Vault-13

KRANESHARES TRUST KMLM

KFA MOUNT LUCAS · ETP · CUSIP 500767652

56 institutional holders -7 vs Q4 2023
2,927,5202.9m shares reported held*
$87.5mreported value*
10 new 20 added 23 reduced 16 sold out net sold ≈ $5.3m (-175.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.90. Options: 1 managers hold calls ($200.3k notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 34Q4 22: 57Q1 23: 53Q2 23: 50Q3 23: 54Q4 23: 63Q1 24: 5656Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202234
Q4 202257
Q1 202353
Q2 202350
Q3 202354
Q4 202363
Q1 202456

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 44 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 35 bought or addedQ1 23: 29 cut or sold outQ1 23Q2 23: 27 bought or addedQ2 23: 31 cut or sold outQ2 23Q3 23: 29 bought or addedQ3 23: 29 cut or sold outQ3 23Q4 23: 34 bought or addedQ4 23: 30 cut or sold outQ4 23Q1 24: 30 bought or addedQ1 24: 39 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224418
Q1 20233529
Q2 20232731
Q3 20232929
Q4 20233430
Q1 20243039

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $200.3kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$200.3k$00.00

Biggest buyers

CWM, LLC New +404,341+404.3k
Tactive Advisors, LLC New +88,838+88.8k
New York Life Investment Management LLC New +55,651+55.7k
RedJay Asset Management Inc. Added +40,000+40.0k
BANK OF MONTREAL /CAN/ Added +38,341+38.3k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +34,942+34.9k
KITCHING PARTNERS, LLC New +11,198+11.2k
Wealthcare Advisory Partners LLC Added +10,856+10.9k
LEVEL FOUR ADVISORY SERVICES, LLC New +8,145+8.1k
Longview Financial Advisors, Inc. Added +7,370+7.4k

Biggest sellers

SUMMIT WEALTH & RETIREMENT PLANNING, INC. Sold out -227,953-228.0k
JANE STREET GROUP, LLC Reduced -179,037-179.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -66,020-66.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -42,176-42.2k
Moors & Cabot, Inc. Sold out -39,150-39.1k
ORG Partners LLC Sold out -35,689-35.7k
R. W. Roge & Company, Inc. Sold out -33,677-33.7k
Naviter Wealth, LLC Reduced -26,653-26.7k
Stegent Equity Advisors, Inc. Reduced -23,819-23.8k
OSAIC HOLDINGS, INC. Reduced -22,556-22.6k

