Vault-13

LGL GROUP INC LGL

COM · Common Stock · CUSIP 50186A108

22 institutional holders +0 vs Q1 2023
1,424,8331.4m shares reported held*
26.6% of all shares outstanding*
$6.8mreported value*
2 new 6 added 6 reduced 2 sold out net bought ≈ $365.4k (+76.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 5.4m as of 2023-08-10, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $4.76.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 23Q4 22: 23Q1 23: 22Q2 23: 2222Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202223
Q4 202223
Q1 202322
Q2 202322

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 9 bought or addedQ4 22: 7 cut or sold outQ4 22Q1 23: 6 bought or addedQ1 23: 8 cut or sold outQ1 23Q2 23: 8 bought or addedQ2 23: 8 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202297
Q1 202368
Q2 202388

Biggest buyers

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -15,911-15.9k
BlackRock Inc. Reduced -4,667-4.7k
RENAISSANCE TECHNOLOGIES LLC Reduced -4,400-4.4k
JAMES INVESTMENT RESEARCH, INC. Sold out -2,626-2.6k
MORGAN STANLEY Reduced -1,500-1.5k
UBS Group AG Reduced -1,225-1.2k
BARD ASSOCIATES INC Reduced -480-480
ADIRONDACK RETIREMENT SPECIALISTS, INC. Reduced -50-50

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
GABELLI MARC 13D · may seek influence filed 2026-07-28 34.8% 4.4m≈ $30.3m 2026-07-28
GAMCO INVESTORS, INC. ET AL 13D · may seek influence filed 2026-07-20
Stated purposeThe Reporting Persons file the long form Schedule 13D pursuant to Section 13d-1 of the Securities Exchange Act of 1934 (the "Act") even though they may be technically eligible to file the short form Schedule G. Because the Reporting Persons may regularly communicate with the Issuer's management, filing the Schedule 13D ensures that these conversations are compliant with the reporting obligations under the Exchange Act. Full filing
10.3% 1.3m≈ $8.9m 2026-07-20

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GAMCO INVESTORS, INC. ET AL 0.03% of their portfolio GREENWICH, CT 544,189544.2k $2.6m $2.6m 0.03% Added +67.3k +67,252
2 BARD ASSOCIATES INC 0.52% of their portfolio CHICAGO, IL 282,118282.1k $1.3m $1.3m 0.52% Reduced -480 -480
3 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 195,834195.8k $932.0k $932.0k 0.00% Reduced -4.4k -4,400
4 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 101,906101.9k $485.1k $485.1k 0.00% Unchanged
5 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 91,68691.7k $436.4k $436.4k 0.00% Unchanged
6 MCINTYRE FREEDMAN & FLYNN INVESTMENT ADVISERS INC 0.24% of their portfolio ORLEANS, MA 58,70058.7k $279.4k $279.4k 0.24% Added +151 +151
7 CALDWELL SUTTER CAPITAL, INC. 0.14% of their portfolio SAUSALITO, CA 57,29557.3k $272.7k $272.7k 0.14% Added +23.1k +23,056
8 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 29,20029.2k $139.0k $139.0k 0.00% Unchanged
9 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 16,00716.0k $76.2k $76.2k 0.00% Unchanged
10 Koshinski Asset Management, Inc. 0.01% of their portfolio DECATUR, IL 15,00015.0k $71.4k $71.4k 0.01% New
11 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,73012.7k $60.6k $60.6k 0.00% Added +2.0k +2,030
12 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 6,3426.3k $29.0k $29.0k 0.00% Unchanged
13 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 4,2674.3k $20.3k $20.3k 0.00% Unchanged
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4,0004.0k $19.0k $19.0k 0.00% Unchanged
15 BlackRock Inc. 0.00% of their portfolio New York, NY 3,8703.9k $18.4k $18.4k 0.00% Reduced -4.7k -4,667
16 ADIRONDACK RETIREMENT SPECIALISTS, INC. 0.00% of their portfolio QUEENSBURY, NY 700700 $3.3k $3.3k 0.00% Reduced -50 -50
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 364364 $1.7k $1.7k 0.00% Reduced -1.2k -1,225
18 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 361361 $1.7k $1.7k 0.00% Reduced -1.5k -1,500
19 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 200200 $1.0k $1.0k 0.00% Added +100 +100
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3737 $0 $0 0.00% New
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2727 $129 $129 0.00% Added +1 +1
22 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged