Vault-13

LATTICE STRATEGIES TR RODM

HARTFORD MLT ETF · ETP · CUSIP 518416102

126 institutional holders -3 vs Q3 2022
49,719,70449.7m shares reported held*
$1.2bnreported value*
18 new 32 added 56 reduced 21 sold out net sold ≈ $11.2m (-319.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.62. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 129Q4 22: 126126Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022129
Q4 2022126

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1k$2k$3k$4kQ3 22 calls: $0Q3 22 puts: $4.0kQ3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$4.0k—
Q4 2022$0$0—

Biggest buyers

AVANTAX ADVISORY SERVICES, INC. Added +1,585,896+1.6m
Hartford Funds Management Co LLC Added +1,543,853+1.5m
MORGAN STANLEY Added +382,614+382.6k
Cerity Partners OCIO LLC Added +318,387+318.4k
EVERGREEN CAPITAL MANAGEMENT LLC New +205,645+205.6k
Trilogy Capital Inc. Added +99,466+99.5k
WCG Wealth Advisors LLC Added +80,074+80.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +56,807+56.8k
FLOW TRADERS U.S. LLC New +56,609+56.6k
OLD MISSION CAPITAL LLC New +52,685+52.7k

Biggest sellers

JANE STREET GROUP, LLC Reduced -947,916-947.9k
UBS Group AG Reduced -832,273-832.3k
OSAIC HOLDINGS, INC. Reduced -736,315-736.3k
BANK OF AMERICA CORP /DE/ Reduced -710,946-710.9k
FOSTER & MOTLEY INC Reduced -306,339-306.3k
ROYAL BANK OF CANADA Reduced -196,189-196.2k
LPL Financial LLC Reduced -122,867-122.9k
Clarius Group, LLC Reduced -112,865-112.9k
White Pine Investment CO Reduced -104,429-104.4k
Cranbrook Wealth Management, LLC Reduced -96,613-96.6k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Cerity Partners OCIO LLC 5.30% of their portfolio New York, NY 6,651,0676.7m $164.9m $164.9m 5.30% Added +318.4k +318,387
2 AVANTAX ADVISORY SERVICES, INC. 1.96% of their portfolio DALLAS, TX 5,926,8135.9m $146.9m $146.9m 1.96% Added +1.6m +1,585,896
3 Mill Creek Capital Advisors, LLC 5.47% of their portfolio Conshohocken, PA 5,314,9785.3m $131.8m $131.8m 5.47% First filing
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,747,0844.7m $117.7m $117.7m 0.01% Added +382.6k +382,614
5 Hartford Funds Management Co LLC 10.36% of their portfolio WAYNE, PA 3,990,8834.0m $98.9m $98.9m 10.36% Added +1.5m +1,543,853
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,814,4982.8m $69.8m $69.8m 0.01% Reduced -710.9k -710,946
7 Raymond James Financial Services Advisors, Inc. 0.12% of their portfolio ST. PETERSBURG, FL 2,315,7702.3m $57.4m $57.4m 0.12% Reduced -7.7k -7,691
8 FOSTER & MOTLEY INC 3.62% of their portfolio CINCINNATI, OH 1,709,4041.7m $42.4m $42.4m 3.62% Reduced -306.3k -306,339
9 Trilogy Capital Inc. 2.32% of their portfolio IRVINE, CA 1,320,3761.3m $32.7m $32.7m 2.32% Added +99.5k +99,466
10 JANE STREET GROUP, LLC 0.06% of their portfolio NEW YORK, NY 1,238,7741.2m $30.7m $30.7m 0.06% Reduced -947.9k -947,916
11 WCG Wealth Advisors LLC 3.85% of their portfolio LAS VEGAS, NV 1,131,4541.1m $28.0m $28.0m 3.85% Added +80.1k +80,074
12 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 959,706959.7k $23.8m $23.8m 0.02% Added +635 +635
13 UBS Group AG 0.01% of their portfolio ZURICH, V8 853,820853.8k $21.2m $21.2m 0.01% Reduced -832.3k -832,273
14 Mariner Managed Account Solutions, LLC 1.81% of their portfolio Boston, MA 799,631799.6k $19.8m $19.8m 1.81% Added +11.8k +11,756