Biggest calls

Belvedere Trading LLC New $200.3k6.7k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CWM, LLC 0.06% of their portfolio OMAHA, NE 404,341404.3k $12.1m $12.1m 0.06% New
2 Wealthcare Advisory Partners LLC 0.31% of their portfolio WEST CHESTER, PA 320,966321.0k $9.6m $9.6m 0.31% Added +10.9k +10,856
3 Ancora Advisors LLC 0.19% of their portfolio Cleveland, OH 275,461275.5k $8.2m $8.2m 0.19% Reduced -5.2k -5,190
4 First Heartland Consultants, Inc. 0.46% of their portfolio LAKE ST. LOUIS, MO 148,699148.7k $4.4m $4.4m 0.46% Added +5.2k +5,248
5 Sound Financial Strategies Group, LLC 3.67% of their portfolio MADISON, MS 147,538147.5k $4.4m $4.4m 3.67% Reduced -1.2k -1,214
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 136,890136.9k $4.1m $4.1m 0.00% Reduced -7.2k -7,182
7 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 127,279127.3k $3.8m $3.8m 0.01% Added +1.9k +1,876
8 RedJay Asset Management Inc. 2.23% of their portfolio TORONTO, Z4 120,000120.0k $3.6m $3.6m 2.23% Added +40.0k +40,000
9 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 117,875117.9k $3.5m $3.5m 0.01% Reduced -5.9k -5,897
10 Longview Financial Advisors, Inc. 2.36% of their portfolio HUNTSVILLE, AL 105,120105.1k $3.1m $3.1m 2.36% Added +7.4k +7,370
11 Stegent Equity Advisors, Inc. 3.00% of their portfolio HOUSTON, TX 98,71698.7k $3.0m $3.0m 3.00% Reduced -23.8k -23,819
12 Tactive Advisors, LLC 1.41% of their portfolio Jacksonville, FL 88,83888.8k $2.7m $2.7m 1.41% New
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 72,84772.8k $2.2m $2.2m 0.00% Reduced -22.6k -22,556
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 64,59464.6k $1.9m $1.9m 0.00% Reduced -42.2k -42,176
15 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 56,87656.9k $1.7m $1.7m 0.00% Added +34.9k +34,942
16 New York Life Investment Management LLC 0.02% of their portfolio New York, NY 55,65155.7k $1.7m $1.7m 0.02% New
17 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 46,36746.4k $1.4m $1.4m 0.00% Reduced -179.0k -179,037
18 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 38,70938.7k $1.2m $1.2m 0.00% Added +38.3k +38,341
19 Cambria Investment Management, L.P. 0.07% of their portfolio Manhattan Beach, CA 37,31437.3k $1.1m $1.1m 0.07% Reduced -15 -15
20 WEALTHCARE CAPITAL MANAGEMENT LLC 0.12% of their portfolio RICHMOND, VA 36,14036.1k $1.1m $1.1m 0.12% Reduced -8.6k -8,589
21 Naviter Wealth, LLC 0.17% of their portfolio LITTLE ROCK, AR 34,68034.7k $1.0m $1.0m 0.17% Reduced -26.7k -26,653
22 Fermata Advisors, LLC 0.22% of their portfolio SONOMA, CA 33,29433.3k $995.2k $995.2k 0.22% Reduced -22.5k -22,541
23 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 28,25928.3k $839.1k $839.1k 0.00% Added +3.2k +3,218
24 CSS LLC/IL 0.06% of their portfolio CHICAGO, IL 26,37026.4k $788.2k $788.2k 0.06% Added +4.0k +4,000
25 Visionary Wealth Advisors 0.05% of their portfolio O'FALLON, IL 24,32324.3k $727.0k $727.0k 0.05% Added +2.9k +2,900
26 Cumberland Partners Ltd 0.04% of their portfolio TORONTO, A6 19,97720.0k $597.1k $597.1k 0.04% Added +1.0k +1,046
27 SteelPeak Wealth, LLC 0.03% of their portfolio WOODLAND HILLS, CA 18,52518.5k $553.7k $553.7k 0.03% Unchanged
28 NVWM, LLC 0.14% of their portfolio YARDLEY, PA 16,96517.0k $507.1k $507.1k 0.14% Added +660 +660
29 Astor Investment Management LLC 0.20% of their portfolio CHICAGO, IL 16,92816.9k $506.0k $506.0k 0.20% Reduced -9.3k -9,346
30 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 16,60316.6k $496.3k $496.3k 0.00% Reduced -14.8k -14,751
31 FMA Wealth Management, LLC 0.40% of their portfolio DUXBURY, MA 16,00316.0k $478.3k $478.3k 0.40% Added +6.8k +6,841
32 Hilltop Holdings Inc. 0.05% of their portfolio DALLAS, TX 14,89114.9k $445.1k $445.1k 0.05% Added +567 +567
33 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 13,72113.7k $410.0k $410.0k 0.00% Added +5.9k +5,916
34 AlphaStar Capital Management, LLC 0.04% of their portfolio CORNELIUS, NC 13,22813.2k $395.4k $395.4k 0.04% Added +3.3k +3,274
35 Global Assets Advisory, LLC 15.56% of their portfolio ORLANDO, FL 12,20812.2k $404.0k $404.0k 15.56% Added +49 +49
36 KITCHING PARTNERS, LLC 0.64% of their portfolio CONSHOHOCKEN, PA 11,19811.2k $334.7k $334.7k 0.64% New
37 Triton Wealth Management, PLLC 0.24% of their portfolio SUN CITY, AZ 11,19211.2k $345.2k $345.2k 0.24% Added +68 +68
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,90110.9k $325.8k $325.8k 0.00% Reduced -66.0k -66,020
39 Legacy Edge Advisors, LLC 0.07% of their portfolio SYOSSET, NY 10,59610.6k $316.7k $316.7k 0.07% Reduced -9.9k -9,854
40 MGO ONE SEVEN LLC 0.02% of their portfolio Beachwood, OH 10,46410.5k $312.8k $312.8k 0.02% Added +1.7k +1,662
41 Savvy Advisors, Inc. 0.18% of their portfolio NEW YORK, NY 10,43810.4k $312.0k $312.0k 0.18% Reduced -3.1k -3,088
42 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 10,18010.2k $304.3k $304.3k 0.01% Reduced -660 -660
43 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 9,3099.3k $278.2k $278.2k 0.01% Reduced -2.0k -1,984
44 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 8,6808.7k $259.5k $259.5k 0.00% Reduced -622 -622
45 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 8,2148.2k $245.5k $245.5k 0.01% Reduced -1.9k -1,865
46 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 8,1458.1k $234.7k $234.7k 0.01% New
47 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,8184.8k $144.0k $144.0k 0.00% Reduced -4.1k -4,088
48 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 3,3563.4k $96.7k $96.7k 0.00% New
49 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,6021.6k $47.9k $47.9k 0.00% New
50 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1,1321.1k $33.8k $33.8k 0.00% Unchanged
51 UBS Group AG 0.00% of their portfolio ZURICH, V8 582582 $17.4k $17.4k 0.00% Reduced -7.0k -7,013
52 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 400400 $11.0k $11.0k 0.00% Added +300 +300
53 Christopher J. Hasenberg, Inc 0.00% of their portfolio EAU CLAIRE, WI 113113 $3.4k $3.4k 0.00% New
54 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 33 $91 $91 0.00% New
55 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $30 $30 0.00% New
56 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged