Vault-13

KRANESHARES TRUST KMLM

KFA MOUNT LUCAS · ETP · CUSIP 500767652

50 institutional holders -3 vs Q1 2023
2,706,3482.7m shares reported held*
$82.5mreported value*
10 new 17 added 19 reduced 12 sold out net sold ≈ $37.6m (-1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.47.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 34Q4 22: 57Q1 23: 53Q2 23: 5050Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202234
Q4 202257
Q1 202353
Q2 202350

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 44 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 35 bought or addedQ1 23: 29 cut or sold outQ1 23Q2 23: 27 bought or addedQ2 23: 31 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224418
Q1 20233529
Q2 20232731

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $189.4kQ4 22 puts: $55.0kQ4 22P/C 0.29Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$189.4k$55.0k0.29
Q1 2023$0$0—
Q2 2023$0$0—

Biggest buyers

First Heartland Consultants, Inc. Added +152,964+153.0k
CAPTRUST FINANCIAL ADVISORS New +136,929+136.9k
ROYAL BANK OF CANADA Added +73,725+73.7k
R. W. Roge & Company, Inc. Added +44,461+44.5k
Global Assets Advisory, LLC New +43,965+44.0k
Wealthcare Advisory Partners LLC Added +33,112+33.1k
Triton Wealth Management, PLLC New +32,644+32.6k
Ancora Advisors LLC Added +26,872+26.9k
Stegent Equity Advisors, Inc. Added +22,284+22.3k
HighTower Advisors, LLC New +21,331+21.3k

Biggest sellers

Naviter Wealth, LLC Reduced -426,975-427.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -421,618-421.6k
MONEY CONCEPTS CAPITAL CORP Reduced -389,040-389.0k
JANE STREET GROUP, LLC Reduced -191,206-191.2k
Avestar Capital, LLC Sold out -171,151-171.2k
SUMMIT WEALTH & RETIREMENT PLANNING, INC. Reduced -119,186-119.2k
Latitude Advisors, LLC Sold out -49,647-49.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -37,792-37.8k
BANK OF MONTREAL /CAN/ Reduced -27,347-27.3k
HHM Wealth Advisors, LLC Sold out -10,060-10.1k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 First Heartland Consultants, Inc. 1.44% of their portfolio LAKE ST. LOUIS, MO 364,006364.0k $11.1m $11.1m 1.44% Added +153.0k +152,964
2 Ancora Advisors LLC 0.24% of their portfolio Cleveland, OH 300,685300.7k $9.2m $9.2m 0.24% Added +26.9k +26,872
3 PALLADIEM, LLC 8.64% of their portfolio BRYN MAWR, PA 275,760275.8k $8.4m $8.4m 8.64% Reduced -1.2k -1,225
4 Wealthcare Advisory Partners LLC 0.34% of their portfolio WEST CHESTER, PA 246,805246.8k $7.5m $7.5m 0.34% Added +33.1k +33,112
5 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 136,929136.9k $4.2m $4.2m 0.02% New
6 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 134,665134.7k $4.1m $4.1m 0.01% Reduced -191.2k -191,206
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 129,016129.0k $3.9m $3.9m 0.00% Reduced -421.6k -421,618
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 103,550103.5k $3.2m $3.2m 0.00% Added +73.7k +73,725
9 Stegent Equity Advisors, Inc. 2.75% of their portfolio HOUSTON, TX 80,76180.8k $2.5m $2.5m 2.75% Added +22.3k +22,284
10 R. W. Roge & Company, Inc. 1.61% of their portfolio BOHEMIA, NY 76,11576.1k $2.3m $2.3m 1.61% Added +44.5k +44,461
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 74,76874.8k $2.3m $2.3m 0.00% Reduced -37.8k -37,792
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 71,64471.6k $2.2m $2.2m 0.00% Added +7.4k +7,444
13 ORG Partners LLC 0.29% of their portfolio ROANOKE, IN 58,60558.6k $1.8m $1.8m 0.29% Reduced -1.4k -1,366
14 MONEY CONCEPTS CAPITAL CORP 0.17% of their portfolio PALM BEACH GARDENS, FL 55,76455.8k $1.7m $1.7m 0.17% Reduced -389.0k -389,040
15 WEALTHCARE CAPITAL MANAGEMENT LLC 0.18% of their portfolio RICHMOND, VA 50,42750.4k $1.5m $1.5m 0.18% Added +7.2k +7,156
16 WealthShield Partners, LLC 0.21% of their portfolio CARY, NC 45,40245.4k $1.4m $1.4m 0.21% Reduced -6.9k -6,927
17 Global Assets Advisory, LLC 1.22% of their portfolio ORLANDO, FL 43,96544.0k $1.3m $1.3m 1.22% New
18 Astor Investment Management LLC 0.45% of their portfolio CHICAGO, IL 43,26143.3k $1.3m $1.3m 0.45% Reduced -240 -240
19 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 0.51% of their portfolio EAGLE, ID 42,23042.2k $1.3m $1.3m 0.51% Reduced -119.2k -119,186
20 Triton Wealth Management, PLLC 0.57% of their portfolio SUN CITY, AZ 32,64432.6k $1.0m $1.0m 0.57% New
21 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 23,95624.0k $729.9k $729.9k 0.01% Added +11.1k +11,141
22 Provident Wealth Management, LLC 0.34% of their portfolio BRENTWOOD, TN 22,91622.9k $698.2k $698.2k 0.34% Reduced -1.9k -1,950
23 AlphaQ Advisors LLC 0.50% of their portfolio Winter Park, FL 22,27322.3k $678.6k $678.6k 0.50% Added +1.1k +1,091
24 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 21,33121.3k $646.0k $646.0k 0.00% New
25 Cumberland Partners Ltd 0.05% of their portfolio TORONTO, A6 19,10819.1k $582.2k $582.2k 0.05% Added +1.1k +1,056
26 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 19,01519.0k $579.3k $579.3k 0.01% Added +5.6k +5,582
27 SteelPeak Wealth, LLC 0.03% of their portfolio WOODLAND HILLS, CA 18,27518.3k $556.8k $556.8k 0.03% Added +1.6k +1,600
28 Moors & Cabot, Inc. 0.04% of their portfolio BOSTON, MA 17,90017.9k $545.4k $545.4k 0.04% Added +5.0k +5,000
29 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 17,04817.0k $519.4k $519.4k 0.03% Reduced -1.9k -1,873
30 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 15,90115.9k $484.5k $484.5k 0.00% Added +3.0k +3,000
31 WFA of San Diego, LLC 0.47% of their portfolio SAN DIEGO, CA 15,58415.6k $474.8k $474.8k 0.47% Reduced -4.8k -4,776
32 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 14,24414.2k $434.0k $434.0k 0.00% New
33 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 13,54613.5k $412.7k $412.7k 0.00% Unchanged
34 Naviter Wealth, LLC 0.10% of their portfolio LITTLE ROCK, AR 13,26513.3k $404.2k $404.2k 0.10% Reduced -427.0k -426,975
35 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 11,97012.0k $364.7k $364.7k 0.00% Reduced -229 -229
36 Visionary Wealth Advisors 0.03% of their portfolio O'FALLON, IL 11,23011.2k $342.2k $342.2k 0.03% New
37 ProVise Management Group, LLC 0.03% of their portfolio CLEARWATER, FL 10,59110.6k $322.7k $322.7k 0.03% Reduced -3.5k -3,529
38 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 10,53310.5k $320.9k $320.9k 0.01% Added +620 +620
39 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 10,48210.5k $319.4k $319.4k 0.00% Reduced -1.1k -1,072
40 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 7,9558.0k $242.4k $242.4k 0.00% Reduced -547 -547
41 SILVERLAKE WEALTH MANAGEMENT LLC 0.12% of their portfolio WILLISTON, VT 6,7956.8k $207.0k $207.0k 0.12% Unchanged
42 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 6,6866.7k $203.0k $203.0k 0.00% New
43 NVWM, LLC 0.02% of their portfolio YARDLEY, PA 2,0652.1k $62.9k $62.9k 0.02% Added +171 +171
44 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 2,0002.0k $60.9k $60.9k 0.00% New
45 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,9081.9k $58.1k $58.1k 0.00% New
46 Worth Asset Management, LLC 0.03% of their portfolio DALLAS, TX 1,3601.4k $41.4k $41.4k 0.03% Unchanged
47 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 785785 $24.0k $24.0k 0.00% Reduced -27.3k -27,347
48 Balefire, LLC 0.01% of their portfolio DALLAS, TX 614614 $18.7k $18.7k 0.01% New
49 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1010 $305 $305 0.00% Unchanged
50 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Reduced -54 -54