Vault-13

LGL GROUP INC LGL

COM · Common Stock · CUSIP 50186A108

23 institutional holders +0 vs Q3 2022
1,383,2961.4m shares reported held*
25.9% of all shares outstanding*
$5.6mreported value*
3 new 6 added 4 reduced 3 sold out net sold ≈ $105.9k (-26.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 5.3m as of 2022-11-11, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $4.05.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 23Q4 22: 2323Q3 22Q4 22
Numbers
QuarterHolders
Q3 202223
Q4 202223

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +54,000+54.0k
BARD ASSOCIATES INC Added +40,525+40.5k
CITADEL ADVISORS LLC New +10,494+10.5k
OSAIC HOLDINGS, INC. Added +5,000+5.0k
DIMENSIONAL FUND ADVISORS LP Added +2,936+2.9k
NewEdge Advisors, LLC New +2,626+2.6k
BlackRock Inc. Added +49+49
VANGUARD GROUP INC Added +39+39
BANK OF AMERICA CORP /DE/ Added +6+6

Biggest sellers

GAMCO INVESTORS, INC. ET AL Reduced -65,000-65.0k
Ellsworth Advisors, LLC Sold out -29,316-29.3k
RENAISSANCE TECHNOLOGIES LLC Reduced -21,995-22.0k
Minerva Advisors LLC Sold out -12,901-12.9k
ROYAL BANK OF CANADA Sold out -9,600-9.6k
MORGAN STANLEY Reduced -2,982-3.0k
GEODE CAPITAL MANAGEMENT, LLC Reduced -39-39

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
GABELLI MARC 13D · may seek influence filed 2026-07-28 34.8% 4.4m≈ $30.3m 2026-07-28
GAMCO INVESTORS, INC. ET AL 13D · may seek influence filed 2026-07-20
Stated purposeThe Reporting Persons file the long form Schedule 13D pursuant to Section 13d-1 of the Securities Exchange Act of 1934 (the "Act") even though they may be technically eligible to file the short form Schedule G. Because the Reporting Persons may regularly communicate with the Issuer's management, filing the Schedule 13D ensures that these conversations are compliant with the reporting obligations under the Exchange Act. Full filing
10.3% 1.3m≈ $8.9m 2026-07-20

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GAMCO INVESTORS, INC. ET AL 0.02% of their portfolio GREENWICH, CT 476,937476.9k $1.9m $1.9m 0.02% Reduced -65.0k -65,000
2 BARD ASSOCIATES INC 0.48% of their portfolio CHICAGO, IL 273,598273.6k $1.1m $1.1m 0.48% Added +40.5k +40,525
3 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 213,834213.8k $866.0k $866.0k 0.00% Reduced -22.0k -21,995
4 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 101,906101.9k $412.0k $412.0k 0.00% Added +2.9k +2,936
5 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 93,92693.9k $380.4k $380.4k 0.00% Added +39 +39
6 MCINTYRE FREEDMAN & FLYNN INVESTMENT ADVISERS INC 0.20% of their portfolio ORLEANS, MA 58,54958.5k $237.1k $237.1k 0.20% First filing
7 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 54,00054.0k $218.7k $218.7k 0.02% New
8 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 29,20029.2k $118.3k $118.3k 0.00% Unchanged
9 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 16,00716.0k $64.0k $64.0k 0.00% Reduced -39 -39
10 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 13,26913.3k $54.0k $54.0k 0.00% Added +5.0k +5,000
11 HORIZON KINETICS ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 10,69410.7k $43.3k $43.3k 0.00% Unchanged
12 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,49410.5k $42.5k $42.5k 0.00% New
13 BlackRock Inc. 0.00% of their portfolio New York, NY 8,2798.3k $33.5k $33.5k 0.00% Added +49 +49
14 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 6,3426.3k $25.0k $25.0k 0.00% Unchanged
15 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 4,2674.3k $17.0k $17.0k 0.00% Unchanged
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4,0064.0k $16.2k $16.2k 0.00% Added +6 +6
17 JAMES INVESTMENT RESEARCH, INC. 0.00% of their portfolio ALPHA, OH 2,6262.6k $11.0k $11.0k 0.00% Unchanged
18 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,6262.6k $10.6k $10.6k 0.00% New
19 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,8611.9k $7.5k $7.5k 0.00% Reduced -3.0k -2,982
20 ADIRONDACK RETIREMENT SPECIALISTS, INC. 0.00% of their portfolio QUEENSBURY, NY 750750 $3.0k $3.0k 0.00% Unchanged
21 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 100100 $1.0k $1.0k 0.00% Unchanged
22 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2525 $101 $101 0.00% Unchanged
23 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged