Vault-13

LI AUTO INC LI 0.25 05.01.28

NOTE 0.250% 5/0 · GLOBAL · CUSIP 50202MAB8

35 institutional holders -2 vs Q2 2024
216,656216.7k shares reported held*
$840.9mreported value*
3 new 8 added 14 reduced 5 sold out net sold ≈ $14.9m (-8.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3881.15.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 38Q4 22: 37Q1 23: 39Q2 23: 39Q3 23: 38Q4 23: 36Q1 24: 33Q2 24: 37Q3 24: 3535Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202238
Q4 202237
Q1 202339
Q2 202339
Q3 202338
Q4 202336
Q1 202433
Q2 202437
Q3 202435

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 21 bought or addedQ4 22: 15 cut or sold outQ1 23: 16 bought or addedQ1 23: 11 cut or sold outQ1 23Q2 23: 15 bought or addedQ2 23: 20 cut or sold outQ3 23: 20 bought or addedQ3 23: 26 cut or sold outQ3 23Q4 23: 20 bought or addedQ4 23: 11 cut or sold outQ1 24: 14 bought or addedQ1 24: 18 cut or sold outQ1 24Q2 24: 25 bought or addedQ2 24: 16 cut or sold outQ3 24: 11 bought or addedQ3 24: 19 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222115
Q1 20231611
Q2 20231520
Q3 20232026
Q4 20232011
Q1 20241418
Q2 20242516
Q3 20241119

Biggest buyers

Linden Advisors LP Added +72,836,000+72.8m
D. E. Shaw & Co., Inc. Added +43,551,000+43.6m
BANK OF AMERICA CORP /DE/ New +7,150,000+7.2m
Polar Capital Holdings Plc New +6,000,000+6.0m
Sculptor Capital LP Added +3,945,000+3.9m
MORGAN STANLEY Added +1,200,000+1.2m
Jefferies Financial Group Inc. New +900,000+900.0k
AGF MANAGEMENT LTD Added +600,000+600.0k
Zurcher Kantonalbank (Zurich Cantonalbank) Added +100,000+100.0k
NOMURA HOLDINGS INC Added +16,873+16.9k

Biggest sellers

Weiss Asset Management LP Reduced -26,000,000-26.0m
MILLENNIUM MANAGEMENT LLC Reduced -21,945,000-21.9m
Paloma Partners Management Co Sold out -19,750,000-19.8m
AVIVA PLC Sold out -18,000,000-18.0m
CITIGROUP INC Reduced -17,640,000-17.6m
Davidson Kempner Capital Management LP Reduced -10,000,000-10.0m
Pinpoint Asset Management Ltd Sold out -8,000,000-8.0m
Nuveen Asset Management, LLC Sold out -6,500,000-6.5m
Mirabaud Asset Management (France) SAS Reduced -5,150,000-5.2m
Verition Fund Management LLC Reduced -5,000,000-5.0m

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Linden Advisors LP 2.22% of their portfolio New York, NY 220,770,000220.8m $263.5m $263.5m 2.22% Added +72.8m +72,836,000
2 D. E. Shaw & Co., Inc. 0.14% of their portfolio New York, NY 91,186,00091.2m $109.0m $109.0m 0.14% Added +43.6m +43,551,000
3 WOLVERINE ASSET MANAGEMENT LLC 1.84% of their portfolio CHICAGO, IL 85,844,00085.8m $102.2m $102.2m 1.84% Unchanged
4 Davidson Kempner Capital Management LP 1.43% of their portfolio New York, NY 55,000,00055.0m $65.7m $65.7m 1.43% Reduced -10.0m -10,000,000
5 LAZARD ASSET MANAGEMENT LLC 0.08% of their portfolio NEW YORK, NY 47,278,00047.3m $56.7m $56.7m 0.08% Reduced -750.0k -750,000
6 Verition Fund Management LLC 0.18% of their portfolio GREENWICH, CT 22,500,00022.5m $27.0m $27.0m 0.18% Reduced -5.0m -5,000,000
7 Sculptor Capital LP 0.47% of their portfolio New York, NY 20,000,00020.0m $23.9m $23.9m 0.47% Added +3.9m +3,945,000
8 Mirabaud Asset Management (France) SAS 26.94% of their portfolio PARIS, I0 16,850,00016.9m $20.1m $20.1m 26.94% Reduced -5.2m -5,150,000
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 16,633,00016.6m $19.9m $19.9m 0.00% Reduced -500.0k -500,000
10 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 15,000,00015.0m $17.9m $17.9m 0.02% Reduced -21.9m -21,945,000
11 Calamos Advisors LLC 0.08% of their portfolio NAPERVILLE, IL 15,000,00015.0m $18.0m $18.0m 0.08% Unchanged
12 Weiss Asset Management LP 0.32% of their portfolio BOSTON, MA 10,352,00010.4m $12.4m $12.4m 0.32% Reduced -26.0m -26,000,000
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 10,265,00010.3m $12.3m $12.3m 0.00% Added +1.2m +1,200,000
14 Lombard Odier Asset Management (Europe) Ltd 0.53% of their portfolio LONDON, X0 9,800,0009.8m $11.7m $11.7m 0.53% Reduced -2.1m -2,100,000
15 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 9,800,0009.8m $11.7m $11.7m 0.01% Unchanged
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 7,150,0007.2m $8.5m $8.5m 0.00% New
17 Polar Capital Holdings Plc 0.04% of their portfolio London, X0 6,000,0006.0m $7.1m $7.1m 0.04% New
18 RWC Asset Management LLP 0.26% of their portfolio LONDON, X0 3,700,0003.7m $4.4m $4.4m 0.26% Reduced -600.0k -600,000
19 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 3,330,0003.3m $4.0m $4.0m 0.00% Reduced -480.0k -480,000
20 AXA S.A. 0.01% of their portfolio PARIS, I0 3,000,0003.0m $3.6m $3.6m 0.01% Reduced -3.0m -3,000,000
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,600,0002.6m $3.1m $3.1m 0.00% Reduced -535.0k -535,000
22 Man Group plc 0.01% of their portfolio LONDON, X0 1,950,0001.9m $2.3m $2.3m 0.01% Unchanged
23 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 1,600,0001.6m $1.9m $1.9m 0.01% Added +600.0k +600,000
24 Skaana Management L.P. 0.50% of their portfolio BROOKLYN, NY 1,415,0001.4m $1.7m $1.7m 0.50% Unchanged
25 Jefferies Financial Group Inc. 0.02% of their portfolio NEW YORK, NY 900,000900.0k $1.1m $1.1m 0.02% New
26 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 700,000700.0k $835.7k $835.7k 0.00% Added +100.0k +100,000
27 EDMOND DE ROTHSCHILD HOLDING S.A. 0.01% of their portfolio CHAMBESY, V8 590,000590.0k $706.1k $706.1k 0.01% Reduced -810.0k -810,000
28 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 478,000478.0k $572.5k $572.5k 0.00% Unchanged
29 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 360,000360.0k $430.2k $430.2k 0.00% Reduced -17.6m -17,640,000
30 ABN AMRO INVESTMENT SOLUTIONS 0.01% of their portfolio PARIS CEDEX 008, I0 300,000300.0k $359.9k $359.9k 0.01% Unchanged
31 NOMURA HOLDINGS INC 0.04% of their portfolio TOKYO, M0 197,656197.7k $5.1m $5.1m 0.04% Added +16.9k +16,873
32 KBC Group NV 0.00% of their portfolio Brussels, C9 100,000100.0k $119.0k $119.0k 0.00% Unchanged
33 AM Squared Ltd 50.15% of their portfolio HONG KONG, K3 19,00019.0k $22.7m $22.7m 50.15% Added +3.0k +3,000
34 Candriam S.C.A. 0.00% of their portfolio STRASSEN, N4 370370 $441.2k $441.2k 0.00% Unchanged
35 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged