Vault-13

LATTICE STRATEGIES TR RODM

HARTFORD MLT ETF · ETP · CUSIP 518416102

131 institutional holders +0 vs Q1 2026
29,586,30029.6m shares reported held*
$1.2bnreported value*
13 new 49 added 49 reduced 13 sold out net bought ≈ $118.7m (+2.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($463.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $40.41.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 129Q4 22: 126Q1 23: 124Q2 23: 119Q3 23: 118Q4 23: 117Q1 24: 115Q2 24: 109Q3 24: 106Q4 24: 107Q1 25: 109Q2 25: 109Q3 25: 115Q4 25: 122Q1 26: 131Q2 26: 131131Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022129
Q4 2022126
Q1 2023124
Q2 2023119
Q3 2023118
Q4 2023117
Q1 2024115
Q2 2024109
Q3 2024106
Q4 2024107
Q1 2025109
Q2 2025109
Q3 2025115
Q4 2025122
Q1 2026131
Q2 2026131

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 36 bought or addedQ3 24: 65 cut or sold outQ4 24: 35 bought or addedQ4 24: 57 cut or sold outQ4 24Q1 25: 35 bought or addedQ1 25: 60 cut or sold outQ2 25: 42 bought or addedQ2 25: 57 cut or sold outQ2 25Q3 25: 49 bought or addedQ3 25: 50 cut or sold outQ4 25: 49 bought or addedQ4 25: 56 cut or sold outQ4 25Q1 26: 52 bought or addedQ1 26: 61 cut or sold outQ2 26: 62 bought or addedQ2 26: 62 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20243665
Q4 20243557
Q1 20253560
Q2 20254257
Q3 20254950
Q4 20254956
Q1 20265261
Q2 20266262

Biggest buyers

Pathstone Holdings, LLC New +1,776,976+1.8m
Cerity Partners LLC Added +1,091,418+1.1m
AMERIPRISE FINANCIAL INC Added +187,346+187.3k
UBS Group AG Added +112,807+112.8k
LPL Financial LLC Added +112,049+112.0k
JONES FINANCIAL COMPANIES LLLP Added +84,804+84.8k
MORGAN STANLEY Added +56,591+56.6k
WELLS FARGO & COMPANY/MN Added +53,399+53.4k
Cambridge Investment Research Advisors, Inc. Added +50,194+50.2k
HRT FINANCIAL LP New +42,931+42.9k

Biggest sellers

CITADEL ADVISORS LLC Sold out -264,683-264.7k
Clearstead Advisors, LLC Reduced -178,141-178.1k
Private Advisor Group, LLC Reduced -110,250-110.2k
Randall & Associates Wealth Management Sold out -64,516-64.5k
BANK OF AMERICA CORP /DE/ Reduced -64,487-64.5k
FOSTER & MOTLEY INC Reduced -54,468-54.5k
Steward Partners Investment Advisory, LLC Reduced -43,673-43.7k
Lido Advisors, LLC Reduced -14,235-14.2k
CITIGROUP INC Reduced -13,836-13.8k
JANE STREET GROUP, LLC Reduced -12,882-12.9k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Cerity Partners LLC 0.25% of their portfolio NEW YORK, NY 5,164,4855.2m $208.7m $208.7m 0.25% Added +1.1m +1,091,418
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,235,0453.2m $130.7m $130.7m 0.01% Added +56.6k +56,591
3 Hartford Funds Management Co LLC 8.31% of their portfolio WAYNE, PA 2,571,2922.6m $103.9m $103.9m 8.31% Added +41.2k +41,183
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,559,9382.6m $103.4m $103.4m 0.01% Reduced -64.5k -64,487
5 Pathstone Holdings, LLC 0.21% of their portfolio ENGLEWOOD, NJ 1,776,9761.8m $71.8m $71.8m 0.21% New
6 WCG Wealth Advisors LLC 1.70% of their portfolio LAS VEGAS, NV 1,773,4051.8m $71.7m $71.7m 1.70% Added +39.5k +39,489
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,080,9641.1m $43.7m $43.7m 0.01% Added +112.0k +112,049
8 Intellus Advisors LLC 5.16% of their portfolio NAPLES, FL 1,052,0321.1m $42.5m $42.5m 5.16% Added +4.0k +3,951
9 FOSTER & MOTLEY INC 1.89% of their portfolio CINCINNATI, OH 1,016,7141.0m $41.1m $41.1m 1.89% Reduced -54.5k -54,468
10 Mariner, LLC 0.04% of their portfolio Overland Park, KS 944,022944.0k $38.1m $38.1m 0.04% Reduced -9.2k -9,241
11 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 925,808925.8k $37.4m $37.4m 0.01% Added +2.0k +1,976
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 771,110771.1k $31.2m $31.2m 0.00% Added +112.8k +112,807
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 485,554485.6k $19.6m $19.6m 0.00% Added +187.3k +187,346
14 Goldstein Advisors, LLC 1.74% of their portfolio Madison, WI 471,735471.7k $19.1m $19.1m 1.74% Added +23.9k +23,948
15 BEARING POINT CAPITAL, LLC 2.50% of their portfolio BLOOMINGTON, MN 457,926457.9k $18.5m $18.5m 2.50% Added +35.2k +35,180
16 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 439,216439.2k $17.7m $17.7m 0.08% Reduced -110.2k -110,250
17 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 424,032424.0k $17.1m $17.1m 0.03% Reduced -6.6k -6,598
18 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 417,097417.1k $16.8m $16.8m 0.01% Added +84.8k +84,804
19 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 379,827379.8k $15.3m $15.3m 0.01% Reduced -8.6k -8,617
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 234,496234.5k $9.5m $9.5m 0.00% Added +8.3k +8,270
21 Lido Advisors, LLC 0.03% of their portfolio Los Angeles, CA 227,379227.4k $9.2m $9.2m 0.03% Reduced -14.2k -14,235
22 &PARTNERS 0.03% of their portfolio NASHVILLE, TN 180,696180.7k $7.3m $7.3m 0.03% Reduced -6.9k -6,886
23 Clearstead Advisors, LLC 0.07% of their portfolio CLEVELAND, OH 178,203178.2k $7.2m $7.2m 0.07% Reduced -178.1k -178,141
24 EVERGREEN CAPITAL MANAGEMENT LLC 0.11% of their portfolio Bellevue, WA 156,845156.8k $6.3m $6.3m 0.11% Reduced -5.5k -5,470
25 IAG Wealth Partners, LLC 0.46% of their portfolio WAUKESHA, WI 115,710115.7k $4.7m $4.7m 0.46% Reduced -3.1k -3,093
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 115,207115.2k $4.7m $4.7m 0.00% Added +12.3k +12,268
27 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 103,657103.7k $4.2m $4.2m 0.00% Added +53.4k +53,399
28 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 101,146101.1k $4.1m $4.1m 0.00% Added +50.2k +50,194
29 WESCAP Management Group, Inc. 0.75% of their portfolio Glendale, CA 98,78798.8k $4.0m $4.0m 0.75% Added +880 +880
30 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 97,77597.8k $4.0m $4.0m 0.00% Reduced -12.9k -12,882
31 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 97,61097.6k $3.9m $3.9m 0.00% Reduced -2.5k -2,522
32 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 94,46194.5k $3.8m $3.8m 0.02% Reduced -43.7k -43,673
33 HOWARD FINANCIAL SERVICES, LTD. 0.36% of their portfolio DALLAS, TX 88,99189.0k $3.6m $3.6m 0.36% Added +787 +787
34 Modern Wealth Management, LLC 0.04% of their portfolio KANSAS CITY, MO 86,17686.2k $3.5m $3.5m 0.04% Reduced -2.5k -2,550
35 Vawter Financial, Ltd. 1.28% of their portfolio COLUMBUS, OH 83,84683.8k $3.4m $3.4m 1.28% Reduced -10.5k -10,540
36 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 80,00080.0k $3.2m $3.2m 0.01% Reduced -263 -263
37 World Investment Advisors 0.05% of their portfolio LINCROFT, NJ 75,50275.5k $3.0m $3.0m 0.05% Unchanged
38 Trilogy Capital Inc. 0.12% of their portfolio IRVINE, CA 74,62574.6k $3.0m $3.0m 0.12% Reduced -232 -232
39 First PREMIER Bank 0.46% of their portfolio SIOUX FALLS, SD 71,02071.0k $2.9m $2.9m 0.46% Unchanged
40 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 61,17461.2k $2.5m $2.5m 0.00% Added +10.7k +10,666
41 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 60,21960.2k $2.4m $2.4m 0.02% Reduced -1.9k -1,930
42 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 51,53951.5k $2.1m $2.1m 0.00% Reduced -1.8k -1,825
43 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 51,26251.3k $2.1m $2.1m 0.00% Reduced -1.1k -1,105
44 FLAGSTAR SECURITIES, INC 0.57% of their portfolio New York, NY 46,86746.9k $1.9m $1.9m 0.57% Reduced -2.9k -2,905
45 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 43,70843.7k $1.8m $1.8m 0.01% Reduced -1.5k -1,455
46 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 42,93142.9k $1.7m $1.7m 0.00% New
47 Empirical Asset Management, LLC 0.37% of their portfolio WELLESLEY, MA 41,11241.1k $1.7m $1.7m 0.37% Added +2.7k +2,669
48 CRUX WEALTH ADVISORS 0.56% of their portfolio LONG BEACH, CA 39,66339.7k $1.6m $1.6m 0.56% Added +145 +145
49 Apollon Financial, LLC 0.18% of their portfolio MOUNT PLEASANT, SC 38,59638.6k $1.6m $1.6m 0.18% Reduced -326 -326
50 COLDSTREAM CAPITAL MANAGEMENT INC 0.02% of their portfolio BELLEVUE, WA 35,35535.4k $1.4m $1.4m 0.02% Reduced -426 -426
51 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 35,25735.3k $1.4m $1.4m 0.01% Unchanged
52 WEST MICHIGAN ADVISORS, LLC 0.26% of their portfolio HOLLAND, MI 34,05434.1k $1.4m $1.4m 0.26% Added +1.4k +1,401
53 Fermata Advisors, LLC 0.21% of their portfolio SONOMA, CA 25,98826.0k $1.1m $1.1m 0.21% Reduced -2.0k -1,977
54 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 25,12125.1k $1.0m $1.0m 0.00% Added +14.4k +14,374
55 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 23,16123.2k $935.9k $935.9k 0.02% Reduced -225 -225
56 Ethos Financial Group, LLC 0.06% of their portfolio KING OF PRUSSIA, PA 21,16621.2k $872.7k $872.7k 0.06% New
57 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 21,03421.0k $850.0k $850.0k 0.00% Added +8.6k +8,573
58 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 20,83620.8k $842.0k $842.0k 0.00% Added +166 +166
59 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 20,55720.6k $830.7k $830.7k 0.00% Added +261 +261
60 CLG LLC 0.18% of their portfolio Long Beach, CA 20,09220.1k $811.9k $811.9k 0.18% Reduced -338 -338
61 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 19,36319.4k $792.9k $792.9k 0.00% Reduced -24 -24
62 Eagle Strategies LLC 0.08% of their portfolio NEW YORK, NY 19,34419.3k $781.7k $781.7k 0.08% Added +3.1k +3,117
63 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 18,72718.7k $756.7k $756.7k 0.00% Added +1.9k +1,874
64 White Pine Investment CO 0.16% of their portfolio LIVONIA, MI 18,12918.1k $733.0k $733.0k 0.16% Added +48 +48
65 CLIENT 1ST ADVISORY GROUP, LLC 0.20% of their portfolio DUNEDIN, FL 18,01418.0k $727.9k $727.9k 0.20% Unchanged
