: 41Q4 23: 45Q1 24: 46Q2 24: 50Q3 24: 50Q4 24: 59Q1 25: 61Q2 25: 60Q3 25: 64Q4 25: 64Q1 26: 6565Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202245
Q4 202246
Q1 202346
Q2 202343
Q3 202341
Q4 202345
Q1 202446
Q2 202450
Q3 202450
Q4 202459
Q1 202561
Q2 202560
Q3 202564
Q4 202564
Q1 202665

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 24: 14 bought or addedQ2 24: 24 cut or sold outQ3 24: 23 bought or addedQ3 24: 19 cut or sold outQ3 24Q4 24: 30 bought or addedQ4 24: 19 cut or sold outQ1 25: 31 bought or addedQ1 25: 24 cut or sold outQ1 25Q2 25: 27 bought or addedQ2 25: 29 cut or sold outQ3 25: 29 bought or addedQ3 25: 26 cut or sold outQ3 25Q4 25: 33 bought or addedQ4 25: 23 cut or sold outQ1 26: 31 bought or addedQ1 26: 25 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20241424
Q3 20242319
Q4 20243019
Q1 20253124
Q2 20252729
Q3 20252926
Q4 20253323
Q1 20263125

Biggest buyers

Kingsview Wealth Management, LLC Added +161,295+161.3k
RAYMOND JAMES FINANCIAL INC Added +88,891+88.9k
ROYAL BANK OF CANADA Added +77,140+77.1k
JONES FINANCIAL COMPANIES LLLP Added +49,122+49.1k
LPL Financial LLC Added +49,074+49.1k
HARBOUR INVESTMENTS, INC. Added +41,637+41.6k
&PARTNERS New +26,104+26.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +22,721+22.7k
Western Wealth Management, LLC Added +16,566+16.6k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +14,926+14.9k

