Vault-13

LMP CAP & INCOME FD INC XSCDX

COM · Closed-End Fund · CUSIP 50208A102

54 institutional holders +8 vs Q1 2025
4,791,2714.8m shares reported held*
$74.8mreported value*
9 new 17 added 14 reduced 3 sold out net bought ≈ $9.5m (+610.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.60.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 37Q4 22: 42Q1 23: 46Q2 23: 43Q3 23: 40Q4 23: 47Q1 24: 44Q2 24: 43Q3 24: 41Q4 24: 42Q1 25: 46Q2 25: 5454Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202237
Q4 202242
Q1 202346
Q2 202343
Q3 202340
Q4 202347
Q1 202444
Q2 202443
Q3 202441
Q4 202442
Q1 202546
Q2 202554

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 17 bought or addedQ3 23: 18 cut or sold outQ4 23: 21 bought or addedQ4 23: 17 cut or sold outQ4 23Q1 24: 18 bought or addedQ1 24: 23 cut or sold outQ2 24: 13 bought or addedQ2 24: 21 cut or sold outQ2 24Q3 24: 18 bought or addedQ3 24: 18 cut or sold outQ4 24: 20 bought or addedQ4 24: 13 cut or sold outQ4 24Q1 25: 23 bought or addedQ1 25: 15 cut or sold outQ2 25: 26 bought or addedQ2 25: 17 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20231718
Q4 20232117
Q1 20241823
Q2 20241321
Q3 20241818
Q4 20242013
Q1 20252315
Q2 20252617

Biggest buyers

Polar Asset Management Partners Inc. New +160,400+160.4k
SIT INVESTMENT ASSOCIATES INC New +123,942+123.9k
Alpine Global Management, LLC New +57,594+57.6k
BOOTHBAY FUND MANAGEMENT, LLC New +57,594+57.6k
RAYMOND JAMES FINANCIAL INC Added +55,945+55.9k
ROYAL BANK OF CANADA Added +50,763+50.8k
Cable Car Capital, LP New +50,000+50.0k
Balyasny Asset Management L.P. New +36,616+36.6k
NFSG Corp New +35,542+35.5k
Yakira Capital Management, Inc. New +31,218+31.2k

Biggest sellers

Advisors Asset Management, Inc. Reduced -89,294-89.3k
Shaker Financial Services, LLC Sold out -43,788-43.8k
WOLVERINE ASSET MANAGEMENT LLC Sold out -40,371-40.4k
MGB Wealth Management, LLC Reduced -11,999-12.0k
BANK OF AMERICA CORP /DE/ Reduced -4,140-4.1k
Second Line Capital, LLC Reduced -4,000-4.0k
Aptus Capital Advisors, LLC Reduced -4,000-4.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -3,024-3.0k
Steward Partners Investment Advisory, LLC Reduced -2,343-2.3k
AMERIPRISE FINANCIAL INC Reduced -1,997-2.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
SIT INVESTMENT ASSOCIATES INC 13G · institution -5.4 pts · filed 2026-10-02 8.2% -5.4 pts 1.9m≈ $29.3m 2026-10-02

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 2,030,9512.0m $31.7m $31.7m 0.01% Added +55.9k +55,945
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 391,264391.3k $6.1m $6.1m 0.00% Added +13.2k +13,241
3 Advisors Asset Management, Inc. 0.10% of their portfolio Monument, CO 353,804353.8k $5.5m $5.5m 0.10% Reduced -89.3k -89,294
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 178,802178.8k $2.8m $2.8m 0.00% Added +11.3k +11,310
5 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 175,974176.0k $2.7m $2.7m 0.02% Reduced -2.3k -2,343
6 Polar Asset Management Partners Inc. 0.06% of their portfolio TORONTO, A6 160,400160.4k $2.5m $2.5m 0.06% New
7 SIT INVESTMENT ASSOCIATES INC 0.04% of their portfolio Minneapolis, MN 123,942123.9k $1.9m $1.9m 0.04% New
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 108,852108.9k $1.7m $1.7m 0.00% Added +50.8k +50,763
9 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 89,13889.1k $1.4m $1.4m 0.00% Added +29.9k +29,856
10 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 71,60071.6k $1.1m $1.1m 0.01% Reduced -4.0k -4,000
11 Second Line Capital, LLC 0.26% of their portfolio METAIRIE, LA 71,60071.6k $1.1m $1.1m 0.26% Reduced -4.0k -4,000
12 BOOTHBAY FUND MANAGEMENT, LLC 0.03% of their portfolio NEW YORK, NY 57,59457.6k $898.5k $898.5k 0.03% New
13 Alpine Global Management, LLC 0.21% of their portfolio NEW YORK, NY 57,59457.6k $898.5k $898.5k 0.21% New
14 Astoria Portfolio Advisors LLC. 0.24% of their portfolio NEW YORK, NY 56,38356.4k $858.1k $858.1k 0.24% Reduced -45 -45
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 55,20255.2k $861.2k $861.2k 0.00% Added +13.6k +13,644
16 CHAPIN DAVIS, INC. 0.23% of their portfolio BALTIMORE, MD 52,65252.7k $821.4k $821.4k 0.23% Added +5.2k +5,250
17 AlphaStar Capital Management, LLC 0.06% of their portfolio CORNELIUS, NC 51,58251.6k $804.7k $804.7k 0.06% Added +1.6k +1,551
18 Cable Car Capital, LP 0.34% of their portfolio SAN FRANCISCO, CA 50,00050.0k $780.0k $780.0k 0.34% New
19 Cornerstone Advisors, LLC 0.02% of their portfolio ASHEVILLE, NC 39,37639.4k $614.3k $614.3k 0.02% Added +28.5k +28,476
20 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 37,87137.9k $590.8k $590.8k 0.00% Added +5.5k +5,531
21 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 36,61636.6k $571.2k $571.2k 0.00% New
22 NFSG Corp 0.09% of their portfolio BOCA RATON, FL 35,54235.5k $554.5k $554.5k 0.09% New
23 Compound Planning, Inc. 0.02% of their portfolio NEW YORK, NY 35,54235.5k $554.5k $554.5k 0.02% Added +2.6k +2,608
24 Yakira Capital Management, Inc. 0.18% of their portfolio Westport, CT 31,21831.2k $487.0k $487.0k 0.18% New
25 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 29,89729.9k $466.4k $466.4k 0.00% Reduced -1.1k -1,093
26 Quarry LP 0.11% of their portfolio NEW YORK, NY 29,76629.8k $464.4k $464.4k 0.11% New
27 NWF Advisory Services Inc. 0.05% of their portfolio Los Angeles, CA 28,28828.3k $441.3k $441.3k 0.05% Unchanged
28 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 28,14228.1k $439.0k $439.0k 0.00% Reduced -4.1k -4,140
29 XML Financial, LLC 0.03% of their portfolio BETHESDA, MD 25,46825.5k $397.3k $397.3k 0.03% Unchanged
30 PFG Advisors 0.02% of their portfolio Phoenix, AZ 25,36525.4k $395.7k $395.7k 0.02% Unchanged
31 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 25,04425.0k $390.7k $390.7k 0.00% Added +11.7k +11,653
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 23,02023.0k $359.1k $359.1k 0.00% Reduced -3.0k -3,024
33 Laird Norton Wetherby Wealth Management, LLC 0.02% of their portfolio Seattle, WA 22,81022.8k $355.8k $355.8k 0.02% First filing
34 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 21,69721.7k $338.5k $338.5k 0.00% Reduced -2.0k -1,997
35 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 21,64121.6k $338.0k $338.0k 0.00% Added +181 +181
36 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 20,33420.3k $317.2k $317.2k 0.00% Added +2.6k +2,594
37 COMERICA BANK 0.00% of their portfolio DALLAS, TX 18,50018.5k $288.6k $288.6k 0.00% Unchanged
38 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 16,02916.0k $250.0k $250.0k 0.00% Added +3.1k +3,062
39 ASHTON THOMAS SECURITIES, LLC 0.06% of their portfolio ROCHESTER, NY 15,50015.5k $241.8k $241.8k 0.06% Unchanged
40 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 15,09515.1k $235.0k $235.0k 0.00% Reduced -5 -5
41 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 13,22613.2k $206.3k $206.3k 0.02% Unchanged
42 VISTA INVESTMENT PARTNERS II, LLC 0.09% of their portfolio RICHMOND, IN 12,06012.1k $188.1k $188.1k 0.09% Reduced -349 -349
43 MGB Wealth Management, LLC 0.06% of their portfolio ADDISON, TX 11,99912.0k $187.2k $187.2k 0.06% Reduced -12.0k -11,999
44 Aurora Private Wealth, Inc. 0.12% of their portfolio ROCKAWAY, NJ 10,73710.7k $167.0k $167.0k 0.12% Added +228 +228
45 UBS Group AG 0.00% of their portfolio ZURICH, V8 9,8249.8k $153.3k $153.3k 0.00% Reduced -498 -498
46 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 6,0006.0k $93.6k $93.6k 0.00% Unchanged
47 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,5032.5k $39.0k $39.0k 0.00% Unchanged
48 Creekmur Asset Management LLC 0.01% of their portfolio MORTON, IL 2,1322.1k $33.3k $33.3k 0.01% Unchanged
49 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,2001.2k $18.7k $18.7k 0.00% Unchanged
50 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 800800 $12.0k $12.0k 0.01% Added +100 +100
51 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 650650 $10.1k $10.1k 0.00% Unchanged
52 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4545 $702 $702 0.00% Reduced -74 -74
53 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged
54 Strategic Wealth Partners, Ltd. 0.00% of their portfolio INDEPENDENCE, OH 00 $2 $2 0.00% First filing