Vault-13

LI AUTO INC LI

SPONSORED ADS · ADR · CUSIP 50202M102 · ISIN US50202M1027

251 institutional holders +0 vs Q4 2023
106,473,847106.5m shares reported held*
$3.2bnreported value*
51 new 80 added 88 reduced 50 sold out net sold ≈ $12.2m (-402.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.28. Options: 34 managers hold calls ($684.8m notional), 32 hold puts ($590.9m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 258Q4 22: 226Q1 23: 205Q2 23: 226Q3 23: 231Q4 23: 251Q1 24: 251251Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022258
Q4 2022226
Q1 2023205
Q2 2023226
Q3 2023231
Q4 2023251
Q1 2024251

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 101 bought or addedQ4 22: 157 cut or sold outQ4 22Q1 23: 101 bought or addedQ1 23: 119 cut or sold outQ1 23Q2 23: 116 bought or addedQ2 23: 105 cut or sold outQ2 23Q3 23: 113 bought or addedQ3 23: 121 cut or sold outQ3 23Q4 23: 116 bought or addedQ4 23: 119 cut or sold outQ4 23Q1 24: 131 bought or addedQ1 24: 138 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022101157
Q1 2023101119
Q2 2023116105
Q3 2023113121
Q4 2023116119
Q1 2024131138

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250m$500m$750m$1bnQ2 23 calls: $621.7mQ2 23 puts: $582.8mQ2 23P/C 0.94Q3 23 calls: $718.2mQ3 23 puts: $667.4mQ3 23P/C 0.93Q4 23 calls: $878.5mQ4 23 puts: $825.8mQ4 23P/C 0.94Q1 24 calls: $684.8mQ1 24 puts: $590.9mQ1 24P/C 0.86
Numbers
QuarterCallsPutsP/C
Q2 2023$621.7m$582.8m0.94
Q3 2023$718.2m$667.4m0.93
Q4 2023$878.5m$825.8m0.94
Q1 2024$684.8m$590.9m0.86

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +4,109,644+4.1m
MILLENNIUM MANAGEMENT LLC Added +3,224,601+3.2m
MORGAN STANLEY Added +3,091,058+3.1m
COATUE MANAGEMENT LLC New +2,218,425+2.2m
RWC ASSET ADVISORS (US) LLC New +1,835,968+1.8m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +1,630,152+1.6m
Aspex Management (HK) Ltd New +1,300,000+1.3m
OAKTREE CAPITAL MANAGEMENT LP New +983,320+983.3k
Point72 Asset Management, L.P. Added +824,650+824.6k
SIH Partners, LLLP Added +744,419+744.4k

Biggest sellers

TWO SIGMA ADVISERS, LP Reduced -3,500,900-3.5m
TWO SIGMA INVESTMENTS, LP Reduced -2,598,502-2.6m
FMR LLC Reduced -2,384,020-2.4m
JPMORGAN CHASE & CO Reduced -2,173,864-2.2m
D. E. Shaw & Co., Inc. Reduced -2,094,229-2.1m
RENAISSANCE TECHNOLOGIES LLC Reduced -1,518,800-1.5m
VOLORIDGE INVESTMENT MANAGEMENT, LLC Sold out -1,402,873-1.4m
CANADA PENSION PLAN INVESTMENT BOARD Reduced -1,159,291-1.2m
Qube Research & Technologies Ltd Reduced -901,497-901.5k
Franchise Capital Ltd Reduced -859,270-859.3k