Biggest sellers

Mariner, LLC Reduced -110,994-111.0k
NorthRock Partners, LLC Reduced -64,675-64.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -30,763-30.8k
CITADEL ADVISORS LLC Reduced -17,129-17.1k
MORGAN STANLEY Reduced -9,768-9.8k
Gladstone Institutional Advisory LLC Reduced -7,423-7.4k
J.W. COLE ADVISORS, INC. Sold out -6,684-6.7k
UBS Group AG Reduced -5,749-5.7k
Vista Cima Wealth Management LLC Reduced -5,586-5.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Sold out -3,824-3.8k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NorthRock Partners, LLC 1.21% of their portfolio MINNEAPOLIS, MN 1,274,5691.3m $75.3m $75.3m 1.21% Reduced -64.7k -64,675
2 Hartford Funds Management Co LLC 4.44% of their portfolio WAYNE, PA 866,177866.2k $51.1m $51.1m 4.44% Reduced -21 -21
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 724,779724.8k $42.8m $42.8m 0.01% Added +49.1k +49,074
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 449,820449.8k $26.6m $26.6m 0.00% Reduced -9.8k -9,768
5 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 341,012341.0k $20.1m $20.1m 0.01% Added +88.9k +88,891
6 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 301,870301.9k $17.9m $17.9m 0.00% Added +2.0k +2,015
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 197,415197.4k $11.7m $11.7m 0.00% Reduced -1.2k -1,164
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 181,332181.3k $10.7m $10.7m 0.00% Added +77.1k +77,140
9 Kingsview Wealth Management, LLC 0.14% of their portfolio GRANTS PASS, OR 177,876177.9k $10.5m $10.5m 0.14% Added +161.3k +161,295
10 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 164,457164.5k $9.6m $9.6m 0.00% Added +49.1k +49,122
11 Western Wealth Management, LLC 0.34% of their portfolio GOLDEN, CO 150,426150.4k $8.9m $8.9m 0.34% Added +16.6k +16,566
12 Fermata Advisors, LLC 1.66% of their portfolio SONOMA, CA 124,610124.6k $7.4m $7.4m 1.66% Added +1.1k +1,094
13 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 99,961100.0k $5.9m $5.9m 0.01% Added +1.1k +1,071
14 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 87,43887.4k $5.2m $5.2m 0.01% Added +22.7k +22,721
15 Marshall Financial Group, LLC 0.80% of their portfolio Hunt Valley, MD 84,51184.5k $5.0m $5.0m 0.80% Reduced -1.1k -1,078
16 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 78,49578.5k $4.6m $4.6m 0.00% Added +11.2k +11,199
17 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 71,05571.1k $4.2m $4.2m 0.01% Added +1.1k +1,107
18 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 69,95470.0k $4.1m $4.1m 0.01% Added +11.2k +11,239
19 Vista Cima Wealth Management LLC 3.62% of their portfolio SURPRISE, AZ 62,05162.1k $3.7m $3.7m 3.62% Reduced -5.6k -5,586
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 55,50755.5k $3.3m $3.3m 0.00% Reduced -5.7k -5,749
21 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 52,12752.1k $3.1m $3.1m 0.05% Added +41.6k +41,637
22 Waverly Advisors, LLC 0.02% of their portfolio BIRMINGHAM, AL 51,33151.3k $3.0m $3.0m 0.02% Reduced -2.6k -2,623
23 COLDSTREAM CAPITAL MANAGEMENT INC 0.04% of their portfolio BELLEVUE, WA 51,06151.1k $3.0m $3.0m 0.04% Reduced -1.6k -1,586
24 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 38,42038.4k $2.3m $2.3m 0.01% Added +630 +630
25 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 37,78437.8k $2.2m $2.2m 0.03% Added +1.2k +1,233
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 37,65037.6k $2.2m $2.2m 0.00% Reduced -2.5k -2,475
27 Main Street Financial Solutions, LLC 0.14% of their portfolio NEWTOWN, PA 32,00832.0k $1.9m $1.9m 0.14% Added +2.6k +2,572
28 WCG Wealth Advisors LLC 0.05% of their portfolio LAS VEGAS, NV 30,83130.8k $1.8m $1.8m 0.05% Unchanged
29 Golden Bell Financial Planning LLC 1.38% of their portfolio ALPHARETTA, GA 29,29929.3k $1.7m $1.7m 1.38% Reduced -126 -126
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 28,38528.4k $1.7m $1.7m 0.00% Added +14.9k +14,926
31 Mariner, LLC 0.00% of their portfolio Overland Park, KS 26,29626.3k $1.6m $1.6m 0.00% Reduced -111.0k -110,994
32 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 26,10426.1k $1.5m $1.5m 0.01% New
33 First PREMIER Bank 0.29% of their portfolio SIOUX FALLS, SD 21,40021.4k $1.3m $1.3m 0.29% Unchanged
34 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.50% of their portfolio INDIANAPOLIS, IN 20,60320.6k $1.2m $1.2m 0.50% Added +2.7k +2,654
35 Wagner Wealth Management, LLC 0.23% of their portfolio GREENVILLE, SC 19,56019.6k $1.2m $1.2m 0.23% Added +44 +44
36 Van Hulzen Asset Management, LLC 0.08% of their portfolio EL DORADO HILLS, CA 17,84817.8k $1.1m $1.1m 0.08% Added +464 +464
37 Gladstone Institutional Advisory LLC 0.04% of their portfolio Bedminster, NJ 16,02916.0k $946.4k $946.4k 0.04% Reduced -7.4k -7,423
38 Arkadios Wealth Advisors 0.01% of their portfolio ATLANTA, GA 13,14613.1k $776.1k $776.1k 0.01% New
39 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 10,41310.4k $614.8k $614.8k 0.00% Reduced -55 -55
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,8549.9k $581.8k $581.8k 0.00% Reduced -30.8k -30,763
41 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 9,4479.4k $557.8k $557.8k 0.00% Unchanged
42 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 9,1589.2k $540.7k $540.7k 0.00% Added +158 +158
43 Independent Advisor Alliance 0.00% of their portfolio CHARLOTTE, NC 7,5107.5k $443.4k $443.4k 0.00% New
44 RAM Investment Partners, LLC 0.07% of their portfolio BELLEVUE, WA 6,6816.7k $394.4k $394.4k 0.07% Unchanged
45 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 6,2656.3k $369.9k $369.9k 0.00% Reduced -658 -658
46 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 6,1986.2k $365.9k $365.9k 0.00% Reduced -88 -88
47 Henderson Brothers Financial Partners, LLC 0.09% of their portfolio PITTSBURGH, PA 6,1606.2k $363.7k $363.7k 0.09% First filing
48 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 5,3565.4k $316.2k $316.2k 0.00% Reduced -508 -508
49 Summit Financial, LLC 0.00% of their portfolio PARSIPPANY, NJ 4,7104.7k $278.1k $278.1k 0.00% Added +10 +10
50 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,2944.3k $253.5k $253.5k 0.00% Added +1 +1
51 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 4,2624.3k $251.7k $251.7k 0.00% Reduced -520 -520
52 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 3,5863.6k $211.7k $211.7k 0.00% Reduced -17.1k -17,129
53 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 2,6502.6k $156.5k $156.5k 0.00% Unchanged
54 FMR LLC 0.00% of their portfolio BOSTON, MA 2,6042.6k $153.8k $153.8k 0.00% Reduced -192 -192
55 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 2,1462.1k $126.7k $126.7k 0.00% Added +7 +7
56 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,0202.0k $119.3k $119.3k 0.00% Added +3 +3
57 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 1,5721.6k $93.6k $93.6k 0.01% New
58 Medallion Wealth Advisors, LLC 0.03% of their portfolio FARMINGTON, CT 1,3931.4k $82.2k $82.2k 0.03% Unchanged
59 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 1,0001.0k $59.0k $59.0k 0.00% Unchanged
60 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 658658 $38.1k $38.1k 0.00% New
61 VANGUARD ADVISERS INC 0.00% of their portfolio Malvern, PA 622622 $36.7k $36.7k 0.00% First filing
62 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 388388 $23.1k $23.1k 0.00% Unchanged
63 Quest 10 Wealth Builders, Inc. 0.02% of their portfolio Fuquay-Varina, VA 350350 $20.7k $20.7k 0.02% Unchanged
64 CWM, LLC 0.00% of their portfolio OMAHA, NE 315315 $18.6k $18.6k 0.00% Unchanged
65 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 8383 $4.9k $4.9k 0.00% Unchanged