Vault-13

KRANESHARES TRUST KMLM

KFA MOUNT LUCAS · ETP · CUSIP 500767652

58 institutional holders +4 vs Q3 2024
3,163,0503.2m shares reported held*
$88.9mreported value*
12 new 16 added 19 reduced 10 sold out net sold ≈ $11.3m (-403.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.10.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 34Q4 22: 57Q1 23: 53Q2 23: 50Q3 23: 54Q4 23: 63Q1 24: 56Q2 24: 57Q3 24: 54Q4 24: 5858Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202234
Q4 202257
Q1 202353
Q2 202350
Q3 202354
Q4 202363
Q1 202456
Q2 202457
Q3 202454
Q4 202458

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 35 bought or addedQ1 23: 29 cut or sold outQ2 23: 27 bought or addedQ2 23: 31 cut or sold outQ2 23Q3 23: 29 bought or addedQ3 23: 29 cut or sold outQ4 23: 34 bought or addedQ4 23: 30 cut or sold outQ4 23Q1 24: 30 bought or addedQ1 24: 39 cut or sold outQ2 24: 37 bought or addedQ2 24: 26 cut or sold outQ2 24Q3 24: 33 bought or addedQ3 24: 25 cut or sold outQ4 24: 28 bought or addedQ4 24: 29 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20233529
Q2 20232731
Q3 20232929
Q4 20233430
Q1 20243039
Q2 20243726
Q3 20243325
Q4 20242829

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 24 calls: $200.3kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —
Numbers
QuarterCallsPutsP/C
Q1 2024$200.3k$00.00
Q2 2024$0$0—
Q3 2024$0$0—
Q4 2024$0$0—

Biggest buyers

JANE STREET GROUP, LLC New +60,623+60.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +53,641+53.6k
FLOW TRADERS U.S. LLC New +33,482+33.5k
Frontier Asset Management, LLC New +30,954+31.0k
Longview Financial Advisors, Inc. Added +17,748+17.7k
New York Life Investment Management LLC Added +13,713+13.7k
HRT FINANCIAL LP New +12,629+12.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +8,432+8.4k
Ted Buchan & Co Added +8,205+8.2k
Strategic Blueprint, LLC New +7,557+7.6k

Biggest sellers

CWM, LLC Reduced -472,545-472.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -55,050-55.0k
Naviter Wealth, LLC Reduced -36,029-36.0k
MML INVESTORS SERVICES, LLC Reduced -21,585-21.6k
Wealthcare Advisory Partners LLC Reduced -19,841-19.8k
AlphaStar Capital Management, LLC Sold out -18,643-18.6k
SteelPeak Wealth, LLC Sold out -14,025-14.0k
Advisory Services Network, LLC Sold out -12,304-12.3k
Sound Financial Strategies Group, LLC Reduced -8,193-8.2k
Integrated Wealth Concepts LLC Sold out -8,007-8.0k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Ancora Advisors LLC 0.21% of their portfolio Cleveland, OH 328,578328.6k $9.2m $9.2m 0.21% Added +2.3k +2,326
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 308,395308.4k $8.7m $8.7m 0.00% Added +1 +1
3 Wealthcare Advisory Partners LLC 0.19% of their portfolio WEST CHESTER, PA 241,089241.1k $6.8m $6.8m 0.19% Reduced -19.8k -19,841
4 Ted Buchan & Co 3.11% of their portfolio San Diego, CA 234,737234.7k $6.6m $6.6m 3.11% Added +8.2k +8,205
5 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 155,704155.7k $4.4m $4.4m 0.00% First filing
6 Sound Financial Strategies Group, LLC 3.36% of their portfolio MADISON, MS 143,403143.4k $4.0m $4.0m 3.36% Reduced -8.2k -8,193
7 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 126,524126.5k $3.6m $3.6m 0.01% Reduced -1.2k -1,228
8 Longview Financial Advisors, Inc. 2.74% of their portfolio HUNTSVILLE, AL 123,627123.6k $3.5m $3.5m 2.74% Added +17.7k +17,748
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 116,161116.2k $3.3m $3.3m 0.00% Reduced -55.0k -55,050
10 New York Life Investment Management LLC 0.03% of their portfolio New York, NY 97,23297.2k $2.7m $2.7m 0.03% Added +13.7k +13,713
11 Illumine Investment Management, LLC 2.05% of their portfolio POULSBO, WA 88,67088.7k $2.5m $2.5m 2.05% First filing
12 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 86,42086.4k $2.4m $2.4m 0.01% Reduced -21.6k -21,585
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 79,12379.1k $2.2m $2.2m 0.00% Added +6.1k +6,114
14 Wealthcare Capital Partners, LLC 1.15% of their portfolio WEST CHESTER, PA 78,46778.5k $2.2m $2.2m 1.15% First filing
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 68,79368.8k $1.9m $1.9m 0.00% Reduced -792 -792
16 Magnolia Private Wealth, LLC 1.69% of their portfolio PHILADELPHIA, PA 67,68467.7k $1.9m $1.9m 1.69% First filing
17 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 60,62360.6k $1.7m $1.7m 0.00% New
18 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 53,94653.9k $1.5m $1.5m 0.00% Reduced -467 -467
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 53,64153.6k $1.5m $1.5m 0.00% New
20 Latitude Advisors, LLC 0.81% of their portfolio YORKVILLE, IL 51,03951.0k $1.4m $1.4m 0.81% Added +453 +453
21 CSS LLC/IL 0.08% of their portfolio CHICAGO, IL 47,06347.1k $1.3m $1.3m 0.08% Added +4.1k +4,100
22 KITCHING PARTNERS, LLC 1.55% of their portfolio CONSHOHOCKEN, PA 43,16643.2k $1.2m $1.2m 1.55% Added +1.1k +1,133
23 Visionary Wealth Advisors 0.07% of their portfolio O'FALLON, IL 40,79940.8k $1.1m $1.1m 0.07% Added +1.0k +1,035
24 Fermata Advisors, LLC 0.20% of their portfolio SONOMA, CA 38,21538.2k $1.1m $1.1m 0.20% Added +3.1k +3,054
25 Andina Capital Management, LLC 0.85% of their portfolio LOGAN, UT 37,05137.1k $1.0m $1.0m 0.85% Reduced -2.4k -2,383
26 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 33,48233.5k $941.0k $941.0k 0.04% New
27 Frontier Asset Management, LLC 0.29% of their portfolio SHERIDAN, WY 30,95431.0k $869.8k $869.8k 0.29% New
28 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 29,57629.6k $831.1k $831.1k 0.00% Reduced -4.4k -4,392
29 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 29,48329.5k $828.0k $828.0k 0.00% Added +8.4k +8,432
30 FMA Wealth Management, LLC 0.49% of their portfolio DUXBURY, MA 23,54923.5k $661.7k $661.7k 0.49% Reduced -820 -820
31 WEALTHCARE CAPITAL MANAGEMENT LLC 0.06% of their portfolio RICHMOND, VA 22,46622.5k $631.3k $631.3k 0.06% Reduced -227 -227
32 Ascentis Wealth Management, LLC 0.19% of their portfolio DALLAS, TX 22,41222.4k $629.8k $629.8k 0.19% Reduced -128 -128
33 NVWM, LLC 0.15% of their portfolio YARDLEY, PA 20,61720.6k $579.3k $579.3k 0.15% Added +1.6k +1,557
34 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 19,60219.6k $550.8k $550.8k 0.00% Added +4.6k +4,587
35 PMV Capital Advisers, LLC 1.34% of their portfolio DALLAS, TX 17,70117.7k $497.4k $497.4k 1.34% First filing
36 Hilltop Holdings Inc. 0.03% of their portfolio DALLAS, TX 15,25215.3k $428.6k $428.6k 0.03% Unchanged
37 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 14,11014.1k $396.5k $396.5k 0.00% Reduced -252 -252
38 ORG Partners LLC 0.05% of their portfolio ROANOKE, IN 13,25313.3k $372.7k $372.7k 0.05% Reduced -349 -349
39 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 12,62912.6k $354.0k $354.0k 0.00% New
40 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 11,42611.4k $321.1k $321.1k 0.01% Added +75 +75
41 Triton Wealth Management, PLLC 0.16% of their portfolio SUN CITY, AZ 11,19211.2k $313.2k $313.2k 0.16% Unchanged
42 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 9,4509.4k $265.5k $265.5k 0.00% Reduced -357 -357
43 IPG Investment Advisors LLC 0.05% of their portfolio SAN DIEGO, CA 8,3568.4k $234.8k $234.8k 0.05% Unchanged
44 Naviter Wealth, LLC 0.03% of their portfolio LITTLE ROCK, AR 7,9147.9k $222.4k $222.4k 0.03% Reduced -36.0k -36,029
45 Strategic Blueprint, LLC 0.01% of their portfolio ATLANTA, GA 7,5577.6k $212.3k $212.3k 0.01% New
46 PFG Advisors 0.01% of their portfolio Phoenix, AZ 7,1857.2k $201.9k $201.9k 0.01% New
47 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 7,1587.2k $201.1k $201.1k 0.01% New
48 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 4,4014.4k $123.7k $123.7k 0.00% New
49 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,7893.8k $106.5k $106.5k 0.00% Unchanged
50 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,0003.0k $84.3k $84.3k 0.00% Added +1.0k +1,000
51 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,4422.4k $69.0k $69.0k 0.00% Reduced -472.5k -472,545
52 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,0962.1k $58.9k $58.9k 0.00% Reduced -2.0k -1,959
53 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 1,2731.3k $35.8k $35.8k 0.00% Unchanged
54 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 298298 $8.4k $8.4k 0.00% Reduced -485 -485
55 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 270270 $7.0k $7.0k 0.00% New
56 Creative Capital Management Investments LLC 0.00% of their portfolio SAN DIEGO, CA 44 $112 $112 0.00% New
57 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 33 $84 $84 0.00% New
58 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged