Vault-13

LI AUTO INC LI

SPONSORED ADS · ADR · CUSIP 50202M102 · ISIN US50202M1027

226 institutional holders -32 vs Q3 2022
145,588,473145.6m shares reported held*
$3.0bnreported value*
42 new 59 added 82 reduced 75 sold out net sold ≈ $1.6bn (-79.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($13.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $20.40. Options: 26 managers hold calls ($346.6m notional), 32 hold puts ($441.8m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 258Q4 22: 226226Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022258
Q4 2022226

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600mQ3 22 calls: $307.2mQ3 22 puts: $390.3mQ3 22P/C 1.27Q4 22 calls: $346.6mQ4 22 puts: $441.8mQ4 22P/C 1.27
Numbers
QuarterCallsPutsP/C
Q3 2022$307.2m$390.3m1.27
Q4 2022$346.6m$441.8m1.27

Biggest buyers

VIKING GLOBAL INVESTORS LP New +9,090,065+9.1m
FMR LLC Added +3,614,681+3.6m
CI INVESTMENTS INC. Added +3,221,441+3.2m
COATUE MANAGEMENT LLC New +1,415,082+1.4m
NORGES BANK Added +1,206,802+1.2m
Robeco Institutional Asset Management B.V. New +1,024,432+1.0m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +937,571+937.6k
Amundi New +816,851+816.9k
OLD MISSION CAPITAL LLC New +729,846+729.8k
CITADEL ADVISORS LLC New +705,159+705.2k

Biggest sellers

BlackRock Inc. Reduced -26,885,122-26.9m
TIGER GLOBAL MANAGEMENT LLC Sold out -17,211,345-17.2m
STATE STREET CORP Reduced -7,201,072-7.2m
GOLDMAN SACHS GROUP INC Reduced -6,859,824-6.9m
BAILLIE GIFFORD & CO Sold out -5,825,186-5.8m
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Reduced -3,943,029-3.9m
D. E. Shaw & Co., Inc. Reduced -3,494,516-3.5m
Legal & General Group Plc Reduced -2,546,075-2.5m
RENAISSANCE TECHNOLOGIES LLC Reduced -2,224,600-2.2m
CREDIT SUISSE AG/ Reduced -2,216,396-2.2m

Biggest calls

JANE STREET GROUP, LLC Added $67.6m3.3m shares
BARCLAYS PLC First filing $63.3m3.1m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $56.0m2.7m shares
CITADEL ADVISORS LLC Reduced $43.5m2.1m shares
SIMPLEX TRADING, LLC Added $21.9m1.1m shares
Walleye Trading LLC Added $18.7m915.3k shares
GROUP ONE TRADING LLC Added $13.7m673.3k shares
Parallax Volatility Advisers, L.P. Reduced $12.7m623.1k shares
UBS Group AG Added $8.4m410.6k shares
IMC-Chicago, LLC Added $7.8m382.3k shares

Biggest puts

CITADEL ADVISORS LLC Added $166.3m8.2m shares
GROUP ONE TRADING LLC Added $54.8m2.7m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $38.2m1.9m shares
JANE STREET GROUP, LLC Added $36.9m1.8m shares
WOLVERINE ASSET MANAGEMENT LLC Added $32.0m1.6m shares
PEAK6 Investments LLC Reduced $12.7m621.4k shares
SIMPLEX TRADING, LLC Reduced $11.0m537.7k shares
Parallax Volatility Advisers, L.P. Reduced $9.8m480.1k shares
Walleye Trading LLC Reduced $9.6m469.4k shares
Squarepoint Ops LLC Added $9.1m446.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 19,101,21719.1m $389.7m $389.7m 0.01% Reduced -680.4k -680,383
2 FMR LLC 0.03% of their portfolio BOSTON, MA 13,664,88113.7m $278.8m $278.8m 0.03% Added +3.6m +3,614,681
3 RENAISSANCE TECHNOLOGIES LLC 0.28% of their portfolio NEW YORK, NY 10,195,00010.2m $208.0m $208.0m 0.28% Reduced -2.2m -2,224,600
4 VIKING GLOBAL INVESTORS LP 0.93% of their portfolio STAMFORD, CT 9,090,0659.1m $185.4m $185.4m 0.93% New
5 BRILLIANCE ASSET MANAGEMENT LTD 42.94% of their portfolio ADMIRALTY, HONG KONG, K3 7,708,8627.7m $157.3m $157.3m 42.94% Added +323.3k +323,341
6 NORGES BANK 0.03% of their portfolio OSLO, Q8 6,233,1046.2m $127.2m $127.2m 0.03% Added +1.2m +1,206,802
7 Aspex Management (HK) Ltd 3.47% of their portfolio CENTRAL, K3 6,070,7406.1m $123.8m $123.8m 3.47% Reduced -2.2m -2,163,170
8 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 3,953,6144.0m $80.7m $80.7m 0.00% Reduced -7.2m -7,201,072
9 Xiamen Xinweidachuang Investment Partnership (Limited Partnership) 100.00% of their portfolio Xiamen, F4 3,230,2223.2m $65.9m $65.9m 100.00% Unchanged
10 CI INVESTMENTS INC. 0.33% of their portfolio TORONTO, Z4 3,222,1763.2m $65.7m $65.7m 0.33% Added +3.2m +3,221,441
11 Capital Today Evergreen Fund, L.P. 27.98% of their portfolio Grand Cayman, E9 3,175,3493.2m $64.8m $64.8m 27.98% Unchanged
12 CoreView Capital Management Ltd 9.35% of their portfolio HONG KONG, K3 2,979,7713.0m $60.8m $60.8m 9.35% Added +457.0k +457,000
13 PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio BALTIMORE, MD 2,941,6202.9m $60.0m $60.0m 0.01% Reduced -148.4k -148,397
14 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 2,810,0632.8m $57.3m $57.3m 0.01% Reduced -17.5k -17,521
15 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.03% of their portfolio NEW YORK, NY 2,687,4942.7m $54.8m $54.8m 0.03% Reduced -3.9m -3,943,029
16 Legal & General Group Plc 0.02% of their portfolio London, X0 2,102,6762.1m $42.9m $42.9m 0.02% Reduced -2.5m -2,546,075
17 TWO SIGMA ADVISERS, LP 0.12% of their portfolio NEW YORK, NY 2,067,5002.1m $42.2m $42.2m 0.12% Reduced -1.6m -1,562,300
18 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,936,6801.9m $39.5m $39.5m 0.01% Reduced -6.9m -6,859,824
19 Bridgewater Associates, LP 0.19% of their portfolio Westport, CT 1,748,8171.7m $35.7m $35.7m 0.19% Reduced -1.5m -1,528,232
20 GROUP ONE TRADING LLC 1.17% of their portfolio CHICAGO, IL 1,690,7441.7m $34.5m $34.5m 1.17% Added +99.4k +99,420
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.06% of their portfolio BALA CYNWYD, PA 1,430,3511.4m $29.1m $29.1m 0.06% Added +937.6k +937,571
22 COATUE MANAGEMENT LLC 0.32% of their portfolio New York, NY 1,415,0821.4m $28.9m $28.9m 0.32% New
23 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 1,361,1341.4m $27.8m $27.8m 0.01% Added +243.5k +243,544
24 BlackRock Inc. 0.00% of their portfolio New York, NY 1,314,5931.3m $26.8m $26.8m 0.00% Reduced -26.9m -26,885,122
25 RWC ASSET ADVISORS (US) LLC 2.30% of their portfolio MIAMI, FL 1,293,2441.3m $26.4m $26.4m 2.30% Reduced -18.4k -18,421
26 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,286,3591.3m $26.2m $26.2m 0.00% Reduced -256.8k -256,757
27 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,186,1071.2m $24.2m $24.2m 0.00% Reduced -700.0k -700,016
28 California Public Employees Retirement System 0.02% of their portfolio Sacramento, CA 1,136,2981.1m $23.2m $23.2m 0.02% Reduced -24.2k -24,244
29 Robeco Institutional Asset Management B.V. 0.06% of their portfolio ROTTERDAM, P7 1,024,4321.0m $20.9m $20.9m 0.06% New
30 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 964,986965.0k $19.7m $19.7m 0.02% Reduced -115.7k -115,683
31 Amundi 0.01% of their portfolio Paris, I0 816,851816.9k $18.2m $18.2m 0.01% New
32 WT Asset Management Ltd 6.49% of their portfolio HONG KONG, K3 793,963794.0k $16.2m $16.2m 6.49% Reduced -1.1m -1,061,764
33 UBS Group AG 0.01% of their portfolio ZURICH, V8 776,286776.3k $15.8m $15.8m 0.01% Added +16.1k +16,066
34 ROYAL LONDON ASSET MANAGEMENT LTD 0.07% of their portfolio UNITED KINGDOM, X0 762,800762.8k $15.6m $15.6m 0.07% Unchanged
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 732,164732.2k $14.9m $14.9m 0.00% Added +7.8k +7,779
36 OLD MISSION CAPITAL LLC 0.65% of their portfolio CHICAGO, IL 729,846729.8k $14.9m $14.9m 0.65% New
37 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 725,883725.9k $14.8m $14.8m 0.03% Added +312.6k +312,558
38 CANADA LIFE ASSURANCE Co 0.04% of their portfolio WINNIPEG, A2 707,631707.6k $14.5m $14.5m 0.04% Added +78.2k +78,167
39 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 705,159705.2k $14.4m $14.4m 0.02% New
40 Point72 Asset Management, L.P. 0.05% of their portfolio STAMFORD, CT 696,900696.9k $14.2m $14.2m 0.05% New
41 LOS ANGELES CAPITAL MANAGEMENT LLC 0.07% of their portfolio LOS ANGELES, CA 669,513669.5k $13.7m $13.7m 0.07% Reduced -185.2k -185,224
42 Itau Unibanco Holding S.A. 0.49% of their portfolio SAO PAULO, D5 620,000620.0k $12.1m $12.1m 0.49% New
43 Capital International Investors 0.00% of their portfolio Los Angeles, CA 589,766589.8k $12.0m $12.0m 0.00% Added +344.8k +344,780
44 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 589,297589.3k $12.0m $12.0m 0.00% Reduced -1.1k -1,109
45 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 557,623557.6k $11.4m $11.4m 0.00% Reduced -1.5m -1,485,211
46 Capricorn Fund Managers Ltd 2.84% of their portfolio LONDON, X0 543,193543.2k $11.1m $11.1m 2.84% Added +487.5k +487,510
47 CANADA PENSION PLAN INVESTMENT BOARD 0.02% of their portfolio TORONTO ONTARIO, A6 536,797536.8k $11.0m $11.0m 0.02% Added +535.4k +535,445
48 Allianz Asset Management GmbH 0.02% of their portfolio MUNICH, 2M 502,907502.9k $10.3m $10.3m 0.02% Added +487.0k +487,043
49 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 486,538486.5k $9.9m $9.9m 0.01% Reduced -2.2m -2,216,396
50 XY Capital Ltd 8.04% of their portfolio CENTRAL, K3 480,982481.0k $9.8m $9.8m 8.04% First filing
51 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 450,741450.7k $9.2m $9.2m 0.01% First filing
52 Balyasny Asset Management L.P. 0.03% of their portfolio Chicago, IL 405,284405.3k $8.3m $8.3m 0.03% New
53 Hao Advisors Management Ltd 3.52% of their portfolio HONG KONG, K3 400,000400.0k $8.2m $8.2m 3.52% First filing
54 Segantii Capital Management Ltd 0.30% of their portfolio HONG KONG, K3 397,800397.8k $7.8m $7.8m 0.30% Added +297.8k +297,800
55 RWC Asset Management LLP 0.25% of their portfolio LONDON, X0 390,104390.1k $8.0m $8.0m 0.25% Reduced -12.0k -12,037
56 PICTET ASSET MANAGEMENT SA 0.01% of their portfolio GENEVA 73, V8 389,098389.1k $7.9m $7.9m 0.01% Reduced -159.9k -159,945
57 LMR Partners LLP 0.14% of their portfolio LONDON, X0 371,599371.6k $7.3m $7.3m 0.14% New
58 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 352,355352.4k $7.2m $7.2m 0.00% Added +30.3k +30,275
59 CAPSTONE INVESTMENT ADVISORS, LLC 0.18% of their portfolio NEW YORK, NY 335,300335.3k $6.8m $6.8m 0.18% New
60 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 320,940320.9k $6.5m $6.5m 0.01% Reduced -101.1k -101,120
61 NINE MASTS CAPITAL Ltd 1.88% of their portfolio CENTRAL, K3 298,908298.9k $5.9m $5.9m 1.88% New
62 Squarepoint Ops LLC 0.04% of their portfolio NEW YORK, NY 298,134298.1k $6.1m $6.1m 0.04% Added +174.6k +174,612
63 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 297,194297.2k $6.0m $6.0m 0.01% Reduced -211.5k -211,518
64 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 293,855293.9k $6.0m $6.0m 0.01% Added +183.5k +183,513
65 PEAK6 Investments LLC 0.31% of their portfolio CHICAGO, IL 278,848278.8k $5.7m $5.7m 0.31% Added +173.5k +173,458
66 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 270,634270.6k $5.5m $5.5m 0.00% Reduced -1.3m -1,255,583
67 Point72 Hong Kong Ltd 1.68% of their portfolio HONG KONG, K3 251,400251.4k $5.1m $5.1m 1.68% New
68 Handelsbanken Fonder AB 0.03% of their portfolio STOCKHOLM, V7 250,900250.9k $5.1m $5.1m 0.03% Reduced -4.3k -4,300
69 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 246,590246.6k $5.0m $5.0m 0.01% Reduced -5.1k -5,051
70 BI Asset Management Fondsmaeglerselskab A/S 0.13% of their portfolio KOBENHAVN, G7 246,162246.2k $5.0m $5.0m 0.13% Added +108.3k +108,338
71 STOREBRAND ASSET MANAGEMENT AS 0.03% of their portfolio LYSAKER, Q8 245,573245.6k $5.0m $5.0m 0.03% Reduced -8.4k -8,381
72 BARINGS LLC 0.18% of their portfolio CHARLOTTE, NC 244,323244.3k $5.0m $5.0m 0.18% Added +45.2k +45,203
73 Central Asset Investments & Management Holdings (HK) Ltd 9.55% of their portfolio HONG KONG, K3 243,870243.9k $5.0m $5.0m 9.55% New
74 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 242,294242.3k $4.9m $4.9m 0.00% Reduced -523.6k -523,554
75 Harvest Fund Management Co., Ltd 1.23% of their portfolio BEIJING, F4 235,600235.6k $4.8m $4.8m 1.23% Added +228.3k +228,330
76 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 227,845227.8k $4.6m $4.6m 0.00% Reduced -1.8k -1,804
77 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 226,699226.7k $4.6m $4.6m 0.00% Added +14.4k +14,403
78 HAP Trading, LLC 0.68% of their portfolio NEW YORK, NY 203,148203.1k $4.1m $4.1m 0.68% Added +154.9k +154,888
79 Renaissance Capital LLC 3.09% of their portfolio Stamford, CT 194,127194.1k $4.0m $4.0m 3.09% Reduced -6.1k -6,107
80 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 187,729187.7k $3.8m $3.8m 0.01% Reduced -24.8k -24,836
81 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 186,517186.5k $3.8m $3.8m 0.01% Reduced -378.0k -377,974
82 Man Group plc 0.01% of their portfolio LONDON, X0 184,074184.1k $3.8m $3.8m 0.01% Reduced -173.5k -173,491
83 Baker Avenue Asset Management, LP 0.22% of their portfolio SAN FRANCISCO, CA 182,590182.6k $3.7m $3.7m 0.22% Reduced -33.7k -33,657
84 Parallax Volatility Advisers, L.P. 0.09% of their portfolio San Francisco, CA 164,157164.2k $3.3m $3.3m 0.09% Reduced -325.5k -325,528
85 OPTIMAS CAPITAL Ltd 3.24% of their portfolio CENTRAL, K3 162,100162.1k $3.3m $3.3m 3.24% New
86 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 161,434161.4k $3.3m $3.3m 0.01% Reduced -3.5m -3,494,516
87 Mitsubishi UFJ Asset Management Co., Ltd. 0.01% of their portfolio TOKYO, M0 157,369157.4k $3.3m $3.3m 0.01% Reduced -207.2k -207,188
88 EDMOND DE ROTHSCHILD HOLDING S.A. 0.07% of their portfolio CHAMBESY, V8 151,014151.0k $3.1m $3.1m 0.07% Added +51.3k +51,290
89 KBC Group NV 0.01% of their portfolio Brussels, C9 148,325148.3k $3.0m $3.0m 0.01% Added +518 +518
90 CloudAlpha Capital Management Limited/Hong Kong 1.37% of their portfolio HONG KONG, K3 135,000135.0k $2.8m $2.8m 1.37% Reduced -25.0k -25,000
91 KADENSA CAPITAL Ltd 0.82% of their portfolio CENTRAL, K3 134,781134.8k $2.7m $2.7m 0.82% New
92 Swedbank AB 0.01% of their portfolio STOCKHOLM, V7 132,254132.3k $2.7m $2.7m 0.01% Unchanged
93 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 130,159130.2k $2.7m $2.7m 0.00% Reduced -928.1k -928,086
94 NOMURA HOLDINGS INC 0.03% of their portfolio TOKYO, M0 130,027130.0k $2.7m $2.7m 0.03% Added +99.6k +99,553
95 Pinpoint Asset Management Ltd 0.62% of their portfolio HONG KONG, K3 125,600125.6k $2.6m $2.6m 0.62% New
96 Alden Global Capital LLC 4.25% of their portfolio BRANDON, FL 122,600122.6k $2.5m $2.5m 4.25% New
97 Banque Cantonale Vaudoise 0.12% of their portfolio LAUSANNE, V8 116,871116.9k $2.4m $2.4m 0.12% Added +18.5k +18,471
98 Tidal Investments LLC 0.08% of their portfolio Milwaukee, WI 108,306108.3k $2.2m $2.2m 0.08% Added +7.0k +7,010
99 Caisse de depot et placement du Quebec 0.01% of their portfolio Montreal, A8 108,167108.2k $2.2m $2.2m 0.01% Reduced -92.5k -92,451
100 Qtron Investments LLC 0.45% of their portfolio Boston, MA 104,587104.6k $2.1m $2.1m 0.45% Added +14.0k +14,037