Vault-13

KRANESHARES TRUST KMLM

KFA MOUNT LUCAS · ETP · CUSIP 500767652

54 institutional holders -3 vs Q2 2024
3,330,0593.3m shares reported held*
$97.3mreported value*
7 new 26 added 15 reduced 10 sold out net bought ≈ $10.4m (+355.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.23.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 34Q4 22: 57Q1 23: 53Q2 23: 50Q3 23: 54Q4 23: 63Q1 24: 56Q2 24: 57Q3 24: 5454Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202234
Q4 202257
Q1 202353
Q2 202350
Q3 202354
Q4 202363
Q1 202456
Q2 202457
Q3 202454

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 44 bought or addedQ4 22: 18 cut or sold outQ1 23: 35 bought or addedQ1 23: 29 cut or sold outQ1 23Q2 23: 27 bought or addedQ2 23: 31 cut or sold outQ3 23: 29 bought or addedQ3 23: 29 cut or sold outQ3 23Q4 23: 34 bought or addedQ4 23: 30 cut or sold outQ1 24: 30 bought or addedQ1 24: 39 cut or sold outQ1 24Q2 24: 37 bought or addedQ2 24: 26 cut or sold outQ3 24: 33 bought or addedQ3 24: 25 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224418
Q1 20233529
Q2 20232731
Q3 20232929
Q4 20233430
Q1 20243039
Q2 20243726
Q3 20243325

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $200.3kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$0$0—
Q1 2024$200.3k$00.00
Q2 2024$0$0—
Q3 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +301,500+301.5k
Ted Buchan & Co Added +133,726+133.7k
Latitude Advisors, LLC New +50,586+50.6k
CWM, LLC Added +29,486+29.5k
KITCHING PARTNERS, LLC Added +29,054+29.1k
Ancora Advisors LLC Added +20,644+20.6k
ENVESTNET ASSET MANAGEMENT INC Added +15,099+15.1k
Naviter Wealth, LLC Added +9,541+9.5k
MML INVESTORS SERVICES, LLC Added +8,428+8.4k
CAPTRUST FINANCIAL ADVISORS Added +7,610+7.6k

