Vault-13

KRANESHARES TRUST KMLM

KFA MOUNT LUCAS · ETP · CUSIP 500767652

53 institutional holders -4 vs Q4 2022
4,081,8074.1m shares reported held*
$140.2mreported value*
14 new 21 added 12 reduced 17 sold out net bought ≈ $42.1m (+751.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.36.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 34Q4 22: 57Q1 23: 5353Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202234
Q4 202257
Q1 202353

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 44 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 35 bought or addedQ1 23: 29 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224418
Q1 20233529

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $189.4kQ4 22 puts: $55.0kQ4 22P/C 0.29Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$189.4k$55.0k0.29
Q1 2023$0$0—

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +430,820+430.8k
Naviter Wealth, LLC Added +353,573+353.6k
JANE STREET GROUP, LLC Added +233,202+233.2k
First Heartland Consultants, Inc. New +211,042+211.0k
Ancora Advisors LLC Added +166,604+166.6k
SUMMIT WEALTH & RETIREMENT PLANNING, INC. New +161,416+161.4k
PALLADIEM, LLC Added +118,185+118.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +86,487+86.5k
Avestar Capital, LLC Added +48,487+48.5k
Wealthcare Advisory Partners LLC Added +48,459+48.5k

Biggest sellers

MONEY CONCEPTS CAPITAL CORP Reduced -802,662-802.7k
STATE STREET CORP Sold out -204,678-204.7k
ROYAL BANK OF CANADA Reduced -87,787-87.8k
WESPAC Advisors, LLC Sold out -52,731-52.7k
MAINSTAY CAPITAL MANAGEMENT LLC /ADV Sold out -48,075-48.1k
Fermata Advisors, LLC Reduced -40,570-40.6k
Meredith Wealth Planning Sold out -27,598-27.6k
MML INVESTORS SERVICES, LLC Sold out -21,121-21.1k
Cetera Advisors LLC Sold out -18,560-18.6k
Sigma Planning Corp Sold out -14,714-14.7k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 550,634550.6k $16.2m $16.2m 0.01% Added +430.8k +430,820
2 MONEY CONCEPTS CAPITAL CORP 1.84% of their portfolio PALM BEACH GARDENS, FL 444,804444.8k $33.0m $33.0m 1.84% Reduced -802.7k -802,662
3 Naviter Wealth, LLC 4.54% of their portfolio LITTLE ROCK, AR 440,240440.2k $13.0m $13.0m 4.54% Added +353.6k +353,573
4 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 325,871325.9k $9.6m $9.6m 0.02% Added +233.2k +233,202
5 PALLADIEM, LLC 8.70% of their portfolio BRYN MAWR, PA 276,985277.0k $8.2m $8.2m 8.70% Added +118.2k +118,185
6 Ancora Advisors LLC 0.23% of their portfolio Cleveland, OH 273,813273.8k $8.1m $8.1m 0.23% Added +166.6k +166,604
7 Wealthcare Advisory Partners LLC 0.27% of their portfolio WEST CHESTER, PA 213,693213.7k $6.3m $6.3m 0.27% Added +48.5k +48,459
8 First Heartland Consultants, Inc. 0.94% of their portfolio LAKE ST. LOUIS, MO 211,042211.0k $6.2m $6.2m 0.94% New
9 Avestar Capital, LLC 1.02% of their portfolio New York, NY 171,151171.2k $5.0m $5.0m 1.02% Added +48.5k +48,487
10 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 1.78% of their portfolio EAGLE, ID 161,416161.4k $4.8m $4.8m 1.78% New
11 Quantitative Advantage, LLC 0.61% of their portfolio MINNETONKA, MN 141,772141.8k $4.2m $4.2m 0.61% Reduced -3.5k -3,479
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 112,560112.6k $3.3m $3.3m 0.01% Added +86.5k +86,487
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 64,20064.2k $1.9m $1.9m 0.00% Added +14.1k +14,108
14 ORG Partners LLC 0.43% of their portfolio ROANOKE, IN 59,97160.0k $1.8m $1.8m 0.43% First filing
15 Stegent Equity Advisors, Inc. 1.71% of their portfolio HOUSTON, TX 58,47758.5k $1.7m $1.7m 1.71% Reduced -1.7k -1,699
16 WealthShield Partners, LLC 0.25% of their portfolio CARY, NC 52,32952.3k $1.5m $1.5m 0.25% Added +1.0k +1,049
17 Latitude Advisors, LLC 1.06% of their portfolio YORKVILLE, IL 49,64749.6k $1.5m $1.5m 1.06% Reduced -2.4k -2,360
18 Astor Investment Management LLC 0.41% of their portfolio CHICAGO, IL 43,50143.5k $1.3m $1.3m 0.41% New
19 WEALTHCARE CAPITAL MANAGEMENT LLC 0.16% of their portfolio RICHMOND, VA 43,27143.3k $1.3m $1.3m 0.16% Added +12.3k +12,339
20 R. W. Roge & Company, Inc. 0.60% of their portfolio BOHEMIA, NY 31,65431.7k $933.0k $933.0k 0.60% New
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 29,82529.8k $879.0k $879.0k 0.00% Reduced -87.8k -87,787
22 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 28,13228.1k $837.2k $837.2k 0.00% Added +26.3k +26,307
23 Provident Wealth Management, LLC 0.38% of their portfolio BRENTWOOD, TN 24,86624.9k $733.0k $733.0k 0.38% Reduced -600 -600
24 AlphaQ Advisors LLC 0.53% of their portfolio Winter Park, FL 21,18221.2k $624.4k $624.4k 0.53% New
25 WFA of San Diego, LLC 0.63% of their portfolio SAN DIEGO, CA 20,36020.4k $600.2k $600.2k 0.63% Added +15.5k +15,537
26 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 18,92118.9k $557.8k $557.8k 0.03% Added +215 +215
27 Cumberland Partners Ltd 0.05% of their portfolio TORONTO, A6 18,05218.1k $532.2k $532.2k 0.05% Added +2.6k +2,621
28 SteelPeak Wealth, LLC 0.03% of their portfolio WOODLAND HILLS, CA 16,67516.7k $491.6k $491.6k 0.03% New
29 ProVise Management Group, LLC 0.04% of their portfolio CLEARWATER, FL 14,12014.1k $416.3k $416.3k 0.04% Reduced -2.1k -2,122
30 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 13,54613.5k $399.3k $399.3k 0.00% Unchanged
31 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 13,43313.4k $396.0k $396.0k 0.01% New
32 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 12,90112.9k $380.3k $380.3k 0.00% Reduced -7.2k -7,244
33 Moors & Cabot, Inc. 0.03% of their portfolio BOSTON, MA 12,90012.9k $380.3k $380.3k 0.03% New
34 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 12,81512.8k $377.8k $377.8k 0.00% Added +3.9k +3,854
35 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 12,19912.2k $359.6k $359.6k 0.00% New
36 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 11,55411.6k $340.6k $340.6k 0.00% Added +834 +834
37 HHM Wealth Advisors, LLC 0.06% of their portfolio CHATTANOOGA, TN 10,06010.1k $296.6k $296.6k 0.06% New
38 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 9,9139.9k $292.2k $292.2k 0.01% Added +9.8k +9,813
39 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 8,5028.5k $250.6k $250.6k 0.00% New
40 PFG Advisors 0.02% of their portfolio Phoenix, AZ 8,4758.5k $249.8k $249.8k 0.02% Added +467 +467
41 Fermata Advisors, LLC 0.15% of their portfolio SONOMA, CA 8,1848.2k $241.3k $241.3k 0.15% Reduced -40.6k -40,570
42 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 6,9697.0k $205.4k $205.4k 0.01% New
43 SILVERLAKE WEALTH MANAGEMENT LLC 0.12% of their portfolio WILLISTON, VT 6,7956.8k $200.3k $200.3k 0.12% Unchanged
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,8534.9k $143.0k $143.0k 0.00% Added +4.7k +4,654
45 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 3,4503.5k $101.7k $101.7k 0.01% New
46 NVWM, LLC 0.02% of their portfolio YARDLEY, PA 1,8941.9k $55.8k $55.8k 0.02% Added +205 +205
47 Worth Asset Management, LLC 0.03% of their portfolio DALLAS, TX 1,3601.4k $40.1k $40.1k 0.03% Reduced -960 -960
48 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 954954 $28.1k $28.1k 0.00% Reduced -295 -295
49 Fortis Capital Advisors, LLC 0.02% of their portfolio PRAIRIE VILLAGE, KS 954954 $28.1k $28.1k 0.02% Reduced -295 -295
50 Baker Avenue Asset Management, LP 0.00% of their portfolio SAN FRANCISCO, CA 828828 $24.4k $24.4k 0.00% New
51 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 5454 $1.6k $1.6k 0.00% Unchanged
52 TOTH FINANCIAL ADVISORY CORP 0.00% of their portfolio LEESBURG, VA 4040 $1.2k $1.2k 0.00% Unchanged
53 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1010 $295 $295 0.00% Unchanged