66 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 17,30917.3k $699.5k $699.5k 0.00% Added +10.3k +10,311
67 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 16,23516.2k $656.1k $656.1k 0.00% Reduced -402 -402
68 GUARDIAN WEALTH ADVISORS, LLC / NC 0.04% of their portfolio RALEIGH, NC 16,23516.2k $656.1k $656.1k 0.04% Reduced -402 -402
69 Sowa Financial Group, Inc. 0.30% of their portfolio LINCOLN, RI 15,96316.0k $645.0k $645.0k 0.30% Reduced -1.4k -1,408
70 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 15,80315.8k $638.6k $638.6k 0.00% Added +5.8k +5,826
71 Clearview Wealth Management LLC 0.39% of their portfolio IRVINE, CA 15,01515.0k $606.8k $606.8k 0.39% Unchanged
72 BlackRock, Inc. 0.00% of their portfolio New York, NY 14,99515.0k $606.0k $606.0k 0.00% Added +5.9k +5,946
73 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 14,94514.9k $603.9k $603.9k 0.00% Reduced -147 -147
74 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 13,98614.0k $565.2k $565.2k 0.01% Added +7.8k +7,806
75 Cranbrook Wealth Management, LLC 0.11% of their portfolio Bloomfield Hills, MI 13,89313.9k $561.4k $561.4k 0.11% Reduced -1.1k -1,098
76 Vise Technologies, Inc. 0.01% of their portfolio NEW YORK, NY 13,65113.7k $551.6k $551.6k 0.01% New
77 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 13,36413.4k $540.0k $540.0k 0.01% Added +36 +36
78 Sovran Advisors, LLC 0.04% of their portfolio SAN DIEGO, CA 11,80411.8k $486.7k $486.7k 0.04% Reduced -1.8k -1,794
79 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 11,67711.7k $471.9k $471.9k 0.01% Added +859 +859
80 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 11,45811.5k $463.0k $463.0k 0.00% Reduced -2.2k -2,249
81 Arkadios Wealth Advisors 0.01% of their portfolio ATLANTA, GA 10,77710.8k $435.5k $435.5k 0.01% Reduced -1.8k -1,788
82 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 10,22710.2k $413.3k $413.3k 0.00% New
83 CARLSON FINANCIAL, INC. 0.20% of their portfolio CANBY, OR 9,7969.8k $395.9k $395.9k 0.20% Added +20 +20
84 Cerity Partners Retirement Plan Advisors LLC 0.16% of their portfolio NEW YORK, NY 9,7329.7k $393.3k $393.3k 0.16% New
85 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 9,6629.7k $390.7k $390.7k 0.00% Added +643 +643
86 Gotham Asset Management, LLC 0.00% of their portfolio NEW YORK, NY 8,7998.8k $355.6k $355.6k 0.00% Reduced -377 -377
87 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 8,6708.7k $350.4k $350.4k 0.00% Added +984 +984
88 AdvisorNet Financial, Inc 0.02% of their portfolio MINNETONKA, MN 8,5978.6k $347.4k $347.4k 0.02% Added +726 +726
89 Golden State Wealth Management, LLC 0.03% of their portfolio SANTA ANA, CA 8,4698.5k $342.3k $342.3k 0.03% Added +105 +105
90 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 6,7106.7k $271.0k $271.0k 0.00% Unchanged
91 FMR LLC 0.00% of their portfolio BOSTON, MA 6,5386.5k $264.2k $264.2k 0.00% Reduced -576 -576
92 INSIGNEO ADVISORY SERVICES, LLC 0.01% of their portfolio MIAMI, FL 6,4976.5k $262.5k $262.5k 0.01% Unchanged
93 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 6,4556.5k $260.8k $260.8k 0.00% Added +138 +138
94 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.09% of their portfolio INDIANAPOLIS, IN 6,3916.4k $258.2k $258.2k 0.09% Reduced -106 -106
95 YARGER WEALTH STRATEGIES, LLC 0.09% of their portfolio WESTERVILLE, OH 6,3036.3k $258.1k $258.1k 0.09% Added +24 +24
96 Prospera Financial Services Inc 0.00% of their portfolio Dallas, TX 6,2766.3k $253.6k $253.6k 0.00% Reduced -20 -20
97 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 6,1666.2k $249.2k $249.2k 0.00% Added +140 +140
98 Western Wealth Management, LLC 0.01% of their portfolio GOLDEN, CO 6,0796.1k $245.7k $245.7k 0.01% Added +330 +330
99 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 5,9285.9k $239.5k $239.5k 0.00% Added +153 +153
100 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 5,7105.7k $230.7k $230.7k 0.00% Reduced -121 -121