15 Goldstein Advisors, LLC 4.59% of their portfolio Madison, WI 764,738764.7k $19.0m $19.0m 4.59% First filing
16 Clarius Group, LLC 1.56% of their portfolio SEATTLE, WA 700,741700.7k $17.4m $17.4m 1.56% Reduced -112.9k -112,865
17 COLDSTREAM CAPITAL MANAGEMENT INC 0.54% of their portfolio BELLEVUE, WA 593,619593.6k $14.7m $14.7m 0.54% First filing
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 592,832592.8k $14.7m $14.7m 0.00% Reduced -196.2k -196,189
19 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 538,755538.8k $13.4m $13.4m 0.01% Reduced -122.9k -122,867
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 487,527487.5k $12.1m $12.1m 0.00% Reduced -68.4k -68,441
21 Quantitative Advantage, LLC 1.67% of their portfolio MINNETONKA, MN 436,776436.8k $10.8m $10.8m 1.67% Reduced -5.8k -5,769
22 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 353,086353.1k $8.8m $8.8m 0.02% Added +48.6k +48,625
23 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 343,447343.4k $8.5m $8.5m 0.00% Reduced -57.6k -57,613
24 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 295,727295.7k $751.7k $751.7k 0.02% Added +52.7k +52,683
25 White Pine Investment CO 2.78% of their portfolio LIVONIA, MI 294,576294.6k $7.3m $7.3m 2.78% Reduced -104.4k -104,429
26 HOWARD FINANCIAL SERVICES, LTD. 1.74% of their portfolio DALLAS, TX 266,992267.0k $6.6m $6.6m 1.74% Reduced -35.3k -35,254
27 Vawter Financial, Ltd. 7.01% of their portfolio COLUMBUS, OH 242,603242.6k $6.0m $6.0m 7.01% First filing
28 IAG Wealth Partners, LLC 1.77% of their portfolio WAUKESHA, WI 242,300242.3k $6.0m $6.0m 1.77% Reduced -93.2k -93,193
29 BAKER TILLY WEALTH MANAGEMENT, LLC 0.73% of their portfolio MADISON, WI 238,184238.2k $5.9m $5.9m 0.73% Reduced -1.0k -1,029
30 EVERGREEN CAPITAL MANAGEMENT LLC 0.24% of their portfolio Bellevue, WA 205,645205.6k $5.1m $5.1m 0.24% New
31 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 178,598178.6k $4.4m $4.4m 0.01% Added +15.3k +15,265
32 Cranbrook Wealth Management, LLC 1.11% of their portfolio Bloomfield Hills, MI 164,675164.7k $4.1m $4.1m 1.11% Reduced -96.6k -96,613
33 Resource Planning Group 3.08% of their portfolio ATLANTA, GA 155,164155.2k $3.8m $3.8m 3.08% Reduced -18.3k -18,266
34 Sowa Financial Group, Inc. 2.71% of their portfolio LINCOLN, RI 146,438146.4k $3.6m $3.6m 2.71% Added +759 +759
35 OneDigital Investment Advisors LLC 0.10% of their portfolio OVERLAND PARK, KS 141,395141.4k $3.5m $3.5m 0.10% Reduced -46.1k -46,081
36 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 141,013141.0k $3.5m $3.5m 0.00% Added +32.6k +32,598
37 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 119,043119.0k $3.0m $3.0m 0.01% Reduced -23.0k -23,029
38 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 107,460107.5k $2.7m $2.7m 0.01% Reduced -736.3k -736,315
39 WESCAP Management Group, Inc. 0.91% of their portfolio Glendale, CA 104,030104.0k $2.6m $2.6m 0.91% Reduced -13.1k -13,093
40 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 98,11298.1k $2.4m $2.4m 0.02% Added +25.3k +25,326
41 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 96,84696.8k $268.2k $268.2k 0.01% Reduced -14.7k -14,703
42 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 93,33193.3k $2.3m $2.3m 0.02% Reduced -19.8k -19,825
43 Fermata Advisors, LLC 0.66% of their portfolio SONOMA, CA 90,39590.4k $2.2m $2.2m 0.66% Reduced -10.4k -10,407
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 72,57772.6k $1.8m $1.8m 0.00% Added +56.8k +56,807
45 WealthPLAN Partners, LLC 0.13% of their portfolio OMAHA, NE 71,35371.4k $1.9m $1.9m 0.13% First filing
46 WealthPlan Investment Management, LLC 0.13% of their portfolio OMAHA, NE 71,35371.4k $1.9m $1.9m 0.13% Added +1.3k +1,337
47 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 70,20570.2k $1.7m $1.7m 0.00% Added +24.5k +24,457
48 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 58,48058.5k $1.4m $1.4m 0.00% Reduced -48.8k -48,804
49 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 57,87057.9k $1.5m $1.5m 0.02% Added +5.4k +5,364
50 FLOW TRADERS U.S. LLC 0.07% of their portfolio NEW YORK, NY 56,60956.6k $1.4m $1.4m 0.07% New
51 FLAGSTAR SECURITIES, INC 0.48% of their portfolio New York, NY 55,56855.6k $1.4m $1.4m 0.48% Added +5.5k +5,471
52 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 53,36653.4k $1.3m $1.3m 0.00% Added +5.1k +5,086
53 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.10% of their portfolio ROCHESTER, NY 52,82052.8k $1.3m $1.3m 0.10% Reduced -203 -203
54 OLD MISSION CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 52,68552.7k $1.3m $1.3m 0.06% New
55 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 52,23152.2k $1.3m $1.3m 0.02% Reduced -7.2k -7,215
56 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 47,83147.8k $1.2m $1.2m 0.01% Reduced -5.8k -5,808
57 Mariner, LLC 0.00% of their portfolio Overland Park, KS 46,06146.1k $1.1m $1.1m 0.00% New
58 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 41,75341.8k $1.0m $1.0m 0.01% Reduced -10.0k -10,047
59 Empirical Asset Management, LLC 1.09% of their portfolio WELLESLEY, MA 41,69541.7k $1.0m $1.0m 1.09% Reduced -878 -878
60 Eagle Strategies LLC 0.29% of their portfolio NEW YORK, NY 38,93838.9k $965.3k $965.3k 0.29% Reduced -5.8k -5,773
61 ENCOMPASS WEALTH ADVISORS, LLC 0.34% of their portfolio PORTLAND, OR 37,27937.3k $924.1k $924.1k 0.34% Reduced -6.2k -6,150
62 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 35,10135.1k $870.2k $870.2k 0.00% Reduced -5.4k -5,447
63 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 33,01733.0k $817.0k $817.0k 0.00% Added +562 +562
64 SlateStone Wealth, LLC 0.19% of their portfolio JUPITER, FL 32,20632.2k $798.4k $798.4k 0.19% Reduced -70.9k -70,933
65 First PREMIER Bank 0.23% of their portfolio SIOUX FALLS, SD 30,70030.7k $761.0k $761.0k 0.23% Unchanged
66 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 30,68130.7k $760.6k $760.6k 0.01% Added +30.1k +30,081
67 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 29,78829.8k $738.4k $738.4k 0.00% Reduced -28.6k -28,643
68 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 27,48427.5k $811.0k $811.0k 0.02% Added +7.7k +7,743
69 CLIENT 1ST ADVISORY GROUP, LLC 0.37% of their portfolio DUNEDIN, FL 25,49225.5k $631.9k $631.9k 0.37% Reduced -4.5k -4,517
70 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 25,27525.3k $626.6k $626.6k 0.01% Reduced -175 -175
71 Intrua Financial, LLC 0.14% of their portfolio Houston, TX 23,66623.7k $617.9k $617.9k 0.14% Reduced -1.5k -1,512
