LATTICE STRATEGIES TR ROAM
HARTFRD EMRG ETF · ETP · CUSIP 518416201
24
institutional holders
+2 vs Q3 2023
755.6k
shares reported held*
$16.9mreported value*
3 new
6 added
11 reduced
1 sold out
net sold ≈ $1.5m (-65.0k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.35.
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 19 |
| Q4 2022 | 16 |
| Q1 2023 | 21 |
| Q2 2023 | 19 |
| Q3 2023 | 22 |
| Q4 2023 | 24 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 5 | 11 |
| Q1 2023 | 9 | 8 |
| Q2 2023 | 10 | 9 |
| Q3 2023 | 11 | 9 |
| Q4 2023 | 9 | 12 |
Biggest buyers
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +24.3k |
| GTS SECURITIES LLC | Added | +23.8k |
| Dynamic Advisor Solutions LLC | New | +10.7k |
| Financial Advocates Investment Management | New | +9.3k |
| Scarborough Advisors, LLC | Added | +2.4k |
| UBS Group AG | New | +1.5k |
| OLD MISSION CAPITAL LLC | Added | +813 |
| Resource Planning Group | Added | +259 |
| MERCER GLOBAL ADVISORS INC /ADV | Added | +259 |
Biggest sellers
| WELLINGTON MANAGEMENT GROUP LLP | Sold out | -62.1k |
| FLOW TRADERS U.S. LLC | Reduced | -45.1k |
| JANE STREET GROUP, LLC | Reduced | -13.7k |
| WELLS FARGO & COMPANY/MN | Reduced | -8.7k |
| Wagner Wealth Management, LLC | Reduced | -3.6k |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -1.7k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -1.5k |
| ROYAL BANK OF CANADA | Reduced | -800 |
| CITADEL ADVISORS LLC | Reduced | -528 |
| OSAIC HOLDINGS, INC. | Reduced | -250 |
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 98.0k $2.2m | Reduced -8.7k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 78.4k $1.8m | Reduced -13.7k |
| Wagner Wealth Management, LLC 0.56% of their portfolio | 74.4k $1.7m | Reduced -3.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 66.5k $1.5m | Added +24.3k |
| Scarborough Advisors, LLC 0.28% of their portfolio | 60.0k $1.3m | Added +2.4k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 53.7k $1.2m | Reduced -1.7k |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 53.3k $1.2m | Added +259 |
| Resource Planning Group 0.76% of their portfolio | 53.3k $1.2m | Added +259 |
| GTS SECURITIES LLC 0.02% of their portfolio | 50.2k $1.1m | Added +23.8k |
| OLD MISSION CAPITAL LLC 0.03% of their portfolio | 49.2k $1.1m | Added +813 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 15.0k $336.2k | Reduced -528 |
| FLOW TRADERS U.S. LLC 0.01% of their portfolio | 14.9k $333.0k | Reduced -45.1k |
| LPL Financial LLC 0.00% of their portfolio | 13.9k $311.1k | Reduced -200 |
| COLDSTREAM CAPITAL MANAGEMENT INC 0.01% of their portfolio | 13.8k $309.6k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 13.0k $291.0k | Reduced -800 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 12.1k $270.6k | Reduced -1.5k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 11.2k $251.0k | Reduced -110 |
| Dynamic Advisor Solutions LLC 0.01% of their portfolio | 10.7k $234.2k | New |
| Financial Advocates Investment Management 0.01% of their portfolio | 9.3k $207.9k | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 1.6k $35.8k | Reduced -250 |
| UBS Group AG 0.00% of their portfolio | 1.5k $34.4k | New |
| Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio | 1.1k $24.0k | Unchanged |
| COMERICA BANK 0.00% of their portfolio | 224 $5.0k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |