Vault-13

LI AUTO INC LI

SPONSORED ADS · ADR · CUSIP 50202M102 · ISIN US50202M1027

218 institutional holders +19 vs Q2 2024
80,661,66080.7m shares reported held*
$2.1bnreported value*
45 new 63 added 69 reduced 30 sold out net bought ≈ $221.6m (+8.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.63. Options: 31 managers hold calls ($391.3m notional), 27 hold puts ($338.1m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 258Q4 22: 226Q1 23: 205Q2 23: 226Q3 23: 231Q4 23: 251Q1 24: 251Q2 24: 199Q3 24: 218218Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022258
Q4 2022226
Q1 2023205
Q2 2023226
Q3 2023231
Q4 2023251
Q1 2024251
Q2 2024199
Q3 2024218

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 101 bought or addedQ4 22: 157 cut or sold outQ1 23: 101 bought or addedQ1 23: 119 cut or sold outQ1 23Q2 23: 116 bought or addedQ2 23: 105 cut or sold outQ3 23: 113 bought or addedQ3 23: 121 cut or sold outQ3 23Q4 23: 116 bought or addedQ4 23: 119 cut or sold outQ1 24: 131 bought or addedQ1 24: 138 cut or sold outQ1 24Q2 24: 86 bought or addedQ2 24: 153 cut or sold outQ3 24: 108 bought or addedQ3 24: 99 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022101157
Q1 2023101119
Q2 2023116105
Q3 2023113121
Q4 2023116119
Q1 2024131138
Q2 202486153
Q3 202410899

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250m$500m$750m$1bnQ4 23 calls: $878.5mQ4 23 puts: $825.8mQ4 23P/C 0.94Q1 24 calls: $684.8mQ1 24 puts: $590.9mQ1 24P/C 0.86Q2 24 calls: $245.5mQ2 24 puts: $223.0mQ2 24P/C 0.91Q3 24 calls: $391.3mQ3 24 puts: $338.1mQ3 24P/C 0.86
Numbers
QuarterCallsPutsP/C
Q4 2023$878.5m$825.8m0.94
Q1 2024$684.8m$590.9m0.86
Q2 2024$245.5m$223.0m0.91
Q3 2024$391.3m$338.1m0.86

Biggest buyers

Aspex Management (HK) Ltd Added +3,778,463+3.8m
Mirae Asset Global Investments Co., Ltd. Added +3,493,881+3.5m
FMR LLC Added +3,438,410+3.4m
VIKING GLOBAL INVESTORS LP New +2,075,279+2.1m
JANE STREET GROUP, LLC Added +1,399,551+1.4m
CITADEL ADVISORS LLC Added +1,184,494+1.2m
GOLDMAN SACHS GROUP INC Added +1,128,783+1.1m
RWC ASSET ADVISORS (US) LLC Added +942,624+942.6k
JPMORGAN CHASE & CO Added +814,068+814.1k
MORGAN STANLEY Added +754,679+754.7k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -2,787,814-2.8m
MILLENNIUM MANAGEMENT LLC Reduced -1,752,136-1.8m
Xiamen Xinweidachuang Investment Partnership (Limited Partnership) Reduced -1,641,495-1.6m
UBS Group AG Reduced -1,604,297-1.6m
D. E. Shaw & Co., Inc. Reduced -981,913-981.9k
BRILLIANCE ASSET MANAGEMENT LTD Reduced -783,177-783.2k
Nuveen Asset Management, LLC Reduced -667,405-667.4k
LMR Partners LLP Sold out -513,729-513.7k
HRT FINANCIAL LP Sold out -429,127-429.1k
NORGES BANK Reduced -421,854-421.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $88.4m3.4m shares
JANE STREET GROUP, LLC Added $37.7m1.5m shares
GROUP ONE TRADING LLC Added $34.9m1.4m shares
SIMPLEX TRADING, LLC Added $30.6m1.2m shares
CITADEL ADVISORS LLC Reduced $26.5m1.0m shares
Squarepoint Ops LLC Reduced $24.6m958.8k shares
IMC-Chicago, LLC Reduced $22.6m882.2k shares
PEAK6 Investments LLC Added $21.3m832.1k shares
Walleye Trading LLC Reduced $14.7m571.6k shares
UBS Group AG Added $11.4m444.4k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $49.4m1.9m shares
Sculptor Capital LP New $34.7m1.4m shares
CITADEL ADVISORS LLC Reduced $33.8m1.3m shares
D. E. Shaw & Co., Inc. Added $30.5m1.2m shares
SIMPLEX TRADING, LLC Reduced $23.2m905.3k shares
Balyasny Asset Management L.P. New $23.1m902.5k shares
JANE STREET GROUP, LLC Added $22.0m859.3k shares
WOLVERINE ASSET MANAGEMENT LLC Unchanged $18.8m733.2k shares
GROUP ONE TRADING LLC Added $15.4m601.7k shares
PEAK6 Investments LLC Reduced $11.7m454.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2024.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aspex Management (HK) Ltd 7.23% of their portfolio CENTRAL, K3 10,643,92610.6m $273.0m $273.0m 7.23% Added +3.8m +3,778,463
2 RENAISSANCE TECHNOLOGIES LLC 0.30% of their portfolio NEW YORK, NY 7,701,1007.7m $197.5m $197.5m 0.30% Added +447.6k +447,600
3 Xiamen Xinweidachuang Investment Partnership (Limited Partnership) 100.00% of their portfolio Xiamen, F4 7,511,6827.5m $192.7m $192.7m 100.00% Reduced -1.6m -1,641,495
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,847,7274.8m $124.3m $124.3m 0.01% Added +754.7k +754,679
5 FMR LLC 0.01% of their portfolio BOSTON, MA 4,252,3984.3m $109.1m $109.1m 0.01% Added +3.4m +3,438,410
6 Mirae Asset Global Investments Co., Ltd. 0.41% of their portfolio SEOUL, M5 3,630,5373.6m $93.5m $93.5m 0.41% Added +3.5m +3,493,881
7 BRILLIANCE ASSET MANAGEMENT LTD 22.88% of their portfolio ADMIRALTY, HONG KONG, K3 3,484,2263.5m $89.4m $89.4m 22.88% Reduced -783.2k -783,177
8 JANE STREET GROUP, LLC 0.12% of their portfolio NEW YORK, NY 3,023,9923.0m $77.6m $77.6m 0.12% Added +1.4m +1,399,551
9 RWC ASSET ADVISORS (US) LLC 8.12% of their portfolio MIAMI, FL 2,650,6602.7m $68.0m $68.0m 8.12% Added +942.6k +942,624
10 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 2,602,1262.6m $66.7m $66.7m 0.01% Added +1.1m +1,128,783
11 VIKING GLOBAL INVESTORS LP 0.19% of their portfolio STAMFORD, CT 2,075,2792.1m $53.2m $53.2m 0.19% New
12 MILLENNIUM MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 1,737,2561.7m $44.6m $44.6m 0.04% Reduced -1.8m -1,752,136
13 CITADEL ADVISORS LLC 0.04% of their portfolio MIAMI, FL 1,513,7221.5m $38.8m $38.8m 0.04% Added +1.2m +1,184,494
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,506,1881.5m $38.6m $38.6m 0.00% Added +814.1k +814,068
15 First Beijing Investment Ltd 2.36% of their portfolio HONG KONG, K3 1,254,4001.3m $32.2m $32.2m 2.36% Reduced -393.7k -393,662
16 Squarepoint Ops LLC 0.10% of their portfolio NEW YORK, NY 1,194,0621.2m $30.6m $30.6m 0.10% Reduced -370.6k -370,588
17 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.08% of their portfolio Paris, I0 1,183,1061.2m $30.3m $30.3m 0.08% Reduced -26.4k -26,393
18 BlackRock, Inc. 0.00% of their portfolio New York, NY 1,084,9961.1m $27.8m $27.8m 0.00% First filing
19 NORGES BANK 0.00% of their portfolio OSLO, Q8 1,051,7461.1m $27.0m $27.0m 0.00% Reduced -421.9k -421,854
20 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 874,926874.9k $22.4m $22.4m 0.01% Added +148.2k +148,242
21 RWC Asset Management LLP 1.06% of their portfolio LONDON, X0 714,377714.4k $18.3m $18.3m 1.06% Added +288.1k +288,062
22 Ariose Capital Management Ltd 15.49% of their portfolio CENTRAL, HONG KONG, K3 705,612705.6k $18.1m $18.1m 15.49% New
23 LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 678,766678.8k $17.4m $17.4m 0.02% Reduced -136.7k -136,735
24 GROUP ONE TRADING LLC 0.63% of their portfolio CHICAGO, IL 624,992625.0k $16.0m $16.0m 0.63% Added +302.1k +302,098
25 Electron Capital Partners, LLC 0.77% of their portfolio NEW YORK, NY 621,875621.9k $16.0m $16.0m 0.77% New
26 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 617,222617.2k $15.8m $15.8m 0.00% Reduced -2.8m -2,787,814
27 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 602,028602.0k $15.4m $15.4m 0.01% Added +192.4k +192,414
28 Legal & General Group Plc 0.00% of their portfolio London, X0 600,726600.7k $15.4m $15.4m 0.00% Reduced -7.8k -7,837
29 Perseverance Asset Management International 1.57% of their portfolio GEORGE TOWN, E9 529,701529.7k $13.6m $13.6m 1.57% New
30 SIH Partners, LLLP 7.40% of their portfolio Wilmington, DE 481,280481.3k $12.3m $12.3m 7.40% Reduced -303.6k -303,600
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 478,144478.1k $12.3m $12.3m 0.00% Reduced -1.6m -1,604,297
32 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 466,096466.1k $12.0m $12.0m 0.00% Reduced -9.2k -9,207
33 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 446,000446.0k $11.4m $11.4m 0.00% New
34 Connor, Clark & Lunn Investment Management Ltd. 0.05% of their portfolio VANCOUVER, A1 432,988433.0k $11.1m $11.1m 0.05% Added +93.9k +93,904
35 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 426,491426.5k $10.9m $10.9m 0.01% Added +397.4k +397,410
36 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 365,224365.2k $9.4m $9.4m 0.01% Reduced -232.0k -231,955
37 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 353,850353.9k $9.1m $9.1m 0.00% Added +110.6k +110,573
38 NOMURA HOLDINGS INC 0.07% of their portfolio TOKYO, M0 348,486348.5k $8.9m $8.9m 0.07% Reduced -24.9k -24,949
39 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 270,150270.1k $7.0m $7.0m 0.00% Reduced -74.1k -74,076
40 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 253,883253.9k $6.5m $6.5m 0.00% Reduced -4.7k -4,702
41 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 245,623245.6k $6.3m $6.3m 0.01% Added +3.0k +2,986
42 Franchise Capital Ltd 2.25% of their portfolio GRAND CAYMAN, E9 243,522243.5k $6.2m $6.2m 2.25% Reduced -22.6k -22,624
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 237,983238.0k $6.1m $6.1m 0.01% Reduced -358.1k -358,070
44 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 219,995220.0k $6.0m $6.0m 0.01% Added +9.0k +9,008
45 PRELUDE CAPITAL MANAGEMENT, LLC 0.43% of their portfolio NEW YORK, NY 215,867215.9k $5.5m $5.5m 0.43% New
46 FIL Ltd 0.00% of their portfolio HAMILTON, D0 213,180213.2k $5.5m $5.5m 0.00% Reduced -41.0k -41,002
47 TWINBEECH CAPITAL LP 0.10% of their portfolio PURCHASE, NY 198,753198.8k $5.1m $5.1m 0.10% New
48 BOOTHBAY FUND MANAGEMENT, LLC 0.15% of their portfolio NEW YORK, NY 189,160189.2k $4.9m $4.9m 0.15% New
49 Tiger Pacific Capital LP 0.95% of their portfolio NEW YORK, NY 182,371182.4k $4.7m $4.7m 0.95% New
50 Man Group plc 0.01% of their portfolio LONDON, X0 178,280178.3k $4.6m $4.6m 0.01% Reduced -14.0k -14,018
51 BARINGS LLC 0.11% of their portfolio CHARLOTTE, NC 177,533177.5k $4.6m $4.6m 0.11% Unchanged
52 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 176,207176.2k $4.5m $4.5m 0.00% Reduced -260 -260
53 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 175,125175.1k $4.5m $4.5m 0.01% Reduced -1.1k -1,105
54 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 168,790168.8k $4.3m $4.3m 0.00% Reduced -265 -265
55 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 167,407167.4k $4.3m $4.3m 0.02% Added +148.9k +148,937
56 SIMPLEX TRADING, LLC 0.13% of their portfolio CHICAGO, IL 151,074151.1k $3.9m $3.9m 0.13% Reduced -39.8k -39,831
57 TUDOR INVESTMENT CORP ET AL 0.04% of their portfolio STAMFORD, CT 142,759142.8k $3.7m $3.7m 0.04% New
58 Walleye Trading LLC 0.08% of their portfolio NEW YORK, NY 125,558125.6k $3.2m $3.2m 0.08% Reduced -2.1k -2,106
59 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 123,648123.6k $408.1k $408.1k 0.00% Reduced -71.0k -71,025
60 Schonfeld Strategic Advisors LLC 0.02% of their portfolio NEW YORK, NY 116,533116.5k $3.0m $3.0m 0.02% New
61 GTS SECURITIES LLC 0.06% of their portfolio NEW YORK, NY 113,128113.1k $2.9m $2.9m 0.06% Reduced -90.1k -90,111
62 Pacer Advisors, Inc. 0.01% of their portfolio Malvern, PA 104,925104.9k $2.7m $2.7m 0.01% Added +7.2k +7,236
63 Engineers Gate Manager LP 0.05% of their portfolio NEW YORK, NY 101,265101.3k $2.6m $2.6m 0.05% Added +5.9k +5,939
64 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 99,48799.5k $2.6m $2.6m 0.00% Reduced -2.8k -2,840
65 Tidal Investments LLC 0.03% of their portfolio Milwaukee, WI 98,41798.4k $2.5m $2.5m 0.03% Reduced -6.6k -6,622
66 Robeco Institutional Asset Management B.V. 0.00% of their portfolio ROTTERDAM, P7 85,90785.9k $2.2m $2.2m 0.00% Reduced -296.3k -296,322
67 Point72 Asset Management, L.P. 0.01% of their portfolio STAMFORD, CT 82,53582.5k $2.1m $2.1m 0.01% Reduced -337.2k -337,205
68 EDMOND DE ROTHSCHILD HOLDING S.A. 0.03% of their portfolio CHAMBESY, V8 81,81481.8k $2.1m $2.1m 0.03% Unchanged
69 Weiss Asset Management LP 0.05% of their portfolio BOSTON, MA 77,86977.9k $2.0m $2.0m 0.05% New
70 AXA S.A. 0.01% of their portfolio PARIS, I0 77,63177.6k $2.0m $2.0m 0.01% Added +2.3k +2,329
71 Amundi 0.00% of their portfolio Paris, I0 77,21077.2k $2.2m $2.2m 0.00% Reduced -64.5k -64,472
72 DekaBank Deutsche Girozentrale 0.00% of their portfolio FRANKFURT, 2M 76,45076.5k $2.1m $2.1m 0.00% Unchanged
73 Handelsbanken Fonder AB 0.01% of their portfolio STOCKHOLM, V7 70,00070.0k $1.8m $1.8m 0.01% Unchanged
74 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 67,75467.8k $1.7m $1.7m 0.00% Reduced -981.9k -981,913
75 Y-Intercept (Hong Kong) Ltd 0.11% of their portfolio HONG KONG, K3 67,59867.6k $1.7m $1.7m 0.11% Reduced -90.5k -90,504
76 Quinn Opportunity Partners LLC 0.15% of their portfolio CHARLOTTESVILLE, VA 60,23360.2k $1.5m $1.5m 0.15% New
77 PROFUND ADVISORS LLC 0.05% of their portfolio BETHESDA, MD 56,36956.4k $1.4m $1.4m 0.05% Reduced -3.6k -3,581
78 Virtu Financial LLC 0.08% of their portfolio New York, NY 55,90855.9k $1.4m $1.4m 0.08% Added +40.8k +40,785
79 Point72 Europe (London) LLP 0.12% of their portfolio LONDON, X0 54,19054.2k $1.4m $1.4m 0.12% New
80 OMERS ADMINISTRATION Corp 0.01% of their portfolio TORONTO, A6 52,90052.9k $1.4m $1.4m 0.01% Reduced -3.0k -3,000
81 Crossmark Global Holdings, Inc. 0.02% of their portfolio HOUSTON, TX 46,13746.1k $1.2m $1.2m 0.02% Reduced -6.1k -6,109
82 Capital Markets Trading UK LLP 1.09% of their portfolio LONDON, X0 45,77545.8k $1.2m $1.2m 1.09% Reduced -4.9k -4,866
83 SK Wealth Management, LLC 0.59% of their portfolio PROVIDENCE, RI 45,50045.5k $1.2m $1.2m 0.59% First filing
84 XTX Topco Ltd 0.08% of their portfolio LONDON, X0 44,94344.9k $1.2m $1.2m 0.08% New
85 HITE Hedge Asset Management LLC 0.13% of their portfolio BRAINTREE, MA 44,05944.1k $1.1m $1.1m 0.13% Added +17.3k +17,331
86 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 43,13743.1k $1.1m $1.1m 0.00% Added +13.1k +13,139
87 Tower Research Capital LLC (TRC) 0.03% of their portfolio NEW YORK, NY 41,95542.0k $1.1m $1.1m 0.03% Added +25.1k +25,056
88 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 40,96841.0k $1.1m $1.1m 0.00% Added +20.5k +20,484
89 STOREBRAND ASSET MANAGEMENT AS 0.00% of their portfolio LYSAKER, Q8 38,75738.8k $994.1k $994.1k 0.00% Reduced -1.4k -1,425
90 B. Metzler seel. Sohn & Co. Holding AG 0.01% of their portfolio FRANKFURT, 2M 37,82437.8k $970.2k $970.2k 0.01% First filing
91 B. Metzler seel. Sohn & Co. AG 0.01% of their portfolio FRANKFURT, 2M 37,82437.8k $970.2k $970.2k 0.01% Unchanged
92 Ethic Inc. 0.03% of their portfolio NEW YORK, NY 37,70937.7k $1.1m $1.1m 0.03% Added +3.3k +3,305
93 TWO SIGMA SECURITIES, LLC 0.08% of their portfolio NEW YORK, NY 37,18137.2k $953.7k $953.7k 0.08% Reduced -39.1k -39,091
94 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio COLUMBUS, OH 35,18635.2k $902.5k $902.5k 0.00% New
95 China Universal Asset Management Co., Ltd. 0.10% of their portfolio SHANGHAI, F4 35,00035.0k $897.8k $897.8k 0.10% Added +4.0k +4,000
96 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 33,54833.5k $860.5k $860.5k 0.00% Unchanged
97 Independent Advisor Alliance 0.03% of their portfolio CHARLOTTE, NC 33,29733.3k $854.1k $854.1k 0.03% Added +27 +27
98 DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. 1.01% of their portfolio Singapore, U0 32,34532.3k $829.6k $829.6k 1.01% New
99 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 31,86531.9k $817.3k $817.3k 0.00% Added +2.1k +2,106
100 KBC Group NV 0.00% of their portfolio Brussels, C9 28,21928.2k $724.0k $724.0k 0.00% Unchanged