Vault-13

LI AUTO INC LI

SPONSORED ADS · ADR · CUSIP 50202M102 · ISIN US50202M1027

205 institutional holders -21 vs Q4 2022
111,440,458111.4m shares reported held*
$2.8bnreported value*
40 new 61 added 63 reduced 56 sold out net sold ≈ $708.8m (-28.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.90. Options: 28 managers hold calls ($381.0m notional), 27 hold puts ($374.8m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 258Q4 22: 226Q1 23: 205205Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022258
Q4 2022226
Q1 2023205

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 101 bought or addedQ4 22: 157 cut or sold outQ4 22Q1 23: 101 bought or addedQ1 23: 119 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022101157
Q1 2023101119

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600mQ3 22 calls: $307.2mQ3 22 puts: $390.3mQ3 22P/C 1.27Q4 22 calls: $346.6mQ4 22 puts: $441.8mQ4 22P/C 1.27Q1 23 calls: $381.0mQ1 23 puts: $374.8mQ1 23P/C 0.98
Numbers
QuarterCallsPutsP/C
Q3 2022$307.2m$390.3m1.27
Q4 2022$346.6m$441.8m1.27
Q1 2023$381.0m$374.8m0.98

Biggest buyers

FMR LLC Added +14,592,691+14.6m
Aspex Management (HK) Ltd Added +4,066,604+4.1m
Ariose Capital Management Ltd New +2,607,990+2.6m
TWO SIGMA INVESTMENTS, LP New +1,723,136+1.7m
PRELUDE CAPITAL MANAGEMENT, LLC New +1,178,041+1.2m
BANK OF AMERICA CORP /DE/ Added +1,083,148+1.1m
HHLR ADVISORS, LTD. New +1,030,972+1.0m
PRICE T ROWE ASSOCIATES INC /MD/ Added +796,070+796.1k
CAPITAL FUND MANAGEMENT S.A. New +607,758+607.8k
Ergoteles LLC New +600,453+600.5k

Biggest sellers

VANGUARD GROUP INC Reduced -15,429,466-15.4m
VIKING GLOBAL INVESTORS LP Sold out -9,090,065-9.1m
Capital Today Evergreen Fund, L.P. Sold out -3,175,349-3.2m
STATE STREET CORP Reduced -2,991,333-3.0m
BRILLIANCE ASSET MANAGEMENT LTD Reduced -2,666,209-2.7m
GEODE CAPITAL MANAGEMENT, LLC Reduced -2,419,274-2.4m
RENAISSANCE TECHNOLOGIES LLC Reduced -2,083,700-2.1m
GROUP ONE TRADING LLC Sold out -1,690,744-1.7m
California Public Employees Retirement System Sold out -1,136,298-1.1m
COATUE MANAGEMENT LLC Reduced -1,078,776-1.1m

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $56.3m2.3m shares
CITADEL ADVISORS LLC Reduced $42.4m1.7m shares
PEAK6 Investments LLC Added $38.9m1.6m shares
JANE STREET GROUP, LLC Reduced $27.5m1.1m shares
D. E. Shaw & Co., Inc. New $26.9m1.1m shares
GOLDMAN SACHS GROUP INC New $25.4m1.0m shares
Parallax Volatility Advisers, L.P. Added $22.4m895.8k shares
SIMPLEX TRADING, LLC Reduced $22.2m890.4k shares
Walleye Trading LLC Reduced $21.2m850.4k shares
BARCLAYS PLC Reduced $18.2m730.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $78.8m3.2m shares
WOLVERINE ASSET MANAGEMENT LLC Added $55.2m2.2m shares
CITADEL ADVISORS LLC Reduced $43.6m1.7m shares
GOLDMAN SACHS GROUP INC Added $33.1m1.3m shares
JANE STREET GROUP, LLC Reduced $20.6m826.2k shares
NATIONAL BANK OF CANADA /FI/ New $19.4m7.8k shares
SIMPLEX TRADING, LLC Added $19.2m768.5k shares
PEAK6 Investments LLC Reduced $13.2m530.9k shares
MILLENNIUM MANAGEMENT LLC Added $12.2m487.6k shares
IMC-Chicago, LLC Added $11.0m441.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.03% of their portfolio BOSTON, MA 28,257,57228.3m $705.0m $705.0m 0.03% Added +14.6m +14,592,691
2 Aspex Management (HK) Ltd 6.21% of their portfolio CENTRAL, K3 10,137,34410.1m $252.9m $252.9m 6.21% Added +4.1m +4,066,604
3 RENAISSANCE TECHNOLOGIES LLC 0.27% of their portfolio NEW YORK, NY 8,111,3008.1m $202.4m $202.4m 0.27% Reduced -2.1m -2,083,700
4 BRILLIANCE ASSET MANAGEMENT LTD 37.72% of their portfolio ADMIRALTY, HONG KONG, K3 5,042,6535.0m $125.8m $125.8m 37.72% Reduced -2.7m -2,666,209
5 PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio BALTIMORE, MD 3,737,6903.7m $93.3m $93.3m 0.01% Added +796.1k +796,070
6 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 3,671,7513.7m $91.6m $91.6m 0.00% Reduced -15.4m -15,429,466
7 CI INVESTMENTS INC. 0.41% of their portfolio TORONTO, Z4 3,285,9703.3m $82.0m $82.0m 0.41% Added +63.8k +63,794
8 Xiamen Xinweidachuang Investment Partnership (Limited Partnership) 100.00% of their portfolio Xiamen, F4 3,230,2223.2m $80.6m $80.6m 100.00% Unchanged
9 CoreView Capital Management Ltd 9.47% of their portfolio HONG KONG, K3 2,979,7713.0m $74.3m $74.3m 9.47% Unchanged
10 Ariose Capital Management Ltd 24.72% of their portfolio CENTRAL, HONG KONG, K3 2,607,9902.6m $65.1m $65.1m 24.72% New
11 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,269,2552.3m $56.6m $56.6m 0.01% Added +1.1m +1,083,148
12 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.02% of their portfolio NEW YORK, NY 2,049,5452.0m $51.1m $51.1m 0.02% Reduced -637.9k -637,949
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,864,6411.9m $46.5m $46.5m 0.00% Added +578.3k +578,282
14 Legal & General Group Plc 0.02% of their portfolio London, X0 1,850,5511.9m $46.2m $46.2m 0.02% Reduced -252.1k -252,125
15 TWO SIGMA INVESTMENTS, LP 0.13% of their portfolio NEW YORK, NY 1,723,1361.7m $43.0m $43.0m 0.13% New
16 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,591,3041.6m $39.7m $39.7m 0.01% Reduced -345.4k -345,376
17 TWO SIGMA ADVISERS, LP 0.10% of their portfolio NEW YORK, NY 1,509,8001.5m $37.7m $37.7m 0.10% Reduced -557.7k -557,700
18 RWC ASSET ADVISORS (US) LLC 2.72% of their portfolio MIAMI, FL 1,432,1091.4m $35.7m $35.7m 2.72% Added +138.9k +138,865
19 CITADEL ADVISORS LLC 0.03% of their portfolio MIAMI, FL 1,249,9901.2m $31.2m $31.2m 0.03% Added +544.8k +544,831
20 PRELUDE CAPITAL MANAGEMENT, LLC 2.01% of their portfolio NEW YORK, NY 1,178,0411.2m $29.4m $29.4m 2.01% New
21 WT Asset Management Ltd 9.81% of their portfolio HONG KONG, K3 1,081,1171.1m $27.0m $27.0m 9.81% Added +287.2k +287,154
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.04% of their portfolio BALA CYNWYD, PA 1,067,3101.1m $26.6m $26.6m 0.04% Reduced -363.0k -363,041
23 HHLR ADVISORS, LTD. 0.46% of their portfolio GRAND CAYMAN, E9 1,030,9721.0m $25.7m $25.7m 0.46% New
24 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 962,281962.3k $24.0m $24.0m 0.00% Reduced -3.0m -2,991,333
25 Hao Advisors Management Ltd 7.78% of their portfolio HONG KONG, K3 900,000900.0k $22.5m $22.5m 7.78% Added +500.0k +500,000
26 BlackRock Inc. 0.00% of their portfolio New York, NY 858,585858.6k $21.4m $21.4m 0.00% Reduced -456.0k -456,008
27 Bridgewater Associates, LP 0.12% of their portfolio Westport, CT 792,442792.4k $19.8m $19.8m 0.12% Reduced -956.4k -956,375
28 Robeco Institutional Asset Management B.V. 0.05% of their portfolio ROTTERDAM, P7 731,794731.8k $18.3m $18.3m 0.05% Reduced -292.6k -292,638
29 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 698,248698.2k $17.4m $17.4m 0.02% Reduced -266.7k -266,738
30 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 612,049612.0k $9.7m $9.7m 0.01% Added +318.2k +318,194
31 CAPITAL FUND MANAGEMENT S.A. 0.30% of their portfolio PARIS, I0 607,758607.8k $15.2m $15.2m 0.30% New
32 Ergoteles LLC 0.59% of their portfolio NEW YORK, NY 600,453600.5k $15.0m $15.0m 0.59% New
33 PICTET ASSET MANAGEMENT SA 0.02% of their portfolio GENEVA 73, V8 588,823588.8k $14.7m $14.7m 0.02% Added +199.7k +199,725
34 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 560,749560.7k $14.0m $14.0m 0.00% Reduced -28.5k -28,548
35 Connor, Clark & Lunn Investment Management Ltd. 0.06% of their portfolio VANCOUVER, A1 470,341470.3k $11.7m $11.7m 0.06% New
36 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 451,323451.3k $11.3m $11.3m 0.01% Added +130.4k +130,383
37 RWC Asset Management LLP 0.34% of their portfolio LONDON, X0 440,501440.5k $11.0m $11.0m 0.34% Added +50.4k +50,397
38 Allianz Asset Management GmbH 0.02% of their portfolio MUNICH, 2M 402,907402.9k $10.1m $10.1m 0.02% Reduced -100.0k -100,000
39 UBS Group AG 0.00% of their portfolio ZURICH, V8 393,052393.1k $9.8m $9.8m 0.00% Reduced -383.2k -383,234
40 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 390,789390.8k $9.8m $9.8m 0.00% Reduced -2.4m -2,419,274
41 CANADA LIFE ASSURANCE Co 0.02% of their portfolio WINNIPEG, A2 358,852358.9k $9.0m $9.0m 0.02% Reduced -348.8k -348,779
42 COATUE MANAGEMENT LLC 0.06% of their portfolio New York, NY 336,306336.3k $8.4m $8.4m 0.06% Reduced -1.1m -1,078,776
43 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 305,116305.1k $7.6m $7.6m 0.00% Reduced -1.1m -1,056,018
44 Sculptor Capital LP 0.18% of their portfolio New York, NY 280,300280.3k $7.0m $7.0m 0.18% New
45 Balyasny Asset Management L.P. 0.02% of their portfolio Chicago, IL 280,136280.1k $7.0m $7.0m 0.02% Reduced -125.1k -125,148
46 BOOTHBAY FUND MANAGEMENT, LLC 0.18% of their portfolio NEW YORK, NY 277,817277.8k $6.9m $6.9m 0.18% New
47 Handelsbanken Fonder AB 0.04% of their portfolio STOCKHOLM, V7 277,397277.4k $6.9m $6.9m 0.04% Added +26.5k +26,497
48 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 268,082268.1k $6.7m $6.7m 0.01% Reduced -29.1k -29,112
49 STOREBRAND ASSET MANAGEMENT AS 0.03% of their portfolio LYSAKER, Q8 256,674256.7k $6.4m $6.4m 0.03% Added +11.1k +11,101
50 BARINGS LLC 0.21% of their portfolio CHARLOTTE, NC 244,323244.3k $6.1m $6.1m 0.21% Unchanged
51 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 236,196236.2k $5.9m $5.9m 0.01% Reduced -10.4k -10,394
52 Harvest Fund Management Co., Ltd 1.29% of their portfolio BEIJING, F4 235,600235.6k $5.9m $5.9m 1.29% Unchanged
53 Susquehanna International Group Ltd. 3.27% of their portfolio DUBLIN, L2 230,395230.4k $5.7m $5.7m 3.27% New
54 Capital International Investors 0.00% of their portfolio Los Angeles, CA 229,472229.5k $5.7m $5.7m 0.00% Reduced -360.3k -360,294
55 Squarepoint Ops LLC 0.04% of their portfolio NEW YORK, NY 228,504228.5k $5.7m $5.7m 0.04% Reduced -69.6k -69,630
56 Maytree Asset Management Ltd 6.06% of their portfolio HONG KONG, K3 226,800226.8k $5.7m $5.7m 6.06% New
57 Segantii Capital Management Ltd 0.25% of their portfolio HONG KONG, K3 225,000225.0k $5.6m $5.6m 0.25% Reduced -172.8k -172,800
58 Baker Avenue Asset Management, LP 0.30% of their portfolio SAN FRANCISCO, CA 224,213224.2k $5.6m $5.6m 0.30% Added +41.6k +41,623
59 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 223,242223.2k $5.6m $5.6m 0.00% Reduced -19.1k -19,052
60 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 218,104218.1k $5.5m $5.5m 0.00% Reduced -8.6k -8,595
61 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 213,612213.6k $5.3m $5.3m 0.01% Reduced -512.3k -512,271
62 Pinpoint Asset Management Ltd 1.43% of their portfolio HONG KONG, K3 213,600213.6k $5.3m $5.3m 1.43% Added +88.0k +88,000
63 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 204,307204.3k $5.1m $5.1m 0.01% Reduced -246.4k -246,434
64 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 202,455202.5k $5.1m $5.1m 0.01% Reduced -284.1k -284,083
65 Renaissance Capital LLC 3.23% of their portfolio Stamford, CT 175,058175.1k $4.4m $4.4m 3.23% Reduced -19.1k -19,069
66 EDMOND DE ROTHSCHILD HOLDING S.A. 0.09% of their portfolio CHAMBESY, V8 161,274161.3k $4.0m $4.0m 0.09% Added +10.3k +10,260
67 Mitsubishi UFJ Asset Management Co., Ltd. 0.01% of their portfolio TOKYO, M0 160,795160.8k $4.0m $4.0m 0.01% Added +3.4k +3,426
68 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 159,560159.6k $4.0m $4.0m 0.01% Added +159.3k +159,300
69 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 148,450148.4k $3.7m $3.7m 0.00% Reduced -122.2k -122,184
70 Tidal Investments LLC 0.06% of their portfolio Milwaukee, WI 139,243139.2k $3.5m $3.5m 0.06% Added +30.9k +30,937
71 Swedbank AB 0.01% of their portfolio STOCKHOLM, V7 132,254132.3k $3.3m $3.3m 0.01% Unchanged
72 Amundi 0.00% of their portfolio Paris, I0 122,339122.3k $2.8m $2.8m 0.00% Reduced -694.5k -694,512
73 Banque Cantonale Vaudoise 0.14% of their portfolio LAUSANNE, V8 115,398115.4k $2.9m $2.9m 0.14% Reduced -1.5k -1,473
74 XY Capital Ltd 2.31% of their portfolio CENTRAL, K3 109,566109.6k $2.7m $2.7m 2.31% Reduced -371.4k -371,416
75 Capricorn Fund Managers Ltd 0.83% of their portfolio LONDON, X0 109,192109.2k $2.7m $2.7m 0.83% Reduced -434.0k -434,001
76 Zeal Asset Management Ltd 6.16% of their portfolio CENTRAL, K3 106,231106.2k $2.7m $2.7m 6.16% New
77 Schonfeld Strategic Advisors LLC 0.03% of their portfolio NEW YORK, NY 106,100106.1k $2.6m $2.6m 0.03% New
78 HAP Trading, LLC 0.64% of their portfolio NEW YORK, NY 105,811105.8k $2.6m $2.6m 0.64% Reduced -97.3k -97,337
79 Y-Intercept (Hong Kong) Ltd 0.31% of their portfolio HONG KONG, K3 105,805105.8k $2.6m $2.6m 0.31% New
80 Qtron Investments LLC 0.53% of their portfolio Boston, MA 103,031103.0k $2.6m $2.6m 0.53% Reduced -1.6k -1,556
81 Franchise Capital Ltd 0.66% of their portfolio GRAND CAYMAN, E9 100,809100.8k $2.5m $2.5m 0.66% Added +37.7k +37,709
82 Cubist Systematic Strategies, LLC 0.02% of their portfolio STAMFORD, CT 100,167100.2k $2.5m $2.5m 0.02% Added +31.1k +31,089
83 Candriam S.C.A. 0.02% of their portfolio STRASSEN, N4 100,000100.0k $2.3m $2.3m 0.02% Unchanged
84 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 94,60994.6k $2.4m $2.4m 0.00% Reduced -463.0k -463,014
85 Maxi Investments CY Ltd 1.86% of their portfolio LIMASSOL, G4 92,00092.0k $2.3m $2.3m 1.86% Unchanged
86 Capital International, Inc./CA/ 0.04% of their portfolio Los Angeles, CA 88,37788.4k $2.2m $2.2m 0.04% Unchanged
87 Vontobel Holding Ltd. 0.02% of their portfolio ZURICH, V8 87,13787.1k $2.2m $2.2m 0.02% Reduced -4.4k -4,419
88 SEVEN EIGHT CAPITAL, LP 0.44% of their portfolio New York, NY 83,80483.8k $2.1m $2.1m 0.44% New
89 CAXTON ASSOCIATES LP 0.32% of their portfolio NEW YORK, NY 81,69981.7k $2.0m $2.0m 0.32% New
90 AXQ CAPITAL, LP 0.78% of their portfolio JERSEY CITY, NJ 78,41678.4k $2.0m $2.0m 0.78% New
91 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 77,61977.6k $1.9m $1.9m 0.00% Reduced -10.2k -10,218
92 China Universal Asset Management Co., Ltd. 0.52% of their portfolio SHANGHAI, F4 61,00061.0k $1.5m $1.5m 0.52% Added +6.0k +6,000
93 SHELL ASSET MANAGEMENT CO 0.06% of their portfolio THE HAGUE, P7 57,22557.2k $1.4m $1.4m 0.06% Reduced -4.1k -4,100
94 Bayesian Capital Management, LP 0.17% of their portfolio Brooklyn, NY 55,56655.6k $1.4m $1.4m 0.17% Added +29.7k +29,700
95 Leonteq Securities AG 0.13% of their portfolio ZURICH, V8 54,89854.9k $1.4m $1.4m 0.13% Added +5.4k +5,419
96 Daiichi Life Insurance Co., Ltd. 0.02% of their portfolio TOKYO, M0 40,90040.9k $1.0m $1.0m 0.02% Reduced -5.0k -5,000
97 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 40,46840.5k $1.0m $1.0m 0.00% Reduced -13.7k -13,715
98 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 34,83434.8k $869.1k $869.1k 0.01% Added +855 +855
99 LMR Partners LLP 0.02% of their portfolio LONDON, X0 34,31534.3k $856.8k $856.8k 0.02% Reduced -337.3k -337,284
100 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 33,88033.9k $845.3k $845.3k 0.00% Added +2.1k +2,136