Biggest sellers

JANE STREET GROUP, LLC Sold out -78,970-79.0k
Wealthcare Advisory Partners LLC Reduced -77,846-77.8k
FLOW TRADERS U.S. LLC Sold out -34,885-34.9k
ROYAL BANK OF CANADA Reduced -26,355-26.4k
ORG Partners LLC Reduced -21,529-21.5k
Optivise Advisory Services LLC Sold out -18,266-18.3k
RAYMOND JAMES & ASSOCIATES Reduced -12,744-12.7k
Apollon Wealth Management, LLC Sold out -8,665-8.7k
Savvy Advisors, Inc. Sold out -7,132-7.1k
WEALTHCARE CAPITAL MANAGEMENT LLC Reduced -5,931-5.9k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CWM, LLC 0.06% of their portfolio OMAHA, NE 474,987475.0k $13.9m $13.9m 0.06% Added +29.5k +29,486
2 Ancora Advisors LLC 0.22% of their portfolio Cleveland, OH 326,252326.3k $9.5m $9.5m 0.22% Added +20.6k +20,644
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 308,394308.4k $9.0m $9.0m 0.00% Added +301.5k +301,500
4 Wealthcare Advisory Partners LLC 0.22% of their portfolio WEST CHESTER, PA 260,930260.9k $7.6m $7.6m 0.22% Reduced -77.8k -77,846
5 Ted Buchan & Co 3.14% of their portfolio San Diego, CA 226,532226.5k $6.6m $6.6m 3.14% Added +133.7k +133,726
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 171,211171.2k $5.0m $5.0m 0.00% Added +15.1k +15,099
7 Sound Financial Strategies Group, LLC 3.56% of their portfolio MADISON, MS 151,596151.6k $4.4m $4.4m 3.56% Reduced -456 -456
8 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 139,905139.9k $4.1m $4.1m 0.01% Added +6.3k +6,280
9 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 127,752127.8k $3.7m $3.7m 0.01% Added +7.6k +7,610
10 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 108,005108.0k $3.2m $3.2m 0.01% Added +8.4k +8,428
11 Longview Financial Advisors, Inc. 2.27% of their portfolio HUNTSVILLE, AL 105,879105.9k $3.1m $3.1m 2.27% Reduced -31 -31
12 New York Life Investment Management LLC 0.02% of their portfolio New York, NY 83,51983.5k $2.4m $2.4m 0.02% Added +3.1k +3,139
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 73,00973.0k $2.1m $2.1m 0.00% Reduced -2.8k -2,810
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 69,58569.6k $2.0m $2.0m 0.00% Reduced -26.4k -26,355
15 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 54,41354.4k $1.6m $1.6m 0.00% Added +3.3k +3,349
16 Latitude Advisors, LLC 0.84% of their portfolio YORKVILLE, IL 50,58650.6k $1.5m $1.5m 0.84% New
17 Naviter Wealth, LLC 0.18% of their portfolio LITTLE ROCK, AR 43,94343.9k $1.3m $1.3m 0.18% Added +9.5k +9,541
18 CSS LLC/IL 0.07% of their portfolio CHICAGO, IL 42,96343.0k $1.3m $1.3m 0.07% Added +6.6k +6,593
19 KITCHING PARTNERS, LLC 1.65% of their portfolio CONSHOHOCKEN, PA 42,03342.0k $1.2m $1.2m 1.65% Added +29.1k +29,054
20 Visionary Wealth Advisors 0.07% of their portfolio O'FALLON, IL 39,76439.8k $1.2m $1.2m 0.07% Added +5.5k +5,470
21 Andina Capital Management, LLC 0.88% of their portfolio LOGAN, UT 39,43439.4k $1.2m $1.2m 0.88% Added +1.1k +1,062
22 Fermata Advisors, LLC 0.21% of their portfolio SONOMA, CA 35,16135.2k $1.0m $1.0m 0.21% Added +923 +923
23 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 33,96834.0k $992.9k $992.9k 0.00% Added +2.0k +2,009
24 FMA Wealth Management, LLC 0.52% of their portfolio DUXBURY, MA 24,36924.4k $712.3k $712.3k 0.52% Added +1.5k +1,549
25 WEALTHCARE CAPITAL MANAGEMENT LLC 0.07% of their portfolio RICHMOND, VA 22,69322.7k $663.3k $663.3k 0.07% Reduced -5.9k -5,931
26 Ascentis Wealth Management, LLC 0.22% of their portfolio DALLAS, TX 22,54022.5k $658.8k $658.8k 0.22% First filing
27 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 21,05121.1k $615.0k $615.0k 0.00% Added +2.9k +2,897
28 NVWM, LLC 0.14% of their portfolio YARDLEY, PA 19,06019.1k $557.1k $557.1k 0.14% Added +1.1k +1,058
29 AlphaStar Capital Management, LLC 0.04% of their portfolio CORNELIUS, NC 18,64318.6k $544.9k $544.9k 0.04% Added +2.8k +2,756
30 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 18,38918.4k $537.5k $537.5k 0.00% Reduced -12.7k -12,744
31 Hilltop Holdings Inc. 0.03% of their portfolio DALLAS, TX 15,25215.3k $445.8k $445.8k 0.03% Added +1.0k +1,032
32 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 15,01515.0k $438.9k $438.9k 0.00% Reduced -371 -371
33 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 14,36214.4k $419.8k $419.8k 0.01% Added +825 +825
34 SteelPeak Wealth, LLC 0.02% of their portfolio WOODLAND HILLS, CA 14,02514.0k $410.0k $410.0k 0.02% Unchanged
35 WFA of San Diego, LLC 0.34% of their portfolio SAN DIEGO, CA 13,90013.9k $406.3k $406.3k 0.34% Reduced -84 -84
36 ORG Partners LLC 0.06% of their portfolio ROANOKE, IN 13,60213.6k $397.9k $397.9k 0.06% Reduced -21.5k -21,529
37 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 12,30412.3k $358.8k $358.8k 0.01% Unchanged
38 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 11,35111.4k $331.8k $331.8k 0.01% Added +499 +499
39 Triton Wealth Management, PLLC 0.19% of their portfolio SUN CITY, AZ 11,19211.2k $326.1k $326.1k 0.19% Unchanged
40 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 9,8079.8k $286.7k $286.7k 0.00% Added +994 +994
41 IPG Investment Advisors LLC 0.05% of their portfolio SAN DIEGO, CA 8,3568.4k $244.2k $244.2k 0.05% Added +1.3k +1,334
42 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 8,0078.0k $234.0k $234.0k 0.00% Reduced -469 -469
43 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 7,0167.0k $204.6k $204.6k 0.00% New
44 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 4,0554.1k $118.5k $118.5k 0.00% Reduced -3.6k -3,630
45 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,7893.8k $110.8k $110.8k 0.00% Reduced -3.0k -3,048
46 Hobbs Group Advisors, LLC 0.04% of their portfolio COLUMBIA, SC 3,5533.6k $103.9k $103.9k 0.04% Reduced -185 -185
47 ALBION FINANCIAL GROUP /UT 0.00% of their portfolio SALT LAKE CITY, UT 2,4632.5k $72.0k $72.0k 0.00% New
48 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,0002.0k $58.5k $58.5k 0.00% New
49 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 1,2731.3k $37.2k $37.2k 0.00% New
50 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1,1321.1k $33.1k $33.1k 0.00% Unchanged
51 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 783783 $22.9k $22.9k 0.00% Reduced -943 -943
52 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 200200 $5.8k $5.8k 0.00% New
53 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 5656 $1.6k $1.6k 0.00% New
54 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged