Vault-13

LI AUTO INC LI

SPONSORED ADS · ADR · CUSIP 50202M102 · ISIN US50202M1027

231 institutional holders +5 vs Q2 2023
99,641,09999.6m shares reported held*
$3.6bnreported value*
44 new 69 added 82 reduced 39 sold out net bought ≈ $195.7m (+3.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($12.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $36.03. Options: 33 managers hold calls ($718.2m notional), 36 hold puts ($667.4m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 258Q4 22: 226Q1 23: 205Q2 23: 226Q3 23: 231231Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022258
Q4 2022226
Q1 2023205
Q2 2023226
Q3 2023231

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 101 bought or addedQ4 22: 157 cut or sold outQ4 22Q1 23: 101 bought or addedQ1 23: 119 cut or sold outQ1 23Q2 23: 116 bought or addedQ2 23: 105 cut or sold outQ2 23Q3 23: 113 bought or addedQ3 23: 121 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022101157
Q1 2023101119
Q2 2023116105
Q3 2023113121

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600m$800mQ4 22 calls: $346.6mQ4 22 puts: $441.8mQ4 22P/C 1.27Q1 23 calls: $381.0mQ1 23 puts: $374.8mQ1 23P/C 0.98Q2 23 calls: $621.7mQ2 23 puts: $582.8mQ2 23P/C 0.94Q3 23 calls: $718.2mQ3 23 puts: $667.4mQ3 23P/C 0.93
Numbers
QuarterCallsPutsP/C
Q4 2022$346.6m$441.8m1.27
Q1 2023$381.0m$374.8m0.98
Q2 2023$621.7m$582.8m0.94
Q3 2023$718.2m$667.4m0.93

Biggest buyers

TWO SIGMA ADVISERS, LP Added +3,050,000+3.0m
D. E. Shaw & Co., Inc. Added +2,831,909+2.8m
VOLORIDGE INVESTMENT MANAGEMENT, LLC Added +2,258,381+2.3m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP New +2,015,713+2.0m
WT Asset Management Ltd Added +1,785,489+1.8m
GQG Partners LLC New +1,583,710+1.6m
JANE STREET GROUP, LLC Added +1,560,832+1.6m
RENAISSANCE TECHNOLOGIES LLC Added +1,496,400+1.5m
TWO SIGMA INVESTMENTS, LP Added +1,362,487+1.4m
Man Group plc New +1,077,939+1.1m

Biggest sellers

Xiamen Xinweidachuang Investment Partnership (Limited Partnership) Reduced -3,398,525-3.4m
CI INVESTMENTS INC. Reduced -2,455,042-2.5m
RWC ASSET ADVISORS (US) LLC Sold out -2,248,894-2.2m
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Reduced -1,602,230-1.6m
VANGUARD GROUP INC Sold out -1,028,646-1.0m
FIFTHDELTA Ltd Sold out -922,700-922.7k
CoreView Capital Management Ltd Reduced -891,036-891.0k
Legal & General Group Plc Reduced -890,269-890.3k
FMR LLC Reduced -789,147-789.1k
RWC Asset Management LLP Sold out -720,212-720.2k

Biggest calls

JANE STREET GROUP, LLC Added $137.4m3.9m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $101.7m2.9m shares
SIMPLEX TRADING, LLC Added $59.9m1.7m shares
PEAK6 Investments LLC Reduced $54.7m1.5m shares
Walleye Trading LLC Added $51.3m1.4m shares
CITADEL ADVISORS LLC Reduced $50.6m1.4m shares
GROUP ONE TRADING LLC Added $49.7m1.4m shares
Squarepoint Ops LLC Added $42.7m1.2m shares
Capital Markets Trading UK LLP Added $38.1m1.1m shares
Walleye Capital LLC Added $26.1m732.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $141.8m4.0m shares
CITADEL ADVISORS LLC Reduced $58.0m1.6m shares
WOLVERINE ASSET MANAGEMENT LLC Added $44.0m1.2m shares
Squarepoint Ops LLC Added $37.9m1.1m shares
SIMPLEX TRADING, LLC Reduced $37.8m1.1m shares
NOMURA HOLDINGS INC Added $35.3m990.0k shares
NATIONAL BANK OF CANADA /FI/ Unchanged $34.5m9.8k shares
MILLENNIUM MANAGEMENT LLC Reduced $34.2m960.0k shares
Capital Markets Trading UK LLP Added $23.0m646.0k shares
Parallax Volatility Advisers, L.P. Added $22.9m641.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.03% of their portfolio BOSTON, MA 9,348,1749.3m $333.3m $333.3m 0.03% Reduced -789.1k -789,147
2 Xiamen Xinweidachuang Investment Partnership (Limited Partnership) 100.00% of their portfolio Xiamen, F4 9,153,1779.2m $326.3m $326.3m 100.00% Reduced -3.4m -3,398,525
3 RENAISSANCE TECHNOLOGIES LLC 0.55% of their portfolio NEW YORK, NY 9,094,8009.1m $324.2m $324.2m 0.55% Added +1.5m +1,496,400
4 TWO SIGMA ADVISERS, LP 0.62% of their portfolio NEW YORK, NY 6,739,4006.7m $240.3m $240.3m 0.62% Added +3.0m +3,050,000
5 PRICE T ROWE ASSOCIATES INC /MD/ 0.03% of their portfolio BALTIMORE, MD 6,312,7286.3m $225.1m $225.1m 0.03% Added +1.1m +1,060,559
6 TWO SIGMA INVESTMENTS, LP 0.52% of their portfolio NEW YORK, NY 5,256,8415.3m $187.4m $187.4m 0.52% Added +1.4m +1,362,487
7 Aspex Management (HK) Ltd 5.73% of their portfolio CENTRAL, K3 5,222,3875.2m $186.2m $186.2m 5.73% Reduced -703.3k -703,307
8 BRILLIANCE ASSET MANAGEMENT LTD 39.04% of their portfolio ADMIRALTY, HONG KONG, K3 4,340,2674.3m $154.7m $154.7m 39.04% Reduced -625.4k -625,394
9 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,525,7523.5m $125.7m $125.7m 0.01% Added +361.3k +361,311
10 D. E. Shaw & Co., Inc. 0.17% of their portfolio New York, NY 2,955,6993.0m $105.4m $105.4m 0.17% Added +2.8m +2,831,909
11 WT Asset Management Ltd 10.34% of their portfolio HONG KONG, K3 2,611,2952.6m $93.1m $93.1m 10.34% Added +1.8m +1,785,489
12 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.45% of their portfolio JUPITER, FL 2,575,1322.6m $91.8m $91.8m 0.45% Added +2.3m +2,258,381
13 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 2,410,8312.4m $85.9m $85.9m 0.02% Added +88.5k +88,456
14 JANE STREET GROUP, LLC 0.12% of their portfolio NEW YORK, NY 2,247,8312.2m $80.1m $80.1m 0.12% Added +1.6m +1,560,832
15 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.09% of their portfolio BOSTON, MA 2,015,7132.0m $71.9m $71.9m 0.09% New
16 GQG Partners LLC 0.13% of their portfolio FT. LAUDERDALE, FL 1,583,7101.6m $56.5m $56.5m 0.13% New
17 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,476,5891.5m $52.6m $52.6m 0.01% Added +465.1k +465,147
18 MARSHALL WACE, LLP 0.09% of their portfolio LONDON, X0 1,207,5931.2m $43.1m $43.1m 0.09% Reduced -222.0k -221,983
19 CITADEL ADVISORS LLC 0.05% of their portfolio MIAMI, FL 1,177,0821.2m $42.0m $42.0m 0.05% Added +105.4k +105,397
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.06% of their portfolio BALA CYNWYD, PA 1,091,8211.1m $38.9m $38.9m 0.06% Reduced -644.4k -644,386
21 Man Group plc 0.12% of their portfolio LONDON, X0 1,077,9391.1m $38.4m $38.4m 0.12% New
22 BlackRock Inc. 0.00% of their portfolio New York, NY 956,388956.4k $34.1m $34.1m 0.00% Reduced -101.7k -101,696
23 UBS Group AG 0.01% of their portfolio ZURICH, V8 692,390692.4k $24.7m $24.7m 0.01% Added +281.8k +281,782
24 Robeco Institutional Asset Management B.V. 0.07% of their portfolio ROTTERDAM, P7 690,063690.1k $24.6m $24.6m 0.07% Reduced -33.4k -33,356
25 Qube Research & Technologies Ltd 0.07% of their portfolio LONDON, X0 681,951682.0k $24.3m $24.3m 0.07% New
26 CAPITAL FUND MANAGEMENT S.A. 0.33% of their portfolio PARIS, I0 679,274679.3k $24.2m $24.2m 0.33% New
27 LAZARD ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 666,355666.4k $23.8m $23.8m 0.03% Added +23.1k +23,141
28 Legal & General Group Plc 0.01% of their portfolio London, X0 638,483638.5k $22.8m $22.8m 0.01% Reduced -890.3k -890,269
29 Segantii Capital Management Ltd 0.80% of their portfolio HONG KONG, K3 603,900603.9k $21.3m $21.3m 0.80% Reduced -24.7k -24,720
30 Connor, Clark & Lunn Investment Management Ltd. 0.10% of their portfolio VANCOUVER, A1 561,658561.7k $20.0m $20.0m 0.10% Added +49.3k +49,330
31 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 548,502548.5k $19.6m $19.6m 0.00% Reduced -624.2k -624,183
32 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 494,422494.4k $17.6m $17.6m 0.01% Reduced -6.5k -6,482
33 HRT FINANCIAL LP 0.17% of their portfolio NEW YORK, NY 470,654470.7k $16.8m $16.8m 0.17% New
34 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 447,315447.3k $15.9m $15.9m 0.01% Reduced -1.6m -1,602,230
35 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 378,094378.1k $13.5m $13.5m 0.01% Added +269.4k +269,355
36 Franchise Capital Ltd 4.73% of their portfolio GRAND CAYMAN, E9 370,477370.5k $13.2m $13.2m 4.73% Added +59.9k +59,918
37 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 368,660368.7k $13.0m $13.0m 0.02% Added +368.4k +368,400
38 Balyasny Asset Management L.P. 0.03% of their portfolio Chicago, IL 327,755327.8k $11.7m $11.7m 0.03% Added +206.3k +206,305
39 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 296,355296.4k $10.6m $10.6m 0.01% Added +48.1k +48,089
40 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 290,244290.2k $10.3m $10.3m 0.01% Reduced -199.8k -199,817
41 Sculptor Capital LP 0.24% of their portfolio New York, NY 280,300280.3k $10.0m $10.0m 0.24% Unchanged
42 Aubrey Capital Management Ltd 5.38% of their portfolio EDINBURGH, X0 266,600266.6k $9.4m $9.4m 5.38% Added +256.6k +256,600
43 Russell Investments Group, Ltd. 0.02% of their portfolio Seattle, WA 255,332255.3k $9.0m $9.0m 0.02% Reduced -107.3k -107,262
44 STOREBRAND ASSET MANAGEMENT AS 0.04% of their portfolio LYSAKER, Q8 250,774250.8k $8.9m $8.9m 0.04% Reduced -5.9k -5,900
45 ACADIAN ASSET MANAGEMENT LLC 0.04% of their portfolio Boston, MA 248,010248.0k $8.8m $8.8m 0.04% Added +238.9k +238,948
46 VAN ECK ASSOCIATES CORP 0.02% of their portfolio NEW YORK, NY 236,462236.5k $8.4m $8.4m 0.02% Added +3.9k +3,886
47 Capital International Investors 0.00% of their portfolio Los Angeles, CA 235,879235.9k $8.4m $8.4m 0.00% Added +3.0k +2,977
48 Point72 Asset Management, L.P. 0.03% of their portfolio STAMFORD, CT 234,848234.8k $8.4m $8.4m 0.03% Added +234.8k +234,811
49 FIL Ltd 0.01% of their portfolio HAMILTON, D0 213,607213.6k $7.6m $7.6m 0.01% New
50 CI INVESTMENTS INC. 0.04% of their portfolio TORONTO, Z4 212,942212.9k $7.6m $7.6m 0.04% Reduced -2.5m -2,455,042
51 GROUP ONE TRADING LLC 0.30% of their portfolio CHICAGO, IL 212,250212.2k $7.6m $7.6m 0.30% Added +8.7k +8,704
52 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 211,261211.3k $7.5m $7.5m 0.00% Reduced -125.9k -125,872
53 TWINBEECH CAPITAL LP 0.14% of their portfolio PURCHASE, NY 210,154210.2k $7.5m $7.5m 0.14% New
54 Cubist Systematic Strategies, LLC 0.09% of their portfolio STAMFORD, CT 204,660204.7k $7.3m $7.3m 0.09% Reduced -169.5k -169,510
55 CoreView Capital Management Ltd 0.79% of their portfolio HONG KONG, K3 201,058201.1k $7.2m $7.2m 0.79% Reduced -891.0k -891,036
56 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 190,390190.4k $6.8m $6.8m 0.01% New
57 Baker Avenue Asset Management, LP 0.34% of their portfolio SAN FRANCISCO, CA 187,983188.0k $6.7m $6.7m 0.34% Reduced -38.8k -38,838
58 TWO SIGMA SECURITIES, LLC 0.30% of their portfolio NEW YORK, NY 183,346183.3k $6.5m $6.5m 0.30% Reduced -57.5k -57,510
59 KEYSTONE INVESTORS PTE LTD 0.76% of their portfolio SINGAPORE, U0 178,945178.9k $6.4m $6.4m 0.76% Reduced -65.1k -65,081
60 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 175,601175.6k $6.3m $6.3m 0.00% Reduced -73.1k -73,114
61 Trexquant Investment LP 0.15% of their portfolio STAMFORD, CT 171,294171.3k $6.1m $6.1m 0.15% Added +75.9k +75,909
62 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 170,680170.7k $6.1m $6.1m 0.00% Reduced -15.5k -15,511
63 BARINGS LLC 0.20% of their portfolio CHARLOTTE, NC 167,386167.4k $6.0m $6.0m 0.20% Reduced -34.3k -34,323
64 TUDOR INVESTMENT CORP ET AL 0.08% of their portfolio STAMFORD, CT 160,099160.1k $5.7m $5.7m 0.08% Added +137.3k +137,350
65 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 157,283157.3k $5.6m $5.6m 0.00% Added +64.1k +64,118
66 Amundi 0.00% of their portfolio Paris, I0 148,545148.5k $5.1m $5.1m 0.00% Reduced -9.9k -9,860
67 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 145,506145.5k $5.2m $5.2m 0.01% Reduced -824 -824
68 Centiva Capital, LP 0.23% of their portfolio New York, NY 132,357132.4k $4.7m $4.7m 0.23% Added +17.7k +17,657
69 Wealth High Governance Capital Ltda 1.64% of their portfolio SAO PAULO, D5 132,354132.4k $4.7m $4.7m 1.64% Reduced -117.6k -117,646
70 Harvest Fund Management Co., Ltd 0.82% of their portfolio BEIJING, F4 132,254132.3k $4.7m $4.7m 0.82% Reduced -93.6k -93,556
71 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 116,849116.8k $4.2m $4.2m 0.00% Reduced -98.3k -98,264
72 NEW THINKING (HONG KONG) INVESTMENT MANAGEMENT CO. Ltd 99.54% of their portfolio HONG KONG, K3 114,808114.8k $4.1m $4.1m 99.54% Reduced -66.4k -66,432
73 Swedbank AB 0.01% of their portfolio STOCKHOLM, V7 112,554112.6k $4.0m $4.0m 0.01% Reduced -19.7k -19,700
74 Tidal Investments LLC 0.12% of their portfolio Milwaukee, WI 111,725111.7k $4.0m $4.0m 0.12% Reduced -5.5k -5,524
75 HAP Trading, LLC 0.93% of their portfolio NEW YORK, NY 105,860105.9k $3.8m $3.8m 0.93% New
76 Squarepoint Ops LLC 0.02% of their portfolio NEW YORK, NY 100,491100.5k $3.6m $3.6m 0.02% New
77 Point72 Hong Kong Ltd 0.99% of their portfolio HONG KONG, K3 99,80099.8k $3.6m $3.6m 0.99% New
78 Mitsubishi UFJ Asset Management Co., Ltd. 0.01% of their portfolio TOKYO, M0 94,55294.6k $3.4m $3.4m 0.01% Reduced -2.5k -2,515
79 Qtron Investments LLC 0.64% of their portfolio Boston, MA 94,38994.4k $3.4m $3.4m 0.64% Reduced -8.6k -8,642
80 Greenwoods Asset Management Hong Kong Ltd. 0.13% of their portfolio HONG KONG, K3 94,35694.4k $3.4m $3.4m 0.13% Reduced -70.9k -70,944
81 Vontobel Holding Ltd. 0.03% of their portfolio ZURICH, V8 94,03594.0k $3.4m $3.4m 0.03% Added +14.7k +14,664
82 Capital Markets Trading UK LLP 2.69% of their portfolio LONDON, X0 86,86986.9k $3.1m $3.1m 2.69% New
83 Capital International, Inc./CA/ 0.06% of their portfolio Los Angeles, CA 85,97786.0k $3.1m $3.1m 0.06% Unchanged
84 EDMOND DE ROTHSCHILD HOLDING S.A. 0.06% of their portfolio CHAMBESY, V8 81,27481.3k $2.9m $2.9m 0.06% Reduced -68.0k -68,000
85 Candriam S.C.A. 0.02% of their portfolio STRASSEN, N4 80,00080.0k $2.9m $2.9m 0.02% Reduced -10.0k -10,000
86 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 79,98080.0k $2.9m $2.9m 0.01% Added +3.9k +3,907
87 LANSDOWNE PARTNERS (UK) LLP 0.25% of their portfolio London, X0 77,19477.2k $2.8m $2.8m 0.25% New
88 Calamos Advisors LLC 0.01% of their portfolio NAPERVILLE, IL 76,76076.8k $2.7m $2.7m 0.01% New
89 Virtu Financial LLC 0.24% of their portfolio New York, NY 67,99968.0k $2.4m $2.4m 0.24% New
90 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 63,99764.0k $2.3m $2.3m 0.00% Added +10.5k +10,471
91 GTS SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 60,54360.5k $2.2m $2.2m 0.04% Reduced -14.0k -14,028
92 Y-Intercept (Hong Kong) Ltd 0.19% of their portfolio HONG KONG, K3 55,02755.0k $2.0m $2.0m 0.19% New
93 Taika Capital, LP 0.87% of their portfolio SUNNY ISLES BEACH, FL 49,75049.8k $1.8m $1.8m 0.87% New
94 Engineers Gate Manager LP 0.06% of their portfolio NEW YORK, NY 47,65447.7k $1.7m $1.7m 0.06% New
95 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 47,37947.4k $1.7m $1.7m 0.00% Added +33.5k +33,546
96 Quantbot Technologies LP 0.11% of their portfolio NEW YORK, NY 44,82244.8k $1.6m $1.6m 0.11% New
97 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 42,21742.2k $1.5m $1.5m 0.00% Reduced -82.6k -82,592
98 Ramirez Asset Management, Inc. 0.29% of their portfolio NEW YORK, NY 38,34238.3k $1.4m $1.4m 0.29% First filing
99 OBERWEIS ASSET MANAGEMENT INC/ 0.14% of their portfolio LISLE, IL 38,00038.0k $1.4m $1.4m 0.14% Added +5.0k +5,000
100 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 36,44136.4k $1.3m $1.3m 0.01% Reduced -824 -824