72 KMG FIDUCIARY PARTNERS, LLC 0.10% of their portfolio TOLEDO, OH 23,44723.4k $581.3k $581.3k 0.10% New
73 EVERMAY WEALTH MANAGEMENT LLC 0.12% of their portfolio ARLINGTON, VA 22,93222.9k $568.5k $568.5k 0.12% Reduced -390 -390
74 Marshall Financial Group, LLC 0.20% of their portfolio Hunt Valley, MD 20,49020.5k $507.9k $507.9k 0.20% Reduced -11.7k -11,734
75 Aptus Capital Advisors, LLC 0.02% of their portfolio FAIRHOPE, AL 20,23720.2k $501.7k $501.7k 0.02% Unchanged
76 GUARDIAN WEALTH ADVISORS, LLC / NC 0.10% of their portfolio RALEIGH, NC 20,23720.2k $501.7k $501.7k 0.10% Unchanged
77 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 19,17119.2k $475.3k $475.3k 0.02% New
78 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 19,07319.1k $473.0k $473.0k 0.00% Reduced -746 -746
79 Arkadios Wealth Advisors 0.06% of their portfolio ATLANTA, GA 18,64018.6k $462.1k $462.1k 0.06% Reduced -2.4k -2,420
80 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 17,49717.5k $434.0k $434.0k 0.00% Reduced -4.2k -4,230
81 GeoWealth Management, LLC 0.04% of their portfolio CHICAGO, IL 17,08817.1k $424.0k $424.0k 0.04% New
82 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 16,20016.2k $402.0k $402.0k 0.00% New
83 Wagner Wealth Management, LLC 0.25% of their portfolio GREENVILLE, SC 16,16016.2k $400.6k $400.6k 0.25% Added +15.7k +15,712
84 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 15,66315.7k $388.3k $388.3k 0.01% Reduced -75.0k -74,971
85 Gladstone Institutional Advisory LLC 0.03% of their portfolio Bedminster, NJ 15,21815.2k $377.3k $377.3k 0.03% Reduced -6.4k -6,369
86 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 14,92314.9k $370.0k $370.0k 0.00% Reduced -11.4k -11,400
87 Amplius Wealth Advisors, LLC 0.05% of their portfolio BLUE BELL, PA 13,67213.7k $338.9k $338.9k 0.05% Reduced -11.2k -11,177
88 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,87912.9k $319.0k $319.0k 0.00% Reduced -9.8k -9,808
89 IEQ CAPITAL, LLC 0.01% of their portfolio Foster City, CA 12,31712.3k $305.3k $305.3k 0.01% Unchanged
90 Smith Anglin Financial, LLC 0.06% of their portfolio DALLAS, TX 12,08512.1k $299.6k $299.6k 0.06% Added +2.1k +2,084
91 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 9,98210.0k $247.5k $247.5k 0.01% Reduced -7.3k -7,256
92 AdvisorNet Financial, Inc 0.02% of their portfolio MINNETONKA, MN 9,6309.6k $238.7k $238.7k 0.02% Reduced -2.1k -2,095
93 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 9,5739.6k $237.3k $237.3k 0.00% Unchanged
94 Keystone Financial Group 0.04% of their portfolio LEXINGTON, KY 8,7708.8k $217.4k $217.4k 0.04% Reduced -1.6k -1,593
95 Ellsworth Advisors, LLC 0.08% of their portfolio HUDSON, OH 8,3988.4k $219.3k $219.3k 0.08% New
96 Kathleen S. Wright Associates Inc. 0.14% of their portfolio PITTSBURGH, PA 8,2928.3k $206.0k $206.0k 0.14% Added +18 +18
97 Onyx Bridge Wealth Group LLC 0.08% of their portfolio TARRYTOWN, NY 7,9197.9k $202.0k $202.0k 0.08% New
98 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 7,0907.1k $175.8k $175.8k 0.01% Added +1.1k +1,058
99 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 6,9456.9k $172.2k $172.2k 0.01% Reduced -987 -987
100 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 5,2435.2k $130.0k $130.0k 0.01% Unchanged