Vault-13

LATTICE STRATEGIES TR RODM

HARTFORD MLT ETF · ETP · CUSIP 518416102

109 institutional holders +0 vs Q1 2025
27,267,04427.3m shares reported held*
$929.8mreported value*
8 new 34 added 48 reduced 9 sold out net sold ≈ $65.0m (-1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.10. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 129Q4 22: 126Q1 23: 124Q2 23: 119Q3 23: 118Q4 23: 117Q1 24: 115Q2 24: 109Q3 24: 106Q4 24: 107Q1 25: 109Q2 25: 109109Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 2022129
Q4 2022126
Q1 2023124
Q2 2023119
Q3 2023118
Q4 2023117
Q1 2024115
Q2 2024109
Q3 2024106
Q4 2024107
Q1 2025109
Q2 2025109

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 23: 42 bought or addedQ3 23: 67 cut or sold outQ4 23: 38 bought or addedQ4 23: 66 cut or sold outQ4 23Q1 24: 44 bought or addedQ1 24: 67 cut or sold outQ2 24: 25 bought or addedQ2 24: 75 cut or sold outQ2 24Q3 24: 36 bought or addedQ3 24: 65 cut or sold outQ4 24: 35 bought or addedQ4 24: 57 cut or sold outQ4 24Q1 25: 35 bought or addedQ1 25: 60 cut or sold outQ2 25: 42 bought or addedQ2 25: 57 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20234267
Q4 20233866
Q1 20244467
Q2 20242575
Q3 20243665
Q4 20243557
Q1 20253560
Q2 20254257

Biggest buyers

FLOW TRADERS U.S. LLC Added +138,657+138.7k
&PARTNERS New +136,459+136.5k
MORGAN STANLEY Added +105,121+105.1k
ROYAL BANK OF CANADA Added +99,464+99.5k
Intellus Advisors LLC Added +76,659+76.7k
Equitable Holdings, Inc. New +49,818+49.8k
JONES FINANCIAL COMPANIES LLLP Added +49,012+49.0k
First PREMIER Bank Added +42,600+42.6k
Mariner, LLC Added +28,962+29.0k
BEARING POINT CAPITAL, LLC Added +22,700+22.7k

Biggest sellers

Cerity Partners LLC Reduced -1,488,265-1.5m
Vawter Financial, Ltd. Sold out -163,806-163.8k
RAYMOND JAMES FINANCIAL INC Reduced -152,158-152.2k
Randall & Associates Wealth Management Reduced -132,954-133.0k
CITADEL ADVISORS LLC Sold out -132,511-132.5k
AMERIPRISE FINANCIAL INC Reduced -122,361-122.4k
FOSTER & MOTLEY INC Reduced -81,130-81.1k
JANE STREET GROUP, LLC Sold out -70,770-70.8k
Modern Wealth Management, LLC Reduced -54,146-54.1k
BANK OF AMERICA CORP /DE/ Reduced -40,193-40.2k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Cerity Partners LLC 0.24% of their portfolio NEW YORK, NY 3,897,1653.9m $132.9m $132.9m 0.24% Reduced -1.5m -1,488,265
2 Hartford Funds Management Co LLC 9.39% of their portfolio WAYNE, PA 3,196,4393.2m $109.0m $109.0m 9.39% Added +896 +896
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,124,7203.1m $106.6m $106.6m 0.01% Added +105.1k +105,121
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,668,7402.7m $91.0m $91.0m 0.01% Reduced -40.2k -40,193
5 FOSTER & MOTLEY INC 3.88% of their portfolio CINCINNATI, OH 1,970,1692.0m $67.2m $67.2m 3.88% Reduced -81.1k -81,130
6 Mill Creek Capital Advisors, LLC 1.43% of their portfolio Conshohocken, PA 1,893,8211.9m $64.6m $64.6m 1.43% Reduced -38.5k -38,460
7 Intellus Advisors LLC 5.21% of their portfolio NAPLES, FL 1,025,5231.0m $35.0m $35.0m 5.21% Added +76.7k +76,659
8 Mariner, LLC 0.05% of their portfolio Overland Park, KS 967,891967.9k $33.0m $33.0m 0.05% Added +29.0k +28,962
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 750,720750.7k $25.6m $25.6m 0.01% Reduced -19.1k -19,125
10 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 702,327702.3k $23.9m $23.9m 0.13% Reduced -8.1k -8,073
11 WCG Wealth Advisors LLC 1.50% of their portfolio LAS VEGAS, NV 678,158678.2k $23.1m $23.1m 1.50% Reduced -15.3k -15,260
12 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 560,535560.5k $19.1m $19.1m 0.01% Reduced -152.2k -152,158
13 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 469,214469.2k $16.0m $16.0m 0.04% Reduced -14.1k -14,090
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 465,623465.6k $15.9m $15.9m 0.00% Reduced -11.3k -11,350
15 Goldstein Advisors, LLC 1.98% of their portfolio Madison, WI 432,260432.3k $14.7m $14.7m 1.98% Added +3.0k +2,956
16 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 310,540310.5k $10.6m $10.6m 0.06% Reduced -2.0k -1,971
17 Cornerstone Wealth Management, LLC 0.64% of their portfolio ST. PETERS, MO 307,769307.8k $10.5m $10.5m 0.64% Added +10.3k +10,346
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 299,432299.4k $10.2m $10.2m 0.00% Added +99.5k +99,464
19 Lido Advisors, LLC 0.05% of their portfolio Los Angeles, CA 267,402267.4k $9.1m $9.1m 0.05% Added +7.6k +7,589
20 BEARING POINT CAPITAL, LLC 1.48% of their portfolio BLOOMINGTON, MN 235,881235.9k $8.0m $8.0m 1.48% Added +22.7k +22,700
21 FLOW TRADERS U.S. LLC 0.26% of their portfolio NEW YORK, NY 203,183203.2k $6.9m $6.9m 0.26% Added +138.7k +138,657
22 Clarius Group, LLC 0.39% of their portfolio SEATTLE, WA 193,836193.8k $6.6m $6.6m 0.39% Reduced -2.8k -2,761
23 EVERGREEN CAPITAL MANAGEMENT LLC 0.17% of their portfolio Bellevue, WA 169,130169.1k $5.8m $5.8m 0.17% Reduced -9.8k -9,770
24 &PARTNERS 0.04% of their portfolio NASHVILLE, TN 136,459136.5k $4.7m $4.7m 0.04% New
25 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 136,418136.4k $4.6m $4.6m 0.00% Added +49.0k +49,012
26 IAG Wealth Partners, LLC 0.61% of their portfolio WAUKESHA, WI 134,330134.3k $4.6m $4.6m 0.61% Reduced -11.9k -11,918
27 WESCAP Management Group, Inc. 0.84% of their portfolio Glendale, CA 108,439108.4k $3.7m $3.7m 0.84% Added +4.0k +3,996
28 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 103,293103.3k $3.5m $3.5m 0.00% Reduced -122.4k -122,361
29 Trilogy Capital Inc. 0.17% of their portfolio IRVINE, CA 99,80499.8k $3.4m $3.4m 0.17% Reduced -27.7k -27,746
30 Modern Wealth Management, LLC 0.08% of their portfolio KANSAS CITY, MO 97,08797.1k $3.3m $3.3m 0.08% Reduced -54.1k -54,146
31 HOWARD FINANCIAL SERVICES, LTD. 0.42% of their portfolio DALLAS, TX 93,61693.6k $3.2m $3.2m 0.42% Reduced -306 -306
32 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 92,74392.7k $3.2m $3.2m 0.01% Added +465 +465
33 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 89,05589.1k $3.0m $3.0m 0.02% Reduced -6.9k -6,857
34 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 86,18286.2k $2.9m $2.9m 0.00% Added +3.1k +3,111
35 World Investment Advisors 0.06% of their portfolio LINCROFT, NJ 76,38076.4k $2.6m $2.6m 0.06% Reduced -7.0k -7,047
36 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 68,06468.1k $2.3m $2.3m 0.03% Reduced -1.3k -1,274
37 First PREMIER Bank 0.55% of their portfolio SIOUX FALLS, SD 66,60066.6k $2.3m $2.3m 0.55% Added +42.6k +42,600
38 Randall & Associates Wealth Management 1.74% of their portfolio BUTLER, PA 66,42466.4k $2.3m $2.3m 1.74% Reduced -133.0k -132,954
39 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 61,64561.6k $2.1m $2.1m 0.00% Reduced -3.5k -3,524
40 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 61,19561.2k $2.1m $2.1m 0.00% Added +252 +252
41 CRUX WEALTH ADVISORS 0.86% of their portfolio LONG BEACH, CA 59,27459.3k $2.0m $2.0m 0.86% Reduced -28.6k -28,551
42 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 49,81849.8k $1.7m $1.7m 0.01% New
43 FLAGSTAR SECURITIES, INC 0.47% of their portfolio New York, NY 49,47749.5k $1.7m $1.7m 0.47% Reduced -4.5k -4,470
44 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 45,28045.3k $1.5m $1.5m 0.00% Added +21.9k +21,942
45 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 41,07841.1k $1.4m $1.4m 0.00% Added +1.9k +1,915
46 COLDSTREAM CAPITAL MANAGEMENT INC 0.02% of their portfolio BELLEVUE, WA 39,27839.3k $1.3m $1.3m 0.02% Reduced -835 -835
47 Fermata Advisors, LLC 0.36% of their portfolio SONOMA, CA 38,99139.0k $1.3m $1.3m 0.36% Reduced -6.6k -6,586
48 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 35,94335.9k $1.2m $1.2m 0.01% Reduced -1.4k -1,361
49 CLG LLC 0.29% of their portfolio Long Beach, CA 27,64427.6k $942.7k $942.7k 0.29% Reduced -5.6k -5,625
50 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 26,97327.0k $920.1k $920.1k 0.00% Added +9.7k +9,739
51 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 26,11326.1k $890.0k $890.0k 0.00% Reduced -7.5k -7,542
52 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 25,46425.5k $868.3k $868.3k 0.00% Reduced -824 -824
53 Sowa Financial Group, Inc. 0.51% of their portfolio LINCOLN, RI 23,94623.9k $817.0k $817.0k 0.51% Reduced -6.9k -6,920
54 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 21,76921.8k $742.3k $742.3k 0.00% Added +364 +364
55 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 21,34821.3k $728.7k $728.7k 0.00% Reduced -1.3k -1,294
56 Cranbrook Wealth Management, LLC 0.15% of their portfolio Bloomfield Hills, MI 19,94319.9k $680.1k $680.1k 0.15% Reduced -509 -509
57 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 19,26619.3k $657.0k $657.0k 0.00% Added +5.2k +5,223
58 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.08% of their portfolio INDIANAPOLIS, IN 18,88618.9k $644.0k $644.0k 0.08% Added +2.4k +2,410
59 Sovran Advisors, LLC 0.07% of their portfolio SAN DIEGO, CA 18,82318.8k $640.4k $640.4k 0.07% Added +4.2k +4,156
60 White Pine Investment CO 0.15% of their portfolio LIVONIA, MI 18,08118.1k $617.0k $617.0k 0.15% Unchanged
61 CLIENT 1ST ADVISORY GROUP, LLC 0.22% of their portfolio DUNEDIN, FL 18,01418.0k $614.3k $614.3k 0.22% Reduced -59 -59
62 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 16,63716.6k $567.3k $567.3k 0.01% Unchanged
63 GUARDIAN WEALTH ADVISORS, LLC / NC 0.04% of their portfolio RALEIGH, NC 16,63716.6k $567.3k $567.3k 0.04% Unchanged
64 Larson Financial Group LLC 0.02% of their portfolio ST LOUIS, MO 16,47716.5k $561.9k $561.9k 0.02% Added +11 +11
65 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 15,84915.8k $540.5k $540.5k 0.00% Reduced -2.2k -2,161
66 Arkadios Wealth Advisors 0.02% of their portfolio ATLANTA, GA 15,50215.5k $528.6k $528.6k 0.02% Added +269 +269
67 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 15,28515.3k $521.2k $521.2k 0.00% Unchanged
68 Eagle Strategies LLC 0.07% of their portfolio NEW YORK, NY 12,78712.8k $436.0k $436.0k 0.07% Added +243 +243
69 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 8,7598.8k $298.7k $298.7k 0.02% Added +677 +677
70 Kathleen S. Wright Associates Inc. 0.11% of their portfolio PITTSBURGH, PA 7,9928.0k $272.5k $272.5k 0.11% Reduced -100 -100
71 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 7,4587.5k $254.3k $254.3k 0.00% Reduced -2.3k -2,253
72 BKM Wealth Management, LLC 0.10% of their portfolio BROOKFIELD, WI 7,4417.4k $253.7k $253.7k 0.10% Reduced -435 -435
73 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 7,0857.1k $241.6k $241.6k 0.00% Unchanged
74 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 6,9927.0k $238.4k $238.4k 0.00% New
75 WealthPlan Investment Management, LLC 0.02% of their portfolio OMAHA, NE 6,8096.8k $232.2k $232.2k 0.02% Reduced -262 -262
76 YARGER WEALTH STRATEGIES, LLC 0.12% of their portfolio WESTERVILLE, OH 6,8076.8k $232.1k $232.1k 0.12% Added +126 +126
77 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 6,7776.8k $231.1k $231.1k 0.00% Reduced -2.6k -2,605
78 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 6,7546.8k $230.3k $230.3k 0.01% Added +1.1k +1,055
79 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 6,5366.5k $223.0k $223.0k 0.00% Reduced -17 -17
80 INSIGNEO ADVISORY SERVICES, LLC 0.02% of their portfolio MIAMI, FL 6,4976.5k $221.5k $221.5k 0.02% Unchanged
81 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 6,1106.1k $208.4k $208.4k 0.01% Reduced -202 -202
82 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 6,1086.1k $208.3k $208.3k 0.00% Reduced -179 -179
83 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 5,2435.2k $178.8k $178.8k 0.00% Unchanged
84 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,2385.2k $178.6k $178.6k 0.00% Reduced -18.2k -18,224
85 FMR LLC 0.00% of their portfolio BOSTON, MA 4,6484.6k $158.5k $158.5k 0.00% Added +1.3k +1,306
86 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 3,9644.0k $135.2k $135.2k 0.00% First filing
87 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,3983.4k $115.9k $115.9k 0.00% Reduced -4 -4
88 EVERMAY WEALTH MANAGEMENT LLC 0.01% of their portfolio ARLINGTON, VA 3,3143.3k $113.0k $113.0k 0.01% Reduced -145 -145
89 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,1593.2k $108.0k $108.0k 0.00% Added +204 +204
90 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,1203.1k $106.4k $106.4k 0.00% Reduced -119 -119
91 Golden State Wealth Management, LLC 0.01% of their portfolio SANTA ANA, CA 2,6162.6k $89.2k $89.2k 0.01% Added +16 +16
92 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 2,4152.4k $82.4k $82.4k 0.01% Added +331 +331
93 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,6341.6k $55.7k $55.7k 0.00% Unchanged
94 OAKWORTH CAPITAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,1851.2k $40.4k $40.4k 0.00% Unchanged
95 TrinityBridge Ltd 0.00% of their portfolio LONDON, X0 1,1701.2k $40.0k $40.0k 0.00% Unchanged
96 GW&K Investment Management, LLC 0.00% of their portfolio BOSTON, MA 724724 $25.0k $25.0k 0.00% New
97 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 704704 $24.0k $24.0k 0.00% New
98 Team Financial Group, LLC 0.01% of their portfolio TEMECULA, CA 596596 $20.3k $20.3k 0.01% New
99 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 543543 $15.4k $15.4k 0.00% Unchanged
100 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 500500 $17.1k $17.1k 0.00% Unchanged