Vault-13

LI AUTO INC LI

SPONSORED ADS · ADR · CUSIP 50202M102 · ISIN US50202M1027

251 institutional holders +20 vs Q3 2023
106,639,908106.6m shares reported held*
$4.0bnreported value*
43 new 73 added 88 reduced 31 sold out net bought ≈ $218.9m (+6.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($16.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $37.43. Options: 34 managers hold calls ($878.5m notional), 34 hold puts ($825.8m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 258Q4 22: 226Q1 23: 205Q2 23: 226Q3 23: 231Q4 23: 251251Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022258
Q4 2022226
Q1 2023205
Q2 2023226
Q3 2023231
Q4 2023251

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 101 bought or addedQ4 22: 157 cut or sold outQ4 22Q1 23: 101 bought or addedQ1 23: 119 cut or sold outQ1 23Q2 23: 116 bought or addedQ2 23: 105 cut or sold outQ2 23Q3 23: 113 bought or addedQ3 23: 121 cut or sold outQ3 23Q4 23: 116 bought or addedQ4 23: 119 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022101157
Q1 2023101119
Q2 2023116105
Q3 2023113121
Q4 2023116119

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250m$500m$750m$1bnQ1 23 calls: $381.0mQ1 23 puts: $374.8mQ1 23P/C 0.98Q2 23 calls: $621.7mQ2 23 puts: $582.8mQ2 23P/C 0.94Q3 23 calls: $718.2mQ3 23 puts: $667.4mQ3 23P/C 0.93Q4 23 calls: $878.5mQ4 23 puts: $825.8mQ4 23P/C 0.94
Numbers
QuarterCallsPutsP/C
Q1 2023$381.0m$374.8m0.98
Q2 2023$621.7m$582.8m0.94
Q3 2023$718.2m$667.4m0.93
Q4 2023$878.5m$825.8m0.94

Biggest buyers

MORGAN STANLEY Added +7,119,272+7.1m
D. E. Shaw & Co., Inc. Added +1,863,625+1.9m
CANADA PENSION PLAN INVESTMENT BOARD New +1,700,000+1.7m
Franchise Capital Ltd Added +1,580,023+1.6m
FMR LLC Added +1,395,146+1.4m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +1,373,546+1.4m
JPMORGAN CHASE & CO Added +1,263,587+1.3m
Man Group plc New +1,189,730+1.2m
Squarepoint Ops LLC Added +1,017,745+1.0m
Ninety One UK Ltd New +959,015+959.0k

Biggest sellers

Aspex Management (HK) Ltd Sold out -5,222,387-5.2m
WT Asset Management Ltd Reduced -2,019,295-2.0m
TWO SIGMA INVESTMENTS, LP Reduced -1,835,676-1.8m
GQG Partners LLC Sold out -1,583,710-1.6m
JANE STREET GROUP, LLC Reduced -1,477,362-1.5m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -1,215,679-1.2m
VOLORIDGE INVESTMENT MANAGEMENT, LLC Reduced -1,172,259-1.2m
Man Group plc Sold out -1,077,939-1.1m
TWO SIGMA ADVISERS, LP Reduced -625,500-625.5k
UBS Group AG Reduced -384,796-384.8k

Biggest calls

JANE STREET GROUP, LLC Added $170.4m4.6m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $133.3m3.6m shares
SIMPLEX TRADING, LLC Added $84.3m2.3m shares
CITADEL ADVISORS LLC Added $67.8m1.8m shares
GROUP ONE TRADING LLC Added $67.5m1.8m shares
Squarepoint Ops LLC Added $56.6m1.5m shares
PEAK6 Investments LLC Reduced $53.5m1.4m shares
Walleye Trading LLC Reduced $43.9m1.2m shares
NATIONAL BANK OF CANADA /FI/ Added $28.2m8.2k shares
Walleye Capital LLC Reduced $26.8m715.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $155.5m4.2m shares
CITADEL ADVISORS LLC Added $69.2m1.8m shares
SIMPLEX TRADING, LLC Added $52.8m1.4m shares
Squarepoint Ops LLC Added $52.3m1.4m shares
WOLVERINE ASSET MANAGEMENT LLC Unchanged $46.2m1.2m shares
GOLDMAN SACHS GROUP INC Added $44.4m1.2m shares
NOMURA HOLDINGS INC Added $41.9m1.1m shares
Walleye Trading LLC Added $36.8m982.7k shares
Parallax Volatility Advisers, L.P. Added $30.0m800.9k shares
MILLENNIUM MANAGEMENT LLC Reduced $29.2m781.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.03% of their portfolio BOSTON, MA 10,743,32010.7m $402.1m $402.1m 0.03% Added +1.4m +1,395,146
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 10,645,02410.6m $398.4m $398.4m 0.02% Added +7.1m +7,119,272
3 Xiamen Xinweidachuang Investment Partnership (Limited Partnership) 100.00% of their portfolio Xiamen, F4 9,153,1779.2m $342.6m $342.6m 100.00% Unchanged
4 RENAISSANCE TECHNOLOGIES LLC 0.51% of their portfolio NEW YORK, NY 8,860,0008.9m $331.6m $331.6m 0.51% Reduced -234.8k -234,800
5 PRICE T ROWE ASSOCIATES INC /MD/ 0.03% of their portfolio BALTIMORE, MD 6,543,8126.5m $244.9m $244.9m 0.03% Added +231.1k +231,084
6 TWO SIGMA ADVISERS, LP 0.54% of their portfolio NEW YORK, NY 6,113,9006.1m $228.8m $228.8m 0.54% Reduced -625.5k -625,500
7 D. E. Shaw & Co., Inc. 0.26% of their portfolio New York, NY 4,819,3244.8m $180.4m $180.4m 0.26% Added +1.9m +1,863,625
8 BRILLIANCE ASSET MANAGEMENT LTD 37.60% of their portfolio ADMIRALTY, HONG KONG, K3 4,639,7984.6m $173.7m $173.7m 37.60% Added +299.5k +299,531
9 TWO SIGMA INVESTMENTS, LP 0.31% of their portfolio NEW YORK, NY 3,421,1653.4m $128.1m $128.1m 0.31% Reduced -1.8m -1,835,676
10 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 2,884,9342.9m $108.0m $108.0m 0.02% Added +474.1k +474,103
11 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,740,1762.7m $102.6m $102.6m 0.01% Added +1.3m +1,263,587
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.16% of their portfolio BALA CYNWYD, PA 2,465,3672.5m $92.3m $92.3m 0.16% Added +1.4m +1,373,546
13 Franchise Capital Ltd 9.56% of their portfolio GRAND CAYMAN, E9 1,950,5002.0m $73.0m $73.0m 9.56% Added +1.6m +1,580,023
14 CANADA PENSION PLAN INVESTMENT BOARD 0.08% of their portfolio TORONTO ONTARIO, A6 1,700,0001.7m $63.6m $63.6m 0.08% New
15 MARSHALL WACE, LLP 0.11% of their portfolio LONDON, X0 1,579,4811.6m $59.1m $59.1m 0.11% Added +371.9k +371,888
16 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.21% of their portfolio JUPITER, FL 1,402,8731.4m $52.5m $52.5m 0.21% Reduced -1.2m -1,172,259
17 Qube Research & Technologies Ltd 0.11% of their portfolio LONDON, X0 1,279,9031.3m $47.9m $47.9m 0.11% Added +598.0k +597,952
18 Man Group plc 0.13% of their portfolio LONDON, X0 1,189,7301.2m $44.5m $44.5m 0.13% New
19 Squarepoint Ops LLC 0.17% of their portfolio NEW YORK, NY 1,118,2361.1m $41.9m $41.9m 0.17% Added +1.0m +1,017,745
20 BlackRock Inc. 0.00% of their portfolio New York, NY 1,011,0781.0m $37.8m $37.8m 0.00% Added +54.7k +54,690
21 Ninety One UK Ltd 0.11% of their portfolio London, X0 959,015959.0k $35.9m $35.9m 0.11% New
22 CITADEL ADVISORS LLC 0.03% of their portfolio MIAMI, FL 849,521849.5k $31.8m $31.8m 0.03% Reduced -327.6k -327,561
23 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 843,988844.0k $31.6m $31.6m 0.03% Added +698.5k +698,482
24 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.03% of their portfolio BOSTON, MA 800,034800.0k $29.9m $29.9m 0.03% Reduced -1.2m -1,215,679
25 Ariose Capital Management Ltd 11.53% of their portfolio CENTRAL, HONG KONG, K3 789,600789.6k $29.6m $29.6m 11.53% New
26 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 770,469770.5k $28.8m $28.8m 0.04% Reduced -1.5m -1,477,362
27 LAZARD ASSET MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 751,068751.1k $28.1m $28.1m 0.04% Added +84.7k +84,713
28 Legal & General Group Plc 0.01% of their portfolio London, X0 627,781627.8k $23.5m $23.5m 0.01% Reduced -10.7k -10,702
29 Connor, Clark & Lunn Investment Management Ltd. 0.11% of their portfolio VANCOUVER, A1 608,921608.9k $22.8m $22.8m 0.11% Added +47.3k +47,263
30 Robeco Institutional Asset Management B.V. 0.06% of their portfolio ROTTERDAM, P7 607,453607.5k $22.7m $22.7m 0.06% Reduced -82.6k -82,610
31 Segantii Capital Management Ltd 1.38% of their portfolio HONG KONG, K3 603,900603.9k $22.8m $22.8m 1.38% Unchanged
32 WT Asset Management Ltd 2.78% of their portfolio HONG KONG, K3 592,000592.0k $22.2m $22.2m 2.78% Reduced -2.0m -2,019,295
33 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 572,943572.9k $21.4m $21.4m 0.01% Added +276.6k +276,588
34 LMR Partners LLP 0.48% of their portfolio LONDON, X0 510,950510.9k $19.1m $19.1m 0.48% New
35 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 490,997491.0k $18.4m $18.4m 0.01% Reduced -3.4k -3,425
36 OLD MISSION CAPITAL LLC 0.50% of their portfolio CHICAGO, IL 472,785472.8k $17.7m $17.7m 0.50% New
37 CAPITAL FUND MANAGEMENT S.A. 0.21% of their portfolio PARIS, I0 436,568436.6k $16.3m $16.3m 0.21% Reduced -242.7k -242,706
38 Capital International Investors 0.00% of their portfolio Los Angeles, CA 384,978385.0k $14.4m $14.4m 0.00% Added +149.1k +149,099
39 Cubist Systematic Strategies, LLC 0.16% of their portfolio STAMFORD, CT 344,070344.1k $12.9m $12.9m 0.16% Added +139.4k +139,410
40 Aubrey Capital Management Ltd 5.18% of their portfolio EDINBURGH, X0 325,200325.2k $12.2m $12.2m 5.18% Added +58.6k +58,600
41 Point72 Asset Management, L.P. 0.04% of their portfolio STAMFORD, CT 315,380315.4k $11.8m $11.8m 0.04% Added +80.5k +80,532
42 UBS Group AG 0.00% of their portfolio ZURICH, V8 307,594307.6k $11.5m $11.5m 0.00% Reduced -384.8k -384,796
43 Tiger Pacific Capital LP 2.43% of their portfolio NEW YORK, NY 305,000305.0k $11.4m $11.4m 2.43% New
44 PRELUDE CAPITAL MANAGEMENT, LLC 0.93% of their portfolio NEW YORK, NY 287,296287.3k $10.8m $10.8m 0.93% New
45 Sculptor Capital LP 0.26% of their portfolio New York, NY 280,300280.3k $10.5m $10.5m 0.26% Unchanged
46 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 279,656279.7k $10.5m $10.5m 0.01% Reduced -10.6k -10,588
47 GROUP ONE TRADING LLC 0.33% of their portfolio CHICAGO, IL 276,812276.8k $10.4m $10.4m 0.33% Added +64.6k +64,562
48 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 260,582260.6k $9.8m $9.8m 0.00% Added +103.3k +103,299
49 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 252,086252.1k $9.4m $9.4m 0.00% Reduced -296.4k -296,416
50 Handelsbanken Fonder AB 0.05% of their portfolio STOCKHOLM, V7 250,000250.0k $9.4m $9.4m 0.05% New
51 XY Capital Ltd 9.38% of their portfolio CENTRAL, K3 246,079246.1k $9.2m $9.2m 9.38% New
52 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 236,615236.6k $8.9m $8.9m 0.00% Added +25.4k +25,354
53 FIL Ltd 0.01% of their portfolio HAMILTON, D0 224,000224.0k $8.4m $8.4m 0.01% Added +10.4k +10,393
54 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 212,674212.7k $8.0m $8.0m 0.01% Reduced -23.8k -23,788
55 Baker Avenue Asset Management, LP 0.33% of their portfolio SAN FRANCISCO, CA 201,385201.4k $7.5m $7.5m 0.33% Added +13.4k +13,402
56 NEW THINKING (HONG KONG) INVESTMENT MANAGEMENT CO. Ltd 63.92% of their portfolio HONG KONG, K3 187,606187.6k $7.0m $7.0m 63.92% Added +72.8k +72,798
57 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 175,668175.7k $6.6m $6.6m 0.00% Added +67 +67
58 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 173,465173.5k $6.5m $6.5m 0.00% Added +2.8k +2,785
59 SIMPLEX TRADING, LLC 0.20% of their portfolio CHICAGO, IL 172,996173.0k $6.5m $6.5m 0.20% New
60 Centiva Capital, LP 0.40% of their portfolio New York, NY 170,141170.1k $6.4m $6.4m 0.40% Added +37.8k +37,784
61 BOOTHBAY FUND MANAGEMENT, LLC 0.22% of their portfolio NEW YORK, NY 168,741168.7k $6.3m $6.3m 0.22% Added +158.2k +158,221
62 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 168,161168.2k $6.3m $6.3m 0.00% Reduced -279.2k -279,154
63 STOREBRAND ASSET MANAGEMENT AS 0.02% of their portfolio LYSAKER, Q8 167,406167.4k $6.3m $6.3m 0.02% Reduced -83.4k -83,368
64 BARINGS LLC 0.20% of their portfolio CHARLOTTE, NC 167,386167.4k $6.3m $6.3m 0.20% Unchanged
65 Taika Capital, LP 3.60% of their portfolio SUNNY ISLES BEACH, FL 165,975166.0k $6.2m $6.2m 3.60% Added +116.2k +116,225
66 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 156,021156.0k $5.8m $5.8m 0.01% Reduced -34.4k -34,369
67 Capital Markets Trading UK LLP 4.19% of their portfolio LONDON, X0 151,612151.6k $5.7m $5.7m 4.19% Added +64.7k +64,743
68 TUDOR INVESTMENT CORP ET AL 0.08% of their portfolio STAMFORD, CT 149,782149.8k $5.6m $5.6m 0.08% Reduced -10.3k -10,317
69 SIH Partners, LLLP 4.38% of their portfolio Wilmington, DE 146,481146.5k $5.5m $5.5m 4.38% First filing
70 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 140,699140.7k $5.3m $5.3m 0.01% Reduced -114.6k -114,633
71 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 131,751131.8k $4.9m $4.9m 0.01% Added +14.9k +14,902
72 Amundi 0.00% of their portfolio Paris, I0 130,173130.2k $4.3m $4.3m 0.00% Reduced -18.4k -18,372
73 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 124,952125.0k $4.7m $4.7m 0.00% Reduced -253.1k -253,142
74 BI Asset Management Fondsmaeglerselskab A/S 0.09% of their portfolio KOBENHAVN, G7 118,960119.0k $4.5m $4.5m 0.09% New
75 LIGHT STREET CAPITAL MANAGEMENT, LLC 1.32% of their portfolio Palo Alto, CA 117,692117.7k $4.4m $4.4m 1.32% New
76 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 109,481109.5k $4.1m $4.1m 0.01% Reduced -218.3k -218,274
77 NAVELLIER & ASSOCIATES INC 0.53% of their portfolio Reno, NV 95,37095.4k $3.6m $3.6m 0.53% New
78 Tidal Investments LLC 0.08% of their portfolio Milwaukee, WI 91,74291.7k $3.4m $3.4m 0.08% Reduced -20.0k -19,983
79 HRT FINANCIAL LP 0.03% of their portfolio NEW YORK, NY 90,60690.6k $3.4m $3.4m 0.03% Reduced -380.0k -380,048
80 Calamos Advisors LLC 0.02% of their portfolio NAPERVILLE, IL 86,79886.8k $3.2m $3.2m 0.02% Added +10.0k +10,038
81 Capital International, Inc./CA/ 0.05% of their portfolio Los Angeles, CA 82,17582.2k $3.1m $3.1m 0.05% Reduced -3.8k -3,802
82 EDMOND DE ROTHSCHILD HOLDING S.A. 0.05% of their portfolio CHAMBESY, V8 81,27481.3k $3.0m $3.0m 0.05% Unchanged
83 Trexquant Investment LP 0.07% of their portfolio STAMFORD, CT 80,55080.5k $3.0m $3.0m 0.07% Reduced -90.7k -90,744
84 Qtron Investments LLC 0.48% of their portfolio Boston, MA 78,56878.6k $2.9m $2.9m 0.48% Reduced -15.8k -15,821
85 Swedbank AB 0.00% of their portfolio STOCKHOLM, V7 77,65477.7k $2.9m $2.9m 0.00% Reduced -34.9k -34,900
86 LANSDOWNE PARTNERS (UK) LLP 0.21% of their portfolio London, X0 77,19477.2k $2.9m $2.9m 0.21% Unchanged
87 TWO SIGMA SECURITIES, LLC 0.12% of their portfolio NEW YORK, NY 71,00571.0k $2.7m $2.7m 0.12% Reduced -112.3k -112,341
88 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 68,83768.8k $2.6m $2.6m 0.01% Reduced -11.1k -11,143
89 SEVEN EIGHT CAPITAL, LP 0.28% of their portfolio New York, NY 64,64964.6k $2.4m $2.4m 0.28% New
90 Assenagon Asset Management S.A. 0.01% of their portfolio SENNINGERBERG, N4 64,36664.4k $2.4m $2.4m 0.01% Added +56.0k +56,039
91 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 64,00464.0k $2.3m $2.3m 0.00% Reduced -30.5k -30,548
92 Vontobel Holding Ltd. 0.02% of their portfolio ZURICH, V8 62,99863.0k $2.4m $2.4m 0.02% Reduced -31.0k -31,037
93 Point72 Hong Kong Ltd 0.14% of their portfolio HONG KONG, K3 61,80061.8k $2.3m $2.3m 0.14% Reduced -38.0k -38,000
94 Bridgewater Associates, LP 0.01% of their portfolio Westport, CT 61,72261.7k $2.3m $2.3m 0.01% New
95 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 61,55861.6k $2.3m $2.3m 0.00% Reduced -2.4k -2,439
96 Susquehanna International Group Ltd. 0.51% of their portfolio DUBLIN, L2 59,13959.1k $2.2m $2.2m 0.51% Added +53.5k +53,460
97 DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. 4.96% of their portfolio Singapore, U0 57,80057.8k $2.2m $2.2m 4.96% New
98 PICTON MAHONEY ASSET MANAGEMENT 0.10% of their portfolio Toronto, A6 57,00057.0k $2.1m $2.1m 0.10% New
99 Candriam S.C.A. 0.01% of their portfolio STRASSEN, N4 55,00055.0k $2.1m $2.1m 0.01% Reduced -25.0k -25,000
100 Itau Unibanco Holding S.A. 0.05% of their portfolio SAO PAULO, D5 45,00045.0k $1.7m $1.7m 0.05% New