Vault-13

KRANESHARES TR IVOL

QUADRTC INT RT · ETP · CUSIP 500767736

139 institutional holders -18 vs Q4 2022
17,199,89917.2m shares reported held*
$392.0mreported value*
10 new 33 added 68 reduced 28 sold out net sold ≈ $177.7m (-7.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $22.79. Options: 2 managers hold calls ($427.1k notional), 2 hold puts ($40.5k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 176Q4 22: 157Q1 23: 139139Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022176
Q4 2022157
Q1 2023139

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 43 bought or addedQ4 22: 127 cut or sold outQ4 22Q1 23: 43 bought or addedQ1 23: 96 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202243127
Q1 20234396

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $319.5kQ4 22 puts: $1.0mQ4 22P/C 3.23Q1 23 calls: $427.1kQ1 23 puts: $40.5kQ1 23P/C 0.09
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$319.5k$1.0m3.23
Q1 2023$427.1k$40.5k0.09

Biggest buyers

Simplicity Solutions, LLC New +541,236+541.2k
Federation des caisses Desjardins du Quebec Added +480,839+480.8k
Schiavi & Co LLC Added +280,978+281.0k
Bellecapital International Ltd. Added +142,582+142.6k
Sugarloaf Wealth Management, LLC Added +85,441+85.4k
BBJS FINANCIAL ADVISORS, LLC Added +67,249+67.2k
Delos Wealth Advisors, LLC Added +62,330+62.3k
Orion Porfolio Solutions, LLC New +40,587+40.6k
Orion Portfolio Solutions, LLC New +40,587+40.6k
Savant Capital, LLC New +38,859+38.9k

Biggest sellers

JPMORGAN CHASE & CO Reduced -2,147,631-2.1m
JANE STREET GROUP, LLC Reduced -1,152,634-1.2m
Janney Capital Management LLC Sold out -941,668-941.7k
TMD Wealth Management, LLC Sold out -850,973-851.0k
HENGEHOLD CAPITAL MANAGEMENT LLC Reduced -737,562-737.6k
Estate Counselors, LLC Sold out -431,740-431.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -333,253-333.3k
MORGAN STANLEY Reduced -328,304-328.3k
Financial Enhancement Group LLC Reduced -326,675-326.7k
IFP Advisors, Inc Reduced -307,733-307.7k

Biggest calls

CITADEL ADVISORS LLC Added $427.1k18.8k shares
Cutler Group LLC / CA Reduced $01.7k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $29.5k1.3k shares
Cutler Group LLC / CA New $11.0k9.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,819,5191.8m $41.3m $41.3m 0.01% Added +23.0k +22,956
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,391,1891.4m $31.6m $31.6m 0.00% Reduced -328.3k -328,304
3 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 1,092,1171.1m $24.8m $24.8m 0.04% Reduced -1.2m -1,152,634
4 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 859,746859.7k $19.5m $19.5m 0.02% Reduced -28.1k -28,089
5 Schiavi & Co LLC 7.11% of their portfolio WILMINGTON, DE 722,760722.8k $16.4m $16.4m 7.11% Added +281.0k +280,978
6 Terril Brothers, Inc. 7.09% of their portfolio St. Louis, MO 664,245664.2k $15.1m $15.1m 7.09% Reduced -13.1k -13,080
7 Faithward Advisors, LLC 3.35% of their portfolio LANCASTER, PA 628,331628.3k $14.8m $14.8m 3.35% Reduced -78.1k -78,061
8 Federation des caisses Desjardins du Quebec 0.14% of their portfolio LEVIS, A8 541,366541.4k $12.3m $12.3m 0.14% Added +480.8k +480,839
9 Simplicity Solutions, LLC 0.32% of their portfolio MINNEAPOLIS, MN 541,236541.2k $12.3m $12.3m 0.32% New
10 Bleakley Financial Group, LLC 0.41% of their portfolio PARSIPPANY, NJ 541,236541.2k $12.3m $12.3m 0.41% Added +26.0k +26,026
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 467,284467.3k $10.6m $10.6m 0.00% Reduced -252.6k -252,596
12 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 452,241452.2k $10.3m $10.3m 0.02% Reduced -107.7k -107,653
13 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 431,074431.1k $9.8m $9.8m 0.07% Added +24.7k +24,704
14 Guardian Financial Partners, LLC 9.32% of their portfolio ORANGE, CA 408,093408.1k $9.3m $9.3m 9.32% Reduced -37.4k -37,442
15 SimpliFi, Inc. 3.83% of their portfolio SAN DIEGO, CA 342,614342.6k $7.8m $7.8m 3.83% Added +18.8k +18,767
16 FIFTH THIRD BANCORP 0.04% of their portfolio CINCINNATI, OH 334,855334.9k $7.6m $7.6m 0.04% Reduced -82.1k -82,098
17 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 327,179327.2k $7.4m $7.4m 0.01% Added +2.5k +2,515
18 Summit Trail Advisors, LLC 0.27% of their portfolio NEW YORK, NY 296,654296.7k $6.7m $6.7m 0.27% Reduced -76.7k -76,733
19 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 294,243294.2k $6.7m $6.7m 0.01% Reduced -4.0k -3,982
20 Pekin Hardy Strauss, Inc. 0.90% of their portfolio CHICAGO, IL 254,950254.9k $5.8m $5.8m 0.90% Reduced -16.0k -16,033
21 Financial Enhancement Group LLC 1.15% of their portfolio ANDERSON, IN 253,623253.6k $5.9m $5.9m 1.15% Reduced -326.7k -326,675
22 IFP Advisors, Inc 0.24% of their portfolio TAMPA, FL 223,900223.9k $5.6m $5.6m 0.24% Reduced -307.7k -307,733
23 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 205,208205.2k $4.7m $4.7m 0.02% Reduced -24.4k -24,359
24 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 198,758198.8k $4.5m $4.5m 0.01% Reduced -63.7k -63,707
25 BBJS FINANCIAL ADVISORS, LLC 1.79% of their portfolio SEATTLE, WA 193,835193.8k $4.4m $4.4m 1.79% Added +67.2k +67,249
26 Quantitative Advantage, LLC 0.61% of their portfolio MINNETONKA, MN 186,499186.5k $4.2m $4.2m 0.61% Added +18.2k +18,204
27 Bellecapital International Ltd. 0.99% of their portfolio ZURICH, V8 175,515175.5k $4.0m $4.0m 0.99% Added +142.6k +142,582
28 LEAVELL INVESTMENT MANAGEMENT, INC. 0.27% of their portfolio MOBILE, AL 169,490169.5k $3.9m $3.9m 0.27% Reduced -22.6k -22,625
29 Straight Path Wealth Management 2.86% of their portfolio Jenison, MI 158,319158.3k $3.6m $3.6m 2.86% Added +7.2k +7,239
30 Laidlaw Wealth Management LLC 0.69% of their portfolio NEW YORK CITY, NY 149,747149.7k $3.4m $3.4m 0.69% Added +10.4k +10,421
31 WealthPLAN Partners, LLC 0.37% of their portfolio OMAHA, NE 143,116143.1k $3.3m $3.3m 0.37% Reduced -66.7k -66,650
32 Empire Financial Management Company, LLC 1.32% of their portfolio NEW YORK, NY 142,553142.6k $3.2m $3.2m 1.32% First filing
33 Regal Investment Advisors LLC 0.25% of their portfolio KENTWOOD, MI 123,941123.9k $2.8m $2.8m 0.25% Added +13.9k +13,909
34 Chicago Partners Investment Group LLC 0.16% of their portfolio CHICAGO, IL 122,385122.4k $2.8m $2.8m 0.16% Reduced -309 -309
35 Almanack Investment Partners, LLC. 0.52% of their portfolio WAYNE, PA 117,097117.1k $2.7m $2.7m 0.52% Added +18.4k +18,399
36 Delos Wealth Advisors, LLC 2.83% of their portfolio DALLAS, TX 98,32298.3k $2.2m $2.2m 2.83% Added +62.3k +62,330
37 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 96,68296.7k $2.2m $2.2m 0.01% Reduced -28.5k -28,524
38 Executive Wealth Management, LLC 0.23% of their portfolio BRIGHTON, MI 92,86092.9k $2.1m $2.1m 0.23% Reduced -6.1k -6,120
39 Sugarloaf Wealth Management, LLC 0.48% of their portfolio DULUTH, GA 85,45185.5k $1.9m $1.9m 0.48% Added +85.4k +85,441
40 DAYMARK WEALTH PARTNERS, LLC 0.25% of their portfolio CINCINNATI, OH 82,29582.3k $1.9m $1.9m 0.25% Reduced -21.0k -20,997
41 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 81,58481.6k $1.9m $1.9m 0.01% Reduced -16.1k -16,107
42 Opes Wealth Management LLC 0.54% of their portfolio MENLO PARK, CA 73,98974.0k $1.7m $1.7m 0.54% Added +9.6k +9,629
43 Belpointe Asset Management LLC 0.09% of their portfolio RENO, NV 70,77870.8k $1.6m $1.6m 0.09% Added +2.1k +2,147
44 Elevated Capital Advisors, LLC 0.56% of their portfolio SANDY, UT 69,10969.1k $1.6m $1.6m 0.56% Reduced -52.0k -52,012
45 Poehling Capital Management, INC. 0.53% of their portfolio MADISON, WI 68,57768.6k $1.6m $1.6m 0.53% Added +5.2k +5,239
46 SevenOneSeven Capital Management 3.49% of their portfolio LANCASTER, PA 65,77165.8k $1.5m $1.5m 3.49% Reduced -6.5k -6,456
47 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 61,34161.3k $1.4m $1.4m 0.01% Reduced -17.6k -17,582
48 Mraz, Amerine & Associates, Inc. 0.31% of their portfolio Modesto, CA 55,93555.9k $1.3m $1.3m 0.31% Reduced -1.4k -1,400
49 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 54,40654.4k $1.2m $1.2m 0.00% Reduced -40.8k -40,827
50 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 54,05054.0k $1.2m $1.2m 0.00% Reduced -52.1k -52,074
51 ONE PLUS ONE WEALTH MANAGEMENT, LLC 0.79% of their portfolio JUPITER, FL 49,34149.3k $1.1m $1.1m 0.79% Added +21.1k +21,057
52 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.27% of their portfolio CONCORD, MA 45,96446.0k $1.0m $1.0m 0.27% Reduced -1.2k -1,168
53 Magnus Financial Group LLC 0.15% of their portfolio NEW YORK, NY 42,01842.0k $954.7k $954.7k 0.15% Reduced -2.6k -2,560
54 St. James Investment Company, LLC 0.14% of their portfolio SOUTHLAKE, TX 41,11541.1k $934.1k $934.1k 0.14% Added +30 +30
55 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 40,58740.6k $922.1k $922.1k 0.01% New
56 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 40,58740.6k $922.1k $922.1k 0.01% New
57 Ballew Advisors, Inc 0.60% of their portfolio Jackson, MS 39,63539.6k $824.8k $824.8k 0.60% Reduced -3.2k -3,162
58 Savant Capital, LLC 0.02% of their portfolio ROCKFORD, IL 38,85938.9k $882.9k $882.9k 0.02% New
59 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 38,49538.5k $876.0k $876.0k 0.00% Reduced -4.5k -4,498
60 WealthPlan Investment Management, LLC 0.14% of their portfolio OMAHA, NE 36,75536.8k $835.1k $835.1k 0.14% Reduced -173.0k -173,011
61 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 35,47535.5k $806.0k $806.0k 0.00% Reduced -9.2k -9,219
62 Carlton Hofferkamp & Jenks Wealth Management, LLC 0.34% of their portfolio THE WOODLANDS, TX 31,05031.1k $742.4k $742.4k 0.34% Reduced -8.9k -8,899
63 PFG Advisors 0.06% of their portfolio Phoenix, AZ 30,80430.8k $699.9k $699.9k 0.06% Unchanged
64 ISLAY CAPITAL MANAGEMENT, LLC 0.62% of their portfolio Lubbock, TX 27,73527.7k $630.1k $630.1k 0.62% Unchanged
65 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 27,35427.4k $621.0k $621.0k 0.00% Added +12.2k +12,216
66 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 27,14827.1k $616.8k $616.8k 0.01% Reduced -5.2k -5,182
67 LexAurum Advisors, LLC 0.18% of their portfolio OVERLAND PARK, KS 23,59923.6k $536.2k $536.2k 0.18% Reduced -1.9k -1,918
68 Cambridge Advisors Inc. 0.14% of their portfolio OMAHA, NE 23,40023.4k $531.6k $531.6k 0.14% Reduced -8.3k -8,292
69 Lowe Wealth Advisors, LLC 0.27% of their portfolio COLUMBIA, MD 22,16522.2k $503.6k $503.6k 0.27% Reduced -3.7k -3,690
70 SILVER OAK SECURITIES, INCORPORATED 0.09% of their portfolio JACKSON, TN 21,96822.0k $520.0k $520.0k 0.09% New
71 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 21,46121.5k $487.6k $487.6k 0.00% Reduced -612 -612
72 Geneos Wealth Management Inc. 0.03% of their portfolio ENGLEWOOD, CO 21,28421.3k $483.6k $483.6k 0.03% Reduced -1.3k -1,272
73 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 20,48120.5k $465.3k $465.3k 0.00% Added +6.6k +6,586
74 WealthBridge Capital Management, LLC 0.18% of their portfolio WESTERVILLE, OH 20,02920.0k $455.1k $455.1k 0.18% Reduced -13.3k -13,279
75 Imprint Wealth LLC 0.29% of their portfolio MOUNT PLEASANT, SC 19,26019.3k $437.6k $437.6k 0.29% First filing
76 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 18,99319.0k $431.5k $431.5k 0.02% Reduced -762 -762
77 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 18,93118.9k $430.1k $430.1k 0.00% Added +550 +550
78 HBW ADVISORY SERVICES LLC 0.10% of their portfolio SIMI VALLEY, CA 18,33218.3k $416.0k $416.0k 0.10% Reduced -980 -980
79 Fortis Group Advisors, LLC 0.12% of their portfolio WESTWOOD, NJ 17,98418.0k $412.9k $412.9k 0.12% First filing
80 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 17,70717.7k $402.3k $402.3k 0.00% Reduced -2.3k -2,259
81 Venturi Wealth Management, LLC 0.03% of their portfolio AUSTIN, TX 16,05016.1k $364.7k $364.7k 0.03% Unchanged
82 Financial Architects, Inc 0.05% of their portfolio MARLTON, NJ 14,99915.0k $340.8k $340.8k 0.05% Reduced -1.6k -1,639
83 TIEDEMANN ADVISORS, LLC 0.01% of their portfolio NEW YORK, NY 14,26514.3k $324.1k $324.1k 0.01% Unchanged
84 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 13,85913.9k $314.9k $314.9k 0.00% Added +2.2k +2,202
85 Cumberland Partners Ltd 0.03% of their portfolio TORONTO, A6 13,76913.8k $312.8k $312.8k 0.03% Reduced -37.6k -37,598
86 KMG FIDUCIARY PARTNERS, LLC 0.04% of their portfolio TOLEDO, OH 13,51013.5k $306.9k $306.9k 0.04% Unchanged
87 Eudaimonia Partners, LLC 0.07% of their portfolio Winchester, TN 13,27813.3k $301.7k $301.7k 0.07% Reduced -1.4k -1,415
88 SlateStone Wealth, LLC 0.06% of their portfolio JUPITER, FL 12,54712.5k $285.0k $285.0k 0.06% Reduced -858 -858
89 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,44212.4k $282.7k $282.7k 0.00% Reduced -333.3k -333,253
90 Worth Asset Management, LLC 0.21% of their portfolio DALLAS, TX 12,31212.3k $279.7k $279.7k 0.21% New
91 ORG Partners LLC 0.06% of their portfolio ROANOKE, IN 11,56011.6k $262.6k $262.6k 0.06% First filing
92 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 11,42111.4k $259.0k $259.0k 0.01% Added +998 +998
93 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 10,02010.0k $227.7k $227.7k 0.00% Added +1 +1
94 Pillar Wealth Advisors, LLC 0.22% of their portfolio WESTTOWN, PA 9,8809.9k $224.5k $224.5k 0.22% Reduced -4.4k -4,364
95 Cutler Group LLC / CA 0.04% of their portfolio SAN FRANCISCO, CA 9,8699.9k $224.0k $224.0k 0.04% Added +7.2k +7,173
96 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 9,4749.5k $215.2k $215.2k 0.01% Reduced -26 -26
97 Integrated Advisors Network LLC 0.01% of their portfolio DALLAS, TX 9,4589.5k $214.9k $214.9k 0.01% Unchanged
98 MSH Capital Advisors LLC 0.09% of their portfolio SCOTTSDALE, AZ 9,2239.2k $209.6k $209.6k 0.09% Reduced -2.0k -1,980
99 Vertex Planning Partners, LLC 0.08% of their portfolio DOWNERS GROVE, IL 9,0959.1k $206.6k $206.6k 0.08% Reduced -17.0k -16,987
100 HENGEHOLD CAPITAL MANAGEMENT LLC 0.03% of their portfolio CINCINNATI, OH 8,9398.9k $203.1k $203.1k 0.03% Reduced -737.6k -737,562