Biggest calls

JANE STREET GROUP, LLC Reduced $121.8m4.0m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $101.4m3.3m shares
GROUP ONE TRADING LLC Added $62.8m2.1m shares
Skaana Management L.P. Added $54.7m20.5k shares
Squarepoint Ops LLC Added $49.4m1.6m shares
SIMPLEX TRADING, LLC Reduced $47.3m1.6m shares
CITADEL ADVISORS LLC Reduced $41.6m1.4m shares
PEAK6 Investments LLC Reduced $41.2m1.4m shares
IMC-Chicago, LLC Added $33.4m1.1m shares
Walleye Trading LLC Reduced $23.6m779.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $115.6m3.8m shares
Squarepoint Ops LLC Added $52.0m1.7m shares
GOLDMAN SACHS GROUP INC Added $44.0m1.5m shares
CITADEL ADVISORS LLC Reduced $43.6m1.4m shares
SIMPLEX TRADING, LLC Reduced $41.6m1.4m shares
Walleye Capital LLC Added $33.8m1.1m shares
Walleye Trading LLC Added $32.2m1.1m shares
PEAK6 Investments LLC Added $27.5m908.5k shares
NOMURA HOLDINGS INC Reduced $26.6m880.0k shares
IMC-Chicago, LLC Added $21.9m722.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 13,736,08213.7m $415.9m $415.9m 0.01% Added +3.1m +3,091,058
2 Xiamen Xinweidachuang Investment Partnership (Limited Partnership) 100.00% of their portfolio Xiamen, F4 9,153,1779.2m $277.2m $277.2m 100.00% Unchanged
3 FMR LLC 0.02% of their portfolio BOSTON, MA 8,359,3008.4m $253.1m $253.1m 0.02% Reduced -2.4m -2,384,020
4 RENAISSANCE TECHNOLOGIES LLC 0.35% of their portfolio NEW YORK, NY 7,341,2007.3m $222.3m $222.3m 0.35% Reduced -1.5m -1,518,800
5 PRICE T ROWE ASSOCIATES INC /MD/ 0.02% of their portfolio BALTIMORE, MD 6,627,4686.6m $200.7m $200.7m 0.02% Added +83.7k +83,656
6 BRILLIANCE ASSET MANAGEMENT LTD 30.98% of their portfolio ADMIRALTY, HONG KONG, K3 4,636,3604.6m $140.4m $140.4m 30.98% Reduced -3.4k -3,438
7 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 4,361,7304.4m $132.1m $132.1m 0.01% Added +4.1m +4,109,644
8 MILLENNIUM MANAGEMENT LLC 0.10% of their portfolio NEW YORK, NY 4,068,5894.1m $123.2m $123.2m 0.10% Added +3.2m +3,224,601
9 D. E. Shaw & Co., Inc. 0.11% of their portfolio New York, NY 2,725,0952.7m $82.5m $82.5m 0.11% Reduced -2.1m -2,094,229
10 TWO SIGMA ADVISERS, LP 0.18% of their portfolio NEW YORK, NY 2,613,0002.6m $79.1m $79.1m 0.18% Reduced -3.5m -3,500,900
11 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.07% of their portfolio BOSTON, MA 2,430,1862.4m $73.6m $73.6m 0.07% Added +1.6m +1,630,152
12 COATUE MANAGEMENT LLC 0.26% of their portfolio New York, NY 2,218,4252.2m $67.2m $67.2m 0.26% New
13 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 2,214,4142.2m $67.1m $67.1m 0.01% Reduced -670.5k -670,520
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.09% of their portfolio BALA CYNWYD, PA 1,991,5322.0m $60.3m $60.3m 0.09% Reduced -473.8k -473,835
15 RWC ASSET ADVISORS (US) LLC 4.36% of their portfolio MIAMI, FL 1,835,9681.8m $55.6m $55.6m 4.36% New
16 Squarepoint Ops LLC 0.20% of their portfolio NEW YORK, NY 1,598,6451.6m $48.4m $48.4m 0.20% Added +480.4k +480,409
17 BlackRock Inc. 0.00% of their portfolio New York, NY 1,336,4061.3m $40.5m $40.5m 0.00% Added +325.3k +325,328
18 Aspex Management (HK) Ltd 1.06% of their portfolio CENTRAL, K3 1,300,0001.3m $39.4m $39.4m 1.06% New
19 Point72 Asset Management, L.P. 0.10% of their portfolio STAMFORD, CT 1,140,0301.1m $34.5m $34.5m 0.10% Added +824.6k +824,650
20 Franchise Capital Ltd 6.15% of their portfolio GRAND CAYMAN, E9 1,091,2301.1m $33.0m $33.0m 6.15% Reduced -859.3k -859,270
21 OAKTREE CAPITAL MANAGEMENT LP 0.48% of their portfolio LOS ANGELES, CA 983,320983.3k $29.8m $29.8m 0.48% New
22 Ninety One UK Ltd 0.08% of their portfolio London, X0 942,703942.7k $28.5m $28.5m 0.08% Reduced -16.3k -16,312
23 UBS Group AG 0.01% of their portfolio ZURICH, V8 941,747941.7k $28.5m $28.5m 0.01% Added +634.2k +634,153
24 SIH Partners, LLLP 19.86% of their portfolio Wilmington, DE 890,900890.9k $27.0m $27.0m 19.86% Added +744.4k +744,419
25 TWO SIGMA INVESTMENTS, LP 0.06% of their portfolio NEW YORK, NY 822,663822.7k $24.9m $24.9m 0.06% Reduced -2.6m -2,598,502
26 MARSHALL WACE, LLP 0.04% of their portfolio LONDON, X0 764,065764.1k $23.1m $23.1m 0.04% Reduced -815.4k -815,416
27 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 740,415740.4k $22.4m $22.4m 0.03% Reduced -30.1k -30,054
28 Segantii Capital Management Ltd 2.21% of their portfolio HONG KONG, K3 729,700729.7k $22.6m $22.6m 2.21% Added +125.8k +125,800
29 LAZARD ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 724,839724.8k $21.9m $21.9m 0.03% Reduced -26.2k -26,229
30 Man Group plc 0.05% of their portfolio LONDON, X0 665,967666.0k $20.2m $20.2m 0.05% Reduced -523.8k -523,763
31 Connor, Clark & Lunn Investment Management Ltd. 0.09% of their portfolio VANCOUVER, A1 659,523659.5k $20.0m $20.0m 0.09% Added +50.6k +50,602
32 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 650,882650.9k $19.7m $19.7m 0.01% New
33 Legal & General Group Plc 0.01% of their portfolio London, X0 622,538622.5k $18.9m $18.9m 0.01% Reduced -5.2k -5,243
34 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 602,846602.8k $18.3m $18.3m 0.01% Added +29.9k +29,903
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 566,312566.3k $17.1m $17.1m 0.00% Reduced -2.2m -2,173,864
36 LMR Partners LLP 0.43% of their portfolio LONDON, X0 554,329554.3k $16.8m $16.8m 0.43% Added +43.4k +43,379
37 Russell Investments Group, Ltd. 0.03% of their portfolio Seattle, WA 553,432553.4k $16.8m $16.8m 0.03% Added +412.7k +412,733
38 CANADA PENSION PLAN INVESTMENT BOARD 0.02% of their portfolio TORONTO ONTARIO, A6 540,709540.7k $16.4m $16.4m 0.02% Reduced -1.2m -1,159,291
39 Robeco Institutional Asset Management B.V. 0.04% of their portfolio ROTTERDAM, P7 536,343536.3k $16.2m $16.2m 0.04% Reduced -71.1k -71,110
40 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 489,905489.9k $14.8m $14.8m 0.00% Reduced -1.1k -1,092
41 FIFTHDELTA Ltd 2.63% of their portfolio LONDON, X0 489,300489.3k $14.8m $14.8m 2.63% New
42 3G Capital Partners LP 5.98% of their portfolio NEW YORK, NY 470,000470.0k $14.2m $14.2m 5.98% New
43 RWC Asset Management LLP 0.86% of their portfolio LONDON, X0 454,018454.0k $13.7m $13.7m 0.86% New
44 GTS SECURITIES LLC 0.37% of their portfolio NEW YORK, NY 449,771449.8k $13.6m $13.6m 0.37% Added +434.8k +434,824
45 Capital International Investors 0.00% of their portfolio Los Angeles, CA 389,400389.4k $11.8m $11.8m 0.00% Added +4.4k +4,422
46 Qube Research & Technologies Ltd 0.02% of their portfolio LONDON, X0 378,406378.4k $11.5m $11.5m 0.02% Reduced -901.5k -901,497
47 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 348,087348.1k $10.5m $10.5m 0.00% Added +87.5k +87,505
48 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 322,626322.6k $9.8m $9.8m 0.01% Added +43.0k +42,970
49 TT International Asset Management LTD 0.76% of their portfolio LONDON, X0 269,340269.3k $8.2m $8.2m 0.76% New
50 FIL Ltd 0.01% of their portfolio HAMILTON, D0 254,182254.2k $7.7m $7.7m 0.01% Added +30.2k +30,182
51 Handelsbanken Fonder AB 0.03% of their portfolio STOCKHOLM, V7 250,000250.0k $7.6m $7.6m 0.03% Unchanged
52 HCEP Management Ltd 1.42% of their portfolio HONG KONG, K3 250,000250.0k $7.6m $7.6m 1.42% New
53 Pinpoint Asset Management Ltd 1.19% of their portfolio HONG KONG, K3 245,119245.1k $7.4m $7.4m 1.19% Added +209.6k +209,586
54 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 239,300239.3k $7.2m $7.2m 0.00% Added +2.7k +2,685
55 Cubist Systematic Strategies, LLC 0.08% of their portfolio STAMFORD, CT 229,296229.3k $6.9m $6.9m 0.08% Reduced -114.8k -114,774
56 Baker Avenue Asset Management, LP 0.26% of their portfolio SAN FRANCISCO, CA 216,161216.2k $6.5m $6.5m 0.26% Added +14.8k +14,776
57 CI INVESTMENTS INC. 0.03% of their portfolio TORONTO, Z4 211,858211.9k $6.4m $6.4m 0.03% New
58 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 207,850207.8k $6.3m $6.3m 0.01% Added +76.1k +76,099
59 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 202,585202.6k $6.1m $6.1m 0.01% Reduced -10.1k -10,089
60 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 182,359182.4k $5.5m $5.5m 0.01% Added +120.8k +120,801
61 SIMPLEX TRADING, LLC 0.16% of their portfolio CHICAGO, IL 181,048181.0k $5.5m $5.5m 0.16% Added +8.1k +8,052
62 BARINGS LLC 0.13% of their portfolio CHARLOTTE, NC 177,533177.5k $5.4m $5.4m 0.13% Added +10.1k +10,147
63 OLD MISSION CAPITAL LLC 0.13% of their portfolio CHICAGO, IL 177,455177.5k $5.4m $5.4m 0.13% Reduced -295.3k -295,330
64 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 176,344176.3k $5.3m $5.3m 0.00% Added +676 +676
65 TWINBEECH CAPITAL LP 0.11% of their portfolio PURCHASE, NY 172,612172.6k $5.2m $5.2m 0.11% New
66 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 166,845166.8k $5.1m $5.1m 0.01% Added +10.8k +10,824
67 Walleye Capital LLC 0.05% of their portfolio NEW YORK, NY 165,152165.2k $5.0m $5.0m 0.05% New
68 Amundi 0.00% of their portfolio Paris, I0 144,431144.4k $4.2m $4.2m 0.00% Added +14.3k +14,258
69 Y-Intercept (Hong Kong) Ltd 0.32% of their portfolio HONG KONG, K3 141,362141.4k $4.3m $4.3m 0.32% Added +99.1k +99,099
70 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 134,011134.0k $4.1m $4.1m 0.00% Reduced -39.5k -39,454
71 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 128,489128.5k $3.9m $3.9m 0.00% Added +3.5k +3,537
72 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 125,449125.4k $3.8m $3.8m 0.02% Added +34.8k +34,843
73 Capital Markets Trading UK LLP 2.35% of their portfolio LONDON, X0 106,891106.9k $3.2m $3.2m 2.35% Reduced -44.7k -44,721
74 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 105,831105.8k $3.2m $3.2m 0.01% Reduced -3.6k -3,650
75 Oaktree Fund Advisors, LLC 2.85% of their portfolio LOS ANGLES, CA 104,829104.8k $3.2m $3.2m 2.85% New
76 NAVELLIER & ASSOCIATES INC 0.38% of their portfolio Reno, NV 100,652100.7k $3.0m $3.0m 0.38% Added +5.3k +5,282
77 Engineers Gate Manager LP 0.08% of their portfolio NEW YORK, NY 98,98799.0k $3.0m $3.0m 0.08% Added +61.7k +61,730
78 Tidal Investments LLC 0.05% of their portfolio Milwaukee, WI 97,40897.4k $2.9m $2.9m 0.05% Added +5.7k +5,666
79 WOLVERINE TRADING, LLC 0.03% of their portfolio CHICAGO, IL 97,32997.3k $2.9m $2.9m 0.03% New
80 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 95,11495.1k $2.9m $2.9m 0.00% Added +83.8k +83,776
81 Monolith Management Ltd 1.11% of their portfolio HONG KONG, K3 92,00092.0k $2.8m $2.8m 1.11% New
82 TUDOR INVESTMENT CORP ET AL 0.03% of their portfolio STAMFORD, CT 88,53088.5k $2.7m $2.7m 0.03% Reduced -61.3k -61,252
83 BI Asset Management Fondsmaeglerselskab A/S 0.05% of their portfolio KOBENHAVN, G7 88,08888.1k $2.7m $2.7m 0.05% Reduced -30.9k -30,872
84 EDMOND DE ROTHSCHILD HOLDING S.A. 0.04% of their portfolio CHAMBESY, V8 83,77483.8k $2.5m $2.5m 0.04% Added +2.5k +2,500
85 CMT Capital Markets Trading GmbH 1.15% of their portfolio CHICAGO, IL 83,10083.1k $2.5m $2.5m 1.15% New
86 Independent Advisor Alliance 0.09% of their portfolio CHARLOTTE, NC 79,57079.6k $2.4m $2.4m 0.09% New
87 Qtron Investments LLC 0.34% of their portfolio Boston, MA 78,56878.6k $2.4m $2.4m 0.34% Unchanged
88 DekaBank Deutsche Girozentrale 0.00% of their portfolio FRANKFURT, 2M 76,45076.5k $2.4m $2.4m 0.00% Added +63.9k +63,917
89 Parallax Volatility Advisers, L.P. 0.07% of their portfolio San Francisco, CA 76,08976.1k $2.3m $2.3m 0.07% New
90 STOREBRAND ASSET MANAGEMENT AS 0.01% of their portfolio LYSAKER, Q8 73,40673.4k $2.2m $2.2m 0.01% Reduced -94.0k -94,000
91 Trexquant Investment LP 0.04% of their portfolio STAMFORD, CT 71,29371.3k $2.2m $2.2m 0.04% Reduced -9.3k -9,257
92 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 67,12667.1k $2.0m $2.0m 0.01% Reduced -1.7k -1,711
93 Swedbank AB 0.00% of their portfolio STOCKHOLM, V7 66,15466.2k $2.0m $2.0m 0.00% Reduced -11.5k -11,500
94 Bridgewater Associates, LP 0.01% of their portfolio Westport, CT 64,98765.0k $2.0m $2.0m 0.01% Added +3.3k +3,265
95 Crossmark Global Holdings, Inc. 0.04% of their portfolio HOUSTON, TX 63,21463.2k $1.9m $1.9m 0.04% Added +25.7k +25,735
96 Susquehanna International Group Ltd. 0.45% of their portfolio DUBLIN, L2 62,49162.5k $1.9m $1.9m 0.45% Added +3.4k +3,352
97 DANSKE BANK A/S 0.01% of their portfolio COPENHAGEN V, G7 59,50059.5k $1.8m $1.8m 0.01% First filing
98 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 59,27859.3k $1.8m $1.8m 0.00% Added +56.8k +56,760
99 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 58,34958.3k $1.8m $1.8m 0.00% Reduced -5.7k -5,655
100 Candriam S.C.A. 0.01% of their portfolio STRASSEN, N4 55,00055.0k $1.7m $1.7m 0.01% Unchanged