Vault-13

KRANESHARES TR IVOL

QUADRTC INT RT · ETP · CUSIP 500767736

145 institutional holders +5 vs Q3 2023
34,526,62334.5m shares reported held*
$713.6mreported value*
20 new 26 added 65 reduced 20 sold out net bought ≈ $110.9m (+5.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.67. Options: 1 managers hold calls ($122.0k notional), 1 hold puts ($134.4k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 176Q4 22: 157Q1 23: 139Q2 23: 134Q3 23: 140Q4 23: 145145Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022176
Q4 2022157
Q1 2023139
Q2 2023134
Q3 2023140
Q4 2023145

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 43 bought or addedQ4 22: 127 cut or sold outQ4 22Q1 23: 43 bought or addedQ1 23: 96 cut or sold outQ1 23Q2 23: 56 bought or addedQ2 23: 67 cut or sold outQ2 23Q3 23: 59 bought or addedQ3 23: 75 cut or sold outQ3 23Q4 23: 46 bought or addedQ4 23: 85 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202243127
Q1 20234396
Q2 20235667
Q3 20235975
Q4 20234685

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ1 23 calls: $427.1kQ1 23 puts: $40.5kQ1 23P/C 0.09Q2 23 calls: $65.9kQ2 23 puts: $2.1kQ2 23P/C 0.03Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $122.0kQ4 23 puts: $134.4kQ4 23P/C 1.10
Numbers
QuarterCallsPutsP/C
Q1 2023$427.1k$40.5k0.09
Q2 2023$65.9k$2.1k0.03
Q3 2023$0$0—
Q4 2023$122.0k$134.4k1.10

Biggest buyers

JPMORGAN CHASE & CO Added +8,816,877+8.8m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +741,417+741.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +253,410+253.4k
MORGAN STANLEY Added +143,561+143.6k
CENTAURUS FINANCIAL, INC. New +100,796+100.8k
Faithward Advisors, LLC Added +52,954+53.0k
RENAISSANCE TECHNOLOGIES LLC New +50,643+50.6k
HighTower Advisors, LLC Added +44,877+44.9k
LPL Financial LLC Added +36,240+36.2k
CITADEL ADVISORS LLC New +35,116+35.1k

Biggest sellers

Federation des caisses Desjardins du Quebec Reduced -635,144-635.1k
ROYAL BANK OF CANADA Reduced -556,435-556.4k
BANK OF AMERICA CORP /DE/ Reduced -481,947-481.9k
Cornerstone Wealth Group, LLC Sold out -433,401-433.4k
Richard Bernstein Advisors LLC Reduced -377,673-377.7k
SMI Advisory Services, LLC Sold out -376,115-376.1k
Financial Enhancement Group LLC Sold out -264,072-264.1k
Terril Brothers, Inc. Reduced -218,465-218.5k
Summit Trail Advisors, LLC Reduced -157,122-157.1k
FIFTH THIRD BANCORP Reduced -133,491-133.5k

Biggest calls

CITADEL ADVISORS LLC New $122.0k5.9k shares

Biggest puts

CITADEL ADVISORS LLC New $134.4k6.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 8,822,1488.8m $182.4m $182.4m 0.01% Added +8.8m +8,816,877
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 7,013,9357.0m $145.0m $145.0m 0.02% Reduced -481.9k -481,947
3 Richard Bernstein Advisors LLC 1.81% of their portfolio NEW YORK, NY 3,956,5244.0m $81.8m $81.8m 1.81% Reduced -377.7k -377,673
4 THOR INVESTMENT MANAGEMENT INC /OH/ /ADV 19.14% of their portfolio CINCINNATI, OH 1,061,0751.1m $21.9m $21.9m 19.14% First filing
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,053,8941.1m $21.8m $21.8m 0.00% Added +143.6k +143,561
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,041,9231.0m $21.5m $21.5m 0.01% Reduced -556.4k -556,435
7 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 905,477905.5k $18.7m $18.7m 0.01% Reduced -4.8k -4,766
8 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.04% of their portfolio PLYMOUTH, MN 741,417741.4k $15.3m $15.3m 0.04% New
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 727,216727.2k $15.0m $15.0m 0.01% Reduced -73.0k -72,972
10 Schiavi & Co LLC 6.19% of their portfolio WILMINGTON, DE 720,430720.4k $14.9m $14.9m 6.19% Reduced -10.7k -10,727
11 Faithward Advisors, LLC 2.90% of their portfolio LANCASTER, PA 652,949652.9k $13.1m $13.1m 2.90% Added +53.0k +52,954
12 Simplicity Solutions, LLC 0.30% of their portfolio MINNEAPOLIS, MN 533,110533.1k $11.0m $11.0m 0.30% Reduced -3.8k -3,807
13 Bleakley Financial Group, LLC 0.35% of their portfolio PARSIPPANY, NJ 533,110533.1k $11.0m $11.0m 0.35% Reduced -3.8k -3,807
14 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 471,699471.7k $9.8m $9.8m 0.05% Reduced -4.5k -4,489
15 Terril Brothers, Inc. 3.36% of their portfolio St. Louis, MO 457,955458.0k $9.5m $9.5m 3.36% Reduced -218.5k -218,465
16 Engrave Wealth Partners LLC 2.09% of their portfolio SPRING, TX 354,602354.6k $7.3m $7.3m 2.09% Added +11.6k +11,645
17 Guardian Financial Partners, LLC 5.29% of their portfolio ORANGE, CA 312,004312.0k $6.5m $6.5m 5.29% Reduced -27.6k -27,570
18 Pekin Hardy Strauss, Inc. 0.95% of their portfolio CHICAGO, IL 306,213306.2k $6.3m $6.3m 0.95% Reduced -2.1k -2,113
19 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 301,056301.1k $6.2m $6.2m 0.00% Added +36.2k +36,240
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 265,086265.1k $5.5m $5.5m 0.00% Reduced -87.0k -86,981
21 Bellecapital International Ltd. 1.20% of their portfolio ZURICH, V8 255,815255.8k $5.3m $5.3m 1.20% Added +14.3k +14,303
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 253,410253.4k $5.2m $5.2m 0.01% New
23 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 230,750230.8k $4.8m $4.8m 0.01% Reduced -54.0k -53,987
24 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 217,896217.9k $4.5m $4.5m 0.01% Added +28.3k +28,310
25 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 197,777197.8k $4.1m $4.1m 0.01% Added +15.8k +15,755
26 Straight Path Wealth Management 2.32% of their portfolio Jenison, MI 191,648191.6k $4.0m $4.0m 2.32% Added +6.9k +6,876
27 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 160,440160.4k $3.3m $3.3m 0.00% Reduced -81.6k -81,554
28 Empire Financial Management Company, LLC 1.17% of their portfolio NEW YORK, NY 144,844144.8k $3.0m $3.0m 1.17% Added +887 +887
29 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 134,910134.9k $2.8m $2.8m 0.01% Reduced -39.4k -39,424
30 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 130,794130.8k $2.7m $2.7m 0.00% Added +44.9k +44,877
31 Opes Wealth Management LLC 0.60% of their portfolio MENLO PARK, CA 121,138121.1k $2.5m $2.5m 0.60% Added +5.8k +5,754
32 Evergreen Private Wealth LLC 1.30% of their portfolio GREENWOOD VILLAGE, CO 116,767116.8k $2.4m $2.4m 1.30% First filing
33 Chicago Partners Investment Group LLC 0.11% of their portfolio CHICAGO, IL 113,341113.3k $2.3m $2.3m 0.11% Reduced -8.7k -8,712
34 Laidlaw Wealth Management LLC 0.77% of their portfolio NEW YORK CITY, NY 101,870101.9k $2.1m $2.1m 0.77% Reduced -46.2k -46,178
35 CENTAURUS FINANCIAL, INC. 0.16% of their portfolio ANAHEIM, CA 100,796100.8k $2.1m $2.1m 0.16% New
36 Regal Investment Advisors LLC 0.15% of their portfolio KENTWOOD, MI 97,29497.3k $2.0m $2.0m 0.15% Reduced -116.2k -116,227
37 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 85,26785.3k $1.8m $1.8m 0.00% Reduced -3 -3
38 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 84,67684.7k $1.8m $1.8m 0.01% Reduced -7.0k -6,996
39 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 70,55470.6k $1.5m $1.5m 0.01% Reduced -22.4k -22,437
40 Gratus Capital, LLC 0.08% of their portfolio ATLANTA, GA 70,00070.0k $1.4m $1.4m 0.08% Unchanged
41 TRANSCEND CAPITAL ADVISORS, LLC 0.12% of their portfolio MADISON, NJ 67,59367.6k $1.4m $1.4m 0.12% Reduced -5.8k -5,777
42 Executive Wealth Management, LLC 0.13% of their portfolio BRIGHTON, MI 67,10867.1k $1.4m $1.4m 0.13% Reduced -13.1k -13,139
43 IFP Advisors, Inc 0.06% of their portfolio TAMPA, FL 66,43466.4k $1.4m $1.4m 0.06% Reduced -34.0k -33,964
44 FIFTH THIRD BANCORP 0.01% of their portfolio CINCINNATI, OH 61,84261.8k $1.3m $1.3m 0.01% Reduced -133.5k -133,491
45 CARY STREET PARTNERS ASSET MANAGEMENT LLC 0.20% of their portfolio RICHMOND, VA 56,18056.2k $1.2m $1.2m 0.20% Added +6.2k +6,158
46 ONE PLUS ONE WEALTH MANAGEMENT, LLC 0.64% of their portfolio JUPITER, FL 50,79150.8k $1.1m $1.1m 0.64% Reduced -6.7k -6,718
47 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 50,64350.6k $1.0m $1.0m 0.00% New
48 Mraz, Amerine & Associates, Inc. 0.20% of their portfolio Modesto, CA 47,14047.1k $974.9k $974.9k 0.20% Unchanged
49 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.19% of their portfolio CONCORD, MA 45,65845.7k $944.2k $944.2k 0.19% Reduced -135 -135
50 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 40,21640.2k $832.0k $832.0k 0.00% Reduced -56.6k -56,581
51 Summit Trail Advisors, LLC 0.03% of their portfolio NEW YORK, NY 38,35538.4k $793.2k $793.2k 0.03% Reduced -157.1k -157,122
52 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 37,42537.4k $773.0k $773.0k 0.00% Reduced -1.2k -1,237
53 Savant Capital, LLC 0.01% of their portfolio ROCKFORD, IL 36,39936.4k $752.7k $752.7k 0.01% Added +72 +72
54 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 35,11635.1k $726.2k $726.2k 0.00% New
55 FreeGulliver LLC 0.96% of their portfolio NEW ORLEANS, LA 34,87834.9k $721.3k $721.3k 0.96% First filing
56 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 32,73632.7k $677.0k $677.0k 0.00% Reduced -10.9k -10,943
57 Magnus Financial Group LLC 0.08% of their portfolio NEW YORK, NY 30,61230.6k $633.1k $633.1k 0.08% Reduced -4.1k -4,147
58 Hilltop Holdings Inc. 0.07% of their portfolio DALLAS, TX 30,38430.4k $628.3k $628.3k 0.07% Added +2.2k +2,199
59 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 27,83427.8k $575.6k $575.6k 0.01% Reduced -53.7k -53,733
60 Venturi Wealth Management, LLC 0.04% of their portfolio AUSTIN, TX 24,17224.2k $499.9k $499.9k 0.04% Reduced -327 -327
61 LexAurum Advisors, LLC 0.13% of their portfolio OVERLAND PARK, KS 23,55023.6k $487.0k $487.0k 0.13% Unchanged
62 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 23,32223.3k $482.3k $482.3k 0.01% Reduced -947 -947
63 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 23,07323.1k $477.2k $477.2k 0.00% New
64 Almanack Investment Partners, LLC. 0.08% of their portfolio WAYNE, PA 21,81121.8k $451.1k $451.1k 0.08% Reduced -125.9k -125,914
65 Lowe Wealth Advisors, LLC 0.22% of their portfolio COLUMBIA, MD 21,36521.4k $441.8k $441.8k 0.22% Reduced -50 -50
66 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 20,99921.0k $428.2k $428.2k 0.00% Reduced -583 -583
67 COMERICA BANK 0.00% of their portfolio DALLAS, TX 18,55418.6k $383.7k $383.7k 0.00% Reduced -639 -639
68 EHRLICH FINANCIAL GROUP 0.37% of their portfolio LAGUNA NIGUEL, CA 18,03518.0k $373.0k $373.0k 0.37% First filing
69 Fortis Group Advisors, LLC 0.10% of their portfolio WESTWOOD, NJ 17,95318.0k $407.9k $407.9k 0.10% Unchanged
70 PATRON PARTNERS, LLC 0.24% of their portfolio HOUSTON, TX 17,53017.5k $362.5k $362.5k 0.24% Reduced -11 -11
71 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 15,74815.7k $326.0k $326.0k 0.00% Added +1.5k +1,543
72 TrinityPoint Wealth, LLC 0.05% of their portfolio MILFORD, CT 14,56114.6k $301.1k $301.1k 0.05% Reduced -168 -168
73 Cumberland Partners Ltd 0.03% of their portfolio TORONTO, A6 14,50114.5k $298.1k $298.1k 0.03% Unchanged
74 Poehling Capital Management, INC. 0.09% of their portfolio MADISON, WI 14,31914.3k $296.1k $296.1k 0.09% Reduced -55.2k -55,226
75 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 13,34813.3k $276.0k $276.0k 0.00% Added +1.8k +1,848
76 Imprint Wealth LLC 0.22% of their portfolio MOUNT PLEASANT, SC 13,27913.3k $274.6k $274.6k 0.22% Reduced -902 -902
77 KMG FIDUCIARY PARTNERS, LLC 0.03% of their portfolio TOLEDO, OH 12,91012.9k $267.0k $267.0k 0.03% Reduced -600 -600
78 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 12,82212.8k $265.2k $265.2k 0.00% Added +1.8k +1,814
79 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 12,57612.6k $260.1k $260.1k 0.02% Reduced -640 -640
80 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 12,00612.0k $248.0k $248.0k 0.00% First filing
81 Carlton Hofferkamp & Jenks Wealth Management, LLC 0.10% of their portfolio THE WOODLANDS, TX 11,95512.0k $245.0k $245.0k 0.10% Reduced -5.9k -5,855
82 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 11,95112.0k $247.1k $247.1k 0.00% Reduced -2.8k -2,817
83 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 11,82811.8k $244.6k $244.6k 0.01% Reduced -13.7k -13,673
84 WealthPlan Investment Management, LLC 0.04% of their portfolio OMAHA, NE 11,76911.8k $243.4k $243.4k 0.04% Reduced -11.8k -11,758
85 SlateStone Wealth, LLC 0.03% of their portfolio JUPITER, FL 11,29711.3k $234.0k $234.0k 0.03% Unchanged
86 WealthBridge Capital Management, LLC 0.08% of their portfolio WESTERVILLE, OH 10,94410.9k $226.3k $226.3k 0.08% Reduced -807 -807
87 Vertex Planning Partners, LLC 0.06% of their portfolio DOWNERS GROVE, IL 10,60410.6k $219.3k $219.3k 0.06% New
88 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 10,52310.5k $217.6k $217.6k 0.00% Unchanged
89 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 10,00010.0k $206.8k $206.8k 0.00% New
90 Veltria Advisors Corp. 0.07% of their portfolio MIAMI, FL 9,7769.8k $202.2k $202.2k 0.07% New
91 ISLAY CAPITAL MANAGEMENT, LLC 0.15% of their portfolio Lubbock, TX 9,1009.1k $188.2k $188.2k 0.15% Reduced -18.6k -18,635
92 EPG Wealth Management LLC 0.04% of their portfolio ATLANTA, GA 8,4198.4k $165.4k $165.4k 0.04% Added +104 +104
93 UBS Group AG 0.00% of their portfolio ZURICH, V8 7,5037.5k $155.2k $155.2k 0.00% Added +909 +909
94 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 6,4716.5k $133.8k $133.8k 0.00% Added +4.7k +4,738
95 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 5,6025.6k $115.8k $115.8k 0.00% Reduced -635.1k -635,144
96 Focused Wealth Management, Inc 0.01% of their portfolio Newburgh, NY 4,1494.1k $85.8k $85.8k 0.01% Reduced -996 -996
97 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 3,5713.6k $73.8k $73.8k 0.00% Reduced -2.3k -2,270
98 Operose Advisors LLC 0.03% of their portfolio MILWAUKEE, WI 3,5003.5k $72.4k $72.4k 0.03% New
99 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,9503.0k $61.0k $61.0k 0.00% New
100 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,9042.9k $60.0k $60.0k 0.00% Added +1.2k +1,195