Vault-13

LI AUTO INC LI

SPONSORED ADS · ADR · CUSIP 50202M102 · ISIN US50202M1027

226 institutional holders +21 vs Q1 2023
96,232,02996.2m shares reported held*
$3.4bnreported value*
51 new 65 added 69 reduced 36 sold out net sold ≈ $539.2m (-15.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.88. Options: 32 managers hold calls ($621.7m notional), 31 hold puts ($582.8m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 258Q4 22: 226Q1 23: 205Q2 23: 226226Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022258
Q4 2022226
Q1 2023205
Q2 2023226

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 101 bought or addedQ4 22: 157 cut or sold outQ4 22Q1 23: 101 bought or addedQ1 23: 119 cut or sold outQ1 23Q2 23: 116 bought or addedQ2 23: 105 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022101157
Q1 2023101119
Q2 2023116105

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600m$800mQ3 22 calls: $307.2mQ3 22 puts: $390.3mQ3 22P/C 1.27Q4 22 calls: $346.6mQ4 22 puts: $441.8mQ4 22P/C 1.27Q1 23 calls: $381.0mQ1 23 puts: $374.8mQ1 23P/C 0.98Q2 23 calls: $621.7mQ2 23 puts: $582.8mQ2 23P/C 0.94
Numbers
QuarterCallsPutsP/C
Q3 2022$307.2m$390.3m1.27
Q4 2022$346.6m$441.8m1.27
Q1 2023$381.0m$374.8m0.98
Q2 2023$621.7m$582.8m0.94

Biggest buyers

Xiamen Xinweidachuang Investment Partnership (Limited Partnership) Added +9,321,480+9.3m
TWO SIGMA ADVISERS, LP Added +2,179,600+2.2m
TWO SIGMA INVESTMENTS, LP Added +2,171,218+2.2m
PRICE T ROWE ASSOCIATES INC /MD/ Added +1,514,479+1.5m
MARSHALL WACE, LLP New +1,429,576+1.4m
MORGAN STANLEY Added +1,299,800+1.3m
FIFTHDELTA Ltd New +922,700+922.7k
RWC ASSET ADVISORS (US) LLC Added +816,785+816.8k
JPMORGAN CHASE & CO Added +788,200+788.2k
GOLDMAN SACHS GROUP INC Added +731,071+731.1k

Biggest sellers

FMR LLC Reduced -18,120,251-18.1m
Aspex Management (HK) Ltd Reduced -4,211,650-4.2m
VANGUARD GROUP INC Reduced -2,643,105-2.6m
Ariose Capital Management Ltd Sold out -2,607,990-2.6m
CoreView Capital Management Ltd Reduced -1,887,677-1.9m
PRELUDE CAPITAL MANAGEMENT, LLC Sold out -1,178,041-1.2m
BANK OF AMERICA CORP /DE/ Reduced -1,096,570-1.1m
Hao Advisors Management Ltd Sold out -900,000-900.0k
HHLR ADVISORS, LTD. Reduced -860,268-860.3k
Bridgewater Associates, LP Reduced -726,017-726.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $95.5m2.7m shares
PEAK6 Investments LLC Added $76.0m2.2m shares
NATIONAL BANK OF CANADA /FI/ Added $72.9m20.1k shares
JANE STREET GROUP, LLC Added $63.0m1.8m shares
CITADEL ADVISORS LLC Reduced $55.7m1.6m shares
Walleye Trading LLC Added $38.0m1.1m shares
SIMPLEX TRADING, LLC Added $34.1m972.5k shares
Parallax Volatility Advisers, L.P. Reduced $26.1m743.5k shares
Squarepoint Ops LLC Added $21.6m614.8k shares
GROUP ONE TRADING LLC Added $21.3m606.3k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $151.4m4.3m shares
CITADEL ADVISORS LLC Added $77.0m2.2m shares
WOLVERINE ASSET MANAGEMENT LLC Reduced $43.1m1.2m shares
MILLENNIUM MANAGEMENT LLC Added $42.8m1.2m shares
SIMPLEX TRADING, LLC Added $40.8m1.2m shares
NATIONAL BANK OF CANADA /FI/ Added $35.6m9.8k shares
Weiss Asset Management LP Added $21.1m600.0k shares
PEAK6 Investments LLC Added $18.8m534.7k shares
IMC-Chicago, LLC Added $18.3m520.5k shares
Squarepoint Ops LLC Added $17.7m503.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Xiamen Xinweidachuang Investment Partnership (Limited Partnership) 100.00% of their portfolio Xiamen, F4 12,551,70212.6m $440.6m $440.6m 100.00% Added +9.3m +9,321,480
2 FMR LLC 0.03% of their portfolio BOSTON, MA 10,137,32110.1m $355.8m $355.8m 0.03% Reduced -18.1m -18,120,251
3 RENAISSANCE TECHNOLOGIES LLC 0.38% of their portfolio NEW YORK, NY 7,598,4007.6m $266.7m $266.7m 0.38% Reduced -512.9k -512,900
4 Aspex Management (HK) Ltd 6.05% of their portfolio CENTRAL, K3 5,925,6945.9m $208.0m $208.0m 6.05% Reduced -4.2m -4,211,650
5 PRICE T ROWE ASSOCIATES INC /MD/ 0.03% of their portfolio BALTIMORE, MD 5,252,1695.3m $184.4m $184.4m 0.03% Added +1.5m +1,514,479
6 BRILLIANCE ASSET MANAGEMENT LTD 44.98% of their portfolio ADMIRALTY, HONG KONG, K3 4,965,6615.0m $174.3m $174.3m 44.98% Reduced -77.0k -76,992
7 TWO SIGMA INVESTMENTS, LP 0.37% of their portfolio NEW YORK, NY 3,894,3543.9m $136.7m $136.7m 0.37% Added +2.2m +2,171,218
8 TWO SIGMA ADVISERS, LP 0.33% of their portfolio NEW YORK, NY 3,689,4003.7m $129.5m $129.5m 0.33% Added +2.2m +2,179,600
9 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,164,4413.2m $111.1m $111.1m 0.01% Added +1.3m +1,299,800
10 CI INVESTMENTS INC. 0.47% of their portfolio TORONTO, Z4 2,667,9842.7m $93.6m $93.6m 0.47% Reduced -618.0k -617,986
11 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 2,322,3752.3m $81.5m $81.5m 0.02% Added +731.1k +731,071
12 RWC ASSET ADVISORS (US) LLC 7.55% of their portfolio MIAMI, FL 2,248,8942.2m $78.9m $78.9m 7.55% Added +816.8k +816,785
13 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.02% of their portfolio NEW YORK, NY 2,049,5452.0m $51.1m $51.1m 0.02% Unchanged
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.10% of their portfolio BALA CYNWYD, PA 1,736,2071.7m $60.9m $60.9m 0.10% Added +668.9k +668,897
15 Legal & General Group Plc 0.02% of their portfolio London, X0 1,528,7521.5m $53.7m $53.7m 0.02% Reduced -321.8k -321,799
16 MARSHALL WACE, LLP 0.11% of their portfolio LONDON, X0 1,429,5761.4m $50.2m $50.2m 0.11% New
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,172,6851.2m $41.2m $41.2m 0.00% Reduced -1.1m -1,096,570
18 CoreView Capital Management Ltd 4.98% of their portfolio HONG KONG, K3 1,092,0941.1m $38.3m $38.3m 4.98% Reduced -1.9m -1,887,677
19 CITADEL ADVISORS LLC 0.04% of their portfolio MIAMI, FL 1,071,6851.1m $37.6m $37.6m 0.04% Reduced -178.3k -178,305
20 BlackRock Inc. 0.00% of their portfolio New York, NY 1,058,0841.1m $37.1m $37.1m 0.00% Added +199.5k +199,499
21 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,028,6461.0m $36.1m $36.1m 0.00% Reduced -2.6m -2,643,105
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,011,4421.0m $35.5m $35.5m 0.00% Added +788.2k +788,200
23 FIFTHDELTA Ltd 3.33% of their portfolio LONDON, X0 922,700922.7k $32.4m $32.4m 3.33% New
24 WT Asset Management Ltd 8.85% of their portfolio HONG KONG, K3 825,806825.8k $29.0m $29.0m 8.85% Reduced -255.3k -255,311
25 Robeco Institutional Asset Management B.V. 0.07% of their portfolio ROTTERDAM, P7 723,419723.4k $25.4m $25.4m 0.07% Reduced -8.4k -8,375
26 RWC Asset Management LLP 1.22% of their portfolio LONDON, X0 720,212720.2k $25.3m $25.3m 1.22% Added +279.7k +279,711
27 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 686,999687.0k $24.1m $24.1m 0.03% Added +473.4k +473,387
28 LAZARD ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 643,214643.2k $22.6m $22.6m 0.03% Added +191.9k +191,891
29 Segantii Capital Management Ltd 1.28% of their portfolio HONG KONG, K3 628,620628.6k $21.7m $21.7m 1.28% Added +403.6k +403,620
30 Connor, Clark & Lunn Investment Management Ltd. 0.09% of their portfolio VANCOUVER, A1 512,328512.3k $18.0m $18.0m 0.09% Added +42.0k +41,987
31 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 500,904500.9k $17.6m $17.6m 0.01% Reduced -59.8k -59,845
32 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 490,061490.1k $17.2m $17.2m 0.02% Reduced -208.2k -208,187
33 UBS Group AG 0.01% of their portfolio ZURICH, V8 410,608410.6k $14.4m $14.4m 0.01% Added +17.6k +17,556
34 OLD MISSION CAPITAL LLC 0.50% of their portfolio CHICAGO, IL 381,602381.6k $13.4m $13.4m 0.50% New
35 Cubist Systematic Strategies, LLC 0.15% of their portfolio STAMFORD, CT 374,170374.2k $13.1m $13.1m 0.15% Added +274.0k +274,003
36 Russell Investments Group, Ltd. 0.02% of their portfolio Seattle, WA 362,594362.6k $12.7m $12.7m 0.02% Added +94.5k +94,512
37 PICTET ASSET MANAGEMENT SA 0.01% of their portfolio GENEVA 73, V8 340,518340.5k $12.0m $12.0m 0.01% Reduced -248.3k -248,305
38 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 337,133337.1k $11.8m $11.8m 0.00% Reduced -625.1k -625,148
39 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.05% of their portfolio JUPITER, FL 316,751316.8k $11.1m $11.1m 0.05% Added +284.2k +284,215
40 Franchise Capital Ltd 3.41% of their portfolio GRAND CAYMAN, E9 310,559310.6k $10.9m $10.9m 3.41% Added +209.8k +209,750
41 Capricorn Fund Managers Ltd 3.75% of their portfolio LONDON, X0 297,694297.7k $10.4m $10.4m 3.75% Added +188.5k +188,502
42 Sculptor Capital LP 0.26% of their portfolio New York, NY 280,300280.3k $9.8m $9.8m 0.26% Unchanged
43 STOREBRAND ASSET MANAGEMENT AS 0.04% of their portfolio LYSAKER, Q8 256,674256.7k $9.0m $9.0m 0.04% Unchanged
44 Wealth High Governance Capital Ltda 3.68% of their portfolio SAO PAULO, D5 250,000250.0k $8.8m $8.8m 3.68% New
45 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 248,715248.7k $8.7m $8.7m 0.00% Reduced -142.1k -142,074
46 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 248,266248.3k $8.7m $8.7m 0.01% Added +30.2k +30,162
47 KEYSTONE INVESTORS PTE LTD 1.49% of their portfolio SINGAPORE, U0 244,026244.0k $8.6m $8.6m 1.49% New
48 TWO SIGMA SECURITIES, LLC 0.69% of their portfolio NEW YORK, NY 240,856240.9k $8.5m $8.5m 0.69% New
49 Capital International Investors 0.00% of their portfolio Los Angeles, CA 232,902232.9k $8.2m $8.2m 0.00% Added +3.4k +3,430
50 VAN ECK ASSOCIATES CORP 0.02% of their portfolio NEW YORK, NY 232,576232.6k $8.2m $8.2m 0.02% Reduced -3.6k -3,620
51 Baker Avenue Asset Management, LP 0.40% of their portfolio SAN FRANCISCO, CA 226,821226.8k $8.0m $8.0m 0.40% Added +2.6k +2,608
52 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 226,633226.6k $8.0m $8.0m 0.00% New
53 Harvest Fund Management Co., Ltd 1.59% of their portfolio BEIJING, F4 225,810225.8k $7.9m $7.9m 1.59% Reduced -9.8k -9,790
54 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 215,113215.1k $7.6m $7.6m 0.01% Added +202.5k +202,525
55 Renaissance Capital LLC 4.11% of their portfolio Stamford, CT 205,751205.8k $7.2m $7.2m 4.11% Added +30.7k +30,693
56 GROUP ONE TRADING LLC 0.31% of their portfolio CHICAGO, IL 203,546203.5k $7.1m $7.1m 0.31% New
57 BARINGS LLC 0.24% of their portfolio CHARLOTTE, NC 201,709201.7k $7.1m $7.1m 0.24% Reduced -42.6k -42,614
58 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 186,191186.2k $6.5m $6.5m 0.00% Reduced -118.9k -118,925
59 NEW THINKING (HONG KONG) INVESTMENT MANAGEMENT CO. Ltd 42.66% of their portfolio HONG KONG, K3 181,240181.2k $6.4m $6.4m 42.66% First filing
60 HHLR ADVISORS, LTD. 0.13% of their portfolio GRAND CAYMAN, E9 170,704170.7k $6.0m $6.0m 0.13% Reduced -860.3k -860,268
61 Greenwoods Asset Management Hong Kong Ltd. 0.28% of their portfolio HONG KONG, K3 165,300165.3k $5.8m $5.8m 0.28% New
62 Amundi 0.00% of their portfolio Paris, I0 158,405158.4k $5.8m $5.8m 0.00% Added +36.1k +36,066
63 EDMOND DE ROTHSCHILD HOLDING S.A. 0.10% of their portfolio CHAMBESY, V8 149,274149.3k $5.2m $5.2m 0.10% Reduced -12.0k -12,000
64 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 146,330146.3k $5.1m $5.1m 0.01% Reduced -465.7k -465,719
65 Leonteq Securities AG 0.51% of their portfolio ZURICH, V8 142,507142.5k $5.0m $5.0m 0.51% Added +87.6k +87,609
66 Zeal Asset Management Ltd 22.84% of their portfolio CENTRAL, K3 135,316135.3k $4.7m $4.7m 22.84% Added +29.1k +29,085
67 COATUE MANAGEMENT LLC 0.02% of their portfolio New York, NY 132,835132.8k $4.7m $4.7m 0.02% Reduced -203.5k -203,471
68 Swedbank AB 0.01% of their portfolio STOCKHOLM, V7 132,254132.3k $4.6m $4.6m 0.01% Unchanged
69 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 124,809124.8k $4.4m $4.4m 0.00% Reduced -77.6k -77,646
70 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 123,790123.8k $4.3m $4.3m 0.01% New
71 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 121,450121.5k $4.3m $4.3m 0.01% Reduced -158.7k -158,686
72 Tidal Investments LLC 0.12% of their portfolio Milwaukee, WI 117,249117.2k $4.1m $4.1m 0.12% Reduced -22.0k -21,994
73 Centiva Capital, LP 0.20% of their portfolio New York, NY 114,700114.7k $4.0m $4.0m 0.20% New
74 MACKENZIE FINANCIAL CORP 0.01% of their portfolio TORONTO ONTARIO, A6 111,240111.2k $4.0m $4.0m 0.01% New
75 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 108,739108.7k $3.8m $3.8m 0.00% Reduced -95.6k -95,568
76 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 105,184105.2k $3.7m $3.7m 0.00% Reduced -43.3k -43,266
77 Qtron Investments LLC 0.69% of their portfolio Boston, MA 103,031103.0k $3.6m $3.6m 0.69% Unchanged
78 Mitsubishi UFJ Asset Management Co., Ltd. 0.01% of their portfolio TOKYO, M0 97,06797.1k $3.4m $3.4m 0.01% Reduced -63.7k -63,728
79 Trexquant Investment LP 0.09% of their portfolio STAMFORD, CT 95,38595.4k $3.3m $3.3m 0.09% New
80 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 93,16593.2k $3.3m $3.3m 0.00% Reduced -1.4k -1,444
81 Maxi Investments CY Ltd 2.31% of their portfolio LIMASSOL, G4 92,00092.0k $3.2m $3.2m 2.31% Unchanged
82 Candriam S.C.A. 0.02% of their portfolio STRASSEN, N4 90,00090.0k $3.2m $3.2m 0.02% Reduced -10.0k -10,000
83 Capital International, Inc./CA/ 0.05% of their portfolio Los Angeles, CA 85,97786.0k $3.0m $3.0m 0.05% Reduced -2.4k -2,400
84 SIMPLEX TRADING, LLC 0.12% of their portfolio CHICAGO, IL 82,96383.0k $2.9m $2.9m 0.12% New
85 Vontobel Holding Ltd. 0.02% of their portfolio ZURICH, V8 79,37179.4k $2.8m $2.8m 0.02% Reduced -7.8k -7,766
86 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 76,07376.1k $2.7m $2.7m 0.01% First filing
87 Bayesian Capital Management, LP 0.28% of their portfolio Brooklyn, NY 74,80074.8k $2.6m $2.6m 0.28% Added +19.2k +19,234
88 GTS SECURITIES LLC 0.08% of their portfolio NEW YORK, NY 74,57174.6k $2.6m $2.6m 0.08% First filing
89 Bridgewater Associates, LP 0.01% of their portfolio Westport, CT 66,42566.4k $2.3m $2.3m 0.01% Reduced -726.0k -726,017
90 Schonfeld Strategic Advisors LLC 0.02% of their portfolio NEW YORK, NY 66,30066.3k $2.3m $2.3m 0.02% Reduced -39.8k -39,800
91 IMC-Chicago, LLC 0.06% of their portfolio CHICAGO, IL 55,36555.4k $1.9m $1.9m 0.06% New
92 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 54,73954.7k $1.9m $1.9m 0.00% Reduced -304.1k -304,113
93 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 53,52653.5k $1.9m $1.9m 0.00% Reduced -24.1k -24,093
94 Aigen Investment Management, LP 0.27% of their portfolio NEW YORK, NY 51,95952.0k $1.8m $1.8m 0.27% New
95 Daiichi Life Insurance Co., Ltd. 0.04% of their portfolio TOKYO, M0 49,90049.9k $1.8m $1.8m 0.04% Added +9.0k +9,000
96 Houlihan Financial Resource Group, Ltd. 0.03% of their portfolio ASHBURN, VA 43,20043.2k $1.0m $1.0m 0.03% New
97 B. Metzler seel. Sohn & Co. AG 0.02% of their portfolio FRANKFURT, 2M 40,30240.3k $1.4m $1.4m 0.02% Added +17.7k +17,651
98 Man Group plc 0.00% of their portfolio LONDON, X0 37,45337.5k $1.3m $1.3m 0.00% New
99 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 37,26537.3k $1.3m $1.3m 0.01% New
100 Parametrica Management Ltd 2.37% of their portfolio WANCHAI, K3 35,10035.1k $1.2m $1.2m 2.37% New