Vault-13

LATTICE STRATEGIES TR ROAM

HARTFRD EMRG ETF · ETP · CUSIP 518416201

43 institutional holders +11 vs Q1 2026
2,586,7742.6m shares reported held*
$92.5mreported value*
13 new 13 added 12 reduced 4 sold out net bought ≈ $5.3m (+147.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($365.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $35.77.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 19Q4 22: 16Q1 23: 21Q2 23: 19Q3 23: 22Q4 23: 24Q1 24: 20Q2 24: 28Q3 24: 23Q4 24: 23Q1 25: 22Q2 25: 22Q3 25: 18Q4 25: 21Q1 26: 32Q2 26: 4343Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202219
Q4 202216
Q1 202321
Q2 202319
Q3 202322
Q4 202324
Q1 202420
Q2 202428
Q3 202423
Q4 202423
Q1 202522
Q2 202522
Q3 202518
Q4 202521
Q1 202632
Q2 202643

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 12 bought or addedQ3 24: 11 cut or sold outQ4 24: 14 bought or addedQ4 24: 11 cut or sold outQ4 24Q1 25: 11 bought or addedQ1 25: 9 cut or sold outQ2 25: 10 bought or addedQ2 25: 13 cut or sold outQ2 25Q3 25: 8 bought or addedQ3 25: 13 cut or sold outQ4 25: 16 bought or addedQ4 25: 5 cut or sold outQ4 25Q1 26: 22 bought or addedQ1 26: 10 cut or sold outQ2 26: 26 bought or addedQ2 26: 16 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20241211
Q4 20241411
Q1 2025119
Q2 20251013
Q3 2025813
Q4 2025165
Q1 20262210
Q2 20262616

Biggest buyers

JANE STREET GROUP, LLC Added +129,266+129.3k
OLD MISSION CAPITAL LLC Added +111,600+111.6k
Stratos Wealth Partners, LTD. Added +80,672+80.7k
RAYMOND JAMES FINANCIAL INC Added +62,440+62.4k
Compound Planning, Inc. New +28,989+29.0k
IFG Advisory, LLC New +27,585+27.6k
Cambridge Investment Research Advisors, Inc. Added +21,156+21.2k
TRUIST FINANCIAL CORP New +11,270+11.3k
Redwood Financial Network Corp New +10,867+10.9k
GOLDMAN SACHS GROUP INC New +7,222+7.2k

Biggest sellers

Private Advisor Group, LLC Reduced -168,860-168.9k
OSAIC HOLDINGS, INC. Reduced -52,021-52.0k
FLOW TRADERS U.S. LLC Sold out -47,059-47.1k
Independent Advisor Alliance Sold out -26,552-26.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -19,731-19.7k
Cetera Investment Advisers Reduced -16,956-17.0k
LPL Financial LLC Reduced -16,610-16.6k
Tempus Wealth Planning, LLC Sold out -16,500-16.5k
CITADEL ADVISORS LLC Reduced -13,009-13.0k
Sanctuary Advisors, LLC Reduced -6,935-6.9k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 656,376656.4k $23.5m $23.5m 0.01% Reduced -16.6k -16,610
2 Stratos Wealth Partners, LTD. 0.23% of their portfolio BEACHWOOD, OH 639,228639.2k $22.9m $22.9m 0.23% Added +80.7k +80,672
3 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 283,635283.6k $10.1m $10.1m 0.03% Added +66 +66
4 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 143,129143.1k $5.1m $5.1m 0.00% Added +129.3k +129,266
5 OLD MISSION CAPITAL LLC 0.11% of their portfolio CHICAGO, IL 122,532122.5k $4.4m $4.4m 0.11% Added +111.6k +111,600
6 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 102,295102.3k $3.7m $3.7m 0.02% Reduced -6.9k -6,935
7 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 88,98189.0k $3.2m $3.2m 0.00% Added +62.4k +62,440
8 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 73,69373.7k $2.6m $2.6m 0.00% Added +7.2k +7,178
9 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 66,24766.2k $2.4m $2.4m 0.01% Reduced -168.9k -168,860
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 59,11259.1k $2.1m $2.1m 0.00% Reduced -19.7k -19,731
11 Fermata Advisors, LLC 0.32% of their portfolio SONOMA, CA 44,27944.3k $1.6m $1.6m 0.32% Reduced -1.3k -1,295
12 Mariner, LLC 0.00% of their portfolio Overland Park, KS 32,64632.6k $1.2m $1.2m 0.00% Added +5.5k +5,514
13 Empirical Asset Management, LLC 0.26% of their portfolio WELLESLEY, MA 32,59732.6k $1.2m $1.2m 0.26% Added +1.5k +1,523
14 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 31,72831.7k $1.1m $1.1m 0.00% Added +21.2k +21,156
15 Compound Planning, Inc. 0.03% of their portfolio NEW YORK, NY 28,98929.0k $1.0m $1.0m 0.03% New
16 IFG Advisory, LLC 0.03% of their portfolio ATLANTA, GA 27,58527.6k $986.7k $986.7k 0.03% New
17 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 19,45419.5k $695.9k $695.9k 0.02% Reduced -137 -137
18 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 19,38519.4k $693.4k $693.4k 0.00% Reduced -13.0k -13,009
19 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 18,02218.0k $644.6k $644.6k 0.01% Reduced -45 -45
20 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 11,79711.8k $422.0k $422.0k 0.00% Reduced -17.0k -16,956
21 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 11,27011.3k $403.1k $403.1k 0.00% New
22 Redwood Financial Network Corp 0.22% of their portfolio SOLON, OH 10,86710.9k $388.7k $388.7k 0.22% New
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,81410.8k $386.8k $386.8k 0.00% Added +2.0k +1,989
24 Blueprint Investment Partners LLC 0.03% of their portfolio GREENSBORO, NC 10,20710.2k $365.1k $365.1k 0.03% Reduced -75 -75
25 Blueprint Financial Advisors LLC 0.04% of their portfolio GREENSBOTO, NC 10,20710.2k $365.1k $365.1k 0.04% Reduced -75 -75
26 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 7,2227.2k $258.3k $258.3k 0.00% New
27 J.W. COLE ADVISORS, INC. 0.00% of their portfolio TAMPA, FL 6,6826.7k $239.0k $239.0k 0.00% New
28 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 4,3784.4k $156.6k $156.6k 0.01% New
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,0744.1k $144.1k $144.1k 0.00% New
30 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 4,0744.1k $145.7k $145.7k 0.00% New
31 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 3,4143.4k $122.1k $122.1k 0.01% Added +588 +588
32 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 3,0493.0k $109.1k $109.1k 0.01% New
33 Advisors Preferred, LLC 0.01% of their portfolio ROCKVILLE, MD 2,4552.5k $86.7k $86.7k 0.01% New
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,3782.4k $85.1k $85.1k 0.00% Reduced -52.0k -52,021
35 FMR LLC 0.00% of their portfolio BOSTON, MA 1,7311.7k $61.9k $61.9k 0.00% New
36 Torren Management, LLC 0.03% of their portfolio SAN DIEGO, CA 1,4021.4k $50.1k $50.1k 0.03% Added +13 +13
37 Wagner Wealth Management, LLC 0.00% of their portfolio GREENVILLE, SC 358358 $12.8k $12.8k 0.00% Unchanged
38 VANGUARD ADVISERS INC 0.00% of their portfolio Malvern, PA 260260 $9.3k $9.3k 0.00% Unchanged
39 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 185185 $6.5k $6.5k 0.00% Added +136 +136
40 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 9191 $3.3k $3.3k 0.00% New
41 Harborfront Financial Group LLC 0.01% of their portfolio LUDINGTON, MI 7777 $2.7k $2.7k 0.01% First filing
42 Bullock Wealth Management Group 0.00% of their portfolio BLOOMINGTON, IN 7575 $2.7k $2.7k 0.00% First filing
43 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $61 $61 0.00% Unchanged