Vault-13

KNOWBE4 INC

CL A · CUSIP 49926T104 · ISIN US49926T1043

178 institutional holders -6 vs Q3 2022
87,072,92887.1m shares reported held*
$2.2bnreported value*
47 new 53 added 55 reduced 59 sold out net bought ≈ $200.4m (+8.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.77. Options: 11 managers hold calls ($8.6m notional), 4 hold puts ($1.4m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 184Q4 22: 178178Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022184
Q4 2022178

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ3 22 calls: $17.0mQ3 22 puts: $8.2mQ3 22P/C 0.48Q4 22 calls: $8.6mQ4 22 puts: $1.4mQ4 22P/C 0.17
Numbers
QuarterCallsPutsP/C
Q3 2022$17.0m$8.2m0.48
Q4 2022$8.6m$1.4m0.17

Biggest buyers

NEXPOINT ASSET MANAGEMENT, L.P. New +4,103,034+4.1m
FIL Ltd New +3,567,000+3.6m
Pentwater Capital Management LP Added +1,920,158+1.9m
ALPINE ASSOCIATES MANAGEMENT INC. New +1,840,000+1.8m
STRS OHIO Added +1,587,600+1.6m
GOLDMAN SACHS GROUP INC Added +1,341,288+1.3m
Man Group plc New +1,179,823+1.2m
UBS Group AG Added +1,121,584+1.1m
WATER ISLAND CAPITAL LLC New +954,644+954.6k
FIRST TRUST ADVISORS LP Added +840,582+840.6k

Biggest sellers

EVENTIDE ASSET MANAGEMENT, LLC Sold out -3,267,317-3.3m
FMR LLC Reduced -3,150,140-3.2m
Invesco Ltd. Reduced -3,099,615-3.1m
ArrowMark Colorado Holdings LLC Sold out -1,675,383-1.7m
CAT ROCK CAPITAL MANAGEMENT LP Sold out -1,215,742-1.2m
JENNISON ASSOCIATES LLC Reduced -1,041,727-1.0m
ASHFORD CAPITAL MANAGEMENT INC Sold out -1,035,280-1.0m
Davidson Kempner Capital Management LP Sold out -835,949-835.9k
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ Sold out -688,810-688.8k
Alyeska Investment Group, L.P. Sold out -539,368-539.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.9m156.7k shares
SIMPLEX TRADING, LLC Added $1.4m57.9k shares
GROUP ONE TRADING LLC Added $1.2m47.0k shares
CSS LLC/IL New $959.0k38.7k shares
Walleye Trading LLC New $451.0k18.2k shares
JANE STREET GROUP, LLC Reduced $396.5k16.0k shares
Greenland Capital Management LP First filing $174.3k265.5k shares
CITADEL ADVISORS LLC Reduced $163.5k6.6k shares
Cutler Group LLC / CA Added $6.0k48.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.0m40.7k shares
SIMPLEX TRADING, LLC Added $262.0k10.6k shares
CITADEL ADVISORS LLC Reduced $158.6k6.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VISTA EQUITY PARTNERS MANAGEMENT, LLC 6.24% of their portfolio San Francisco, CA 16,432,96016.4m $407.2m $407.2m 6.24% Unchanged
2 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 8,327,9568.3m $206.4m $206.4m 0.01% Added +177.1k +177,126
3 BlackRock Inc. 0.00% of their portfolio New York, NY 5,534,8845.5m $137.2m $137.2m 0.00% Added +602.3k +602,312
4 VOYA INVESTMENT MANAGEMENT LLC 0.14% of their portfolio ATLANTA, GA 4,841,7684.8m $120.0m $120.0m 0.14% Reduced -223.3k -223,320
5 NEXPOINT ASSET MANAGEMENT, L.P. 7.92% of their portfolio Dallas, TX 4,103,0344.1m $101.7m $101.7m 7.92% New
6 FIL Ltd 0.11% of their portfolio HAMILTON, D0 3,567,0003.6m $88.4m $88.4m 0.11% New
7 FIRST TRUST ADVISORS LP 0.10% of their portfolio Wheaton, IL 3,236,7693.2m $80.2m $80.2m 0.10% Added +840.6k +840,582
8 Invesco Ltd. 0.02% of their portfolio ATLANTA, GA 2,563,9202.6m $63.5m $63.5m 0.02% Reduced -3.1m -3,099,615
9 PRINCIPAL FINANCIAL GROUP INC 0.04% of their portfolio DES MOINES, IA 2,263,2832.3m $56.1m $56.1m 0.04% Reduced -394.9k -394,906
10 Pentwater Capital Management LP 1.51% of their portfolio Naples, FL 1,945,1581.9m $48.2m $48.2m 1.51% Added +1.9m +1,920,158
11 ALPINE ASSOCIATES MANAGEMENT INC. 2.08% of their portfolio PALM BEACH, FL 1,840,0001.8m $45.6m $45.6m 2.08% New
12 JENNISON ASSOCIATES LLC 0.05% of their portfolio NEW YORK, NY 1,794,8071.8m $44.5m $44.5m 0.05% Reduced -1.0m -1,041,727
13 STRS OHIO 0.18% of their portfolio COLUMBUS, OH 1,635,5001.6m $40.5m $40.5m 0.18% Added +1.6m +1,587,600
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,533,2031.5m $38.0m $38.0m 0.00% Added +54.8k +54,770
15 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 1,488,6881.5m $36.9m $36.9m 0.01% Added +103.1k +103,145
16 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,435,9321.4m $35.6m $35.6m 0.01% Added +1.3m +1,341,288
17 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,211,4361.2m $30.0m $30.0m 0.01% Added +1.1m +1,121,584
18 Man Group plc 0.10% of their portfolio LONDON, X0 1,179,8231.2m $29.2m $29.2m 0.10% New
19 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 1,067,2001.1m $26.4m $26.4m 0.04% Added +156.8k +156,800
20 Balyasny Asset Management L.P. 0.09% of their portfolio Chicago, IL 1,024,8331.0m $25.4m $25.4m 0.09% Added +141.8k +141,828
21 WATER ISLAND CAPITAL LLC 2.00% of their portfolio NEW YORK, NY 954,644954.6k $23.7m $23.7m 2.00% New
22 AQR Arbitrage LLC 0.53% of their portfolio Greenwich, CT 831,051831.1k $20.6m $20.6m 0.53% Added +737.3k +737,301
23 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 785,681785.7k $19.5m $19.5m 0.01% Added +12.4k +12,444
24 Beryl Capital Management LLC 7.68% of their portfolio REDONDO BEACH, CA 769,751769.8k $19.1m $19.1m 7.68% New
25 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 711,299711.3k $17.6m $17.6m 0.00% Added +25.1k +25,123
26 TOKIO MARINE ASSET MANAGEMENT CO LTD 1.35% of their portfolio Tokyo, M0 699,710699.7k $17.3m $17.3m 1.35% New
27 P SCHOENFELD ASSET MANAGEMENT LP 1.93% of their portfolio NEW YORK, NY 665,700665.7k $16.5m $16.5m 1.93% New
28 New York Life Investment Management LLC 0.18% of their portfolio New York, NY 625,091625.1k $15.5m $15.5m 0.18% New
29 PSquared Asset Management AG 4.34% of their portfolio ZURICH, V8 610,000610.0k $15.1m $15.1m 4.34% New
30 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 608,584608.6k $15.1m $15.1m 0.00% Added +31.4k +31,361
31 GABELLI FUNDS LLC 0.10% of their portfolio Rye, NY 520,511520.5k $12.9m $12.9m 0.10% New
32 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 511,784511.8k $12.7m $12.7m 0.00% Added +254.7k +254,723
33 Ergoteles LLC 0.45% of their portfolio NEW YORK, NY 493,887493.9k $12.2m $12.2m 0.45% New
34 Polar Asset Management Partners Inc. 0.17% of their portfolio TORONTO, A6 480,374480.4k $11.9m $11.9m 0.17% New
35 BARDIN HILL MANAGEMENT PARTNERS LP 2.53% of their portfolio NEW YORK, NY 466,432466.4k $11.6m $11.6m 2.53% Added +424.4k +424,432
36 Schonfeld Strategic Advisors LLC 0.09% of their portfolio NEW YORK, NY 457,757457.8k $11.3m $11.3m 0.09% Added +440.7k +440,657
37 TIG Advisors, LLC 0.77% of their portfolio New York, NY 453,668453.7k $11.2m $11.2m 0.77% Reduced -30.9k -30,941
38 ETF MANAGERS GROUP, LLC 0.51% of their portfolio Summit, NJ 438,696438.7k $10.9m $10.9m 0.51% Added +42.9k +42,897
39 Magnetar Financial LLC 0.18% of their portfolio EVANSTON, IL 434,333434.3k $10.8m $10.8m 0.18% New
40 NORGES BANK 0.00% of their portfolio OSLO, Q8 389,130389.1k $9.6m $9.6m 0.00% Added +280.7k +280,718
41 Qube Research & Technologies Ltd 0.06% of their portfolio LONDON, X0 371,306371.3k $9.2m $9.2m 0.06% New
42 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.05% of their portfolio TORONTO, A6 364,100364.1k $9.0m $9.0m 0.05% Added +265.1k +265,100
43 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 271,073271.1k $6.7m $6.7m 0.00% Reduced -70.3k -70,328
44 Westchester Capital Management, LLC 0.19% of their portfolio VALHALLA, NY 264,759264.8k $6.6m $6.6m 0.19% New
45 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.01% of their portfolio BOSTON, MA 263,896263.9k $6.5m $6.5m 0.01% Reduced -26.0k -26,044
46 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 249,426249.4k $6.2m $6.2m 0.00% Added +40.5k +40,459
47 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 244,845244.8k $6.1m $6.1m 0.01% Added +181.4k +181,420
48 NORDEA INVESTMENT MANAGEMENT AB 0.01% of their portfolio STOCKHOLM, V7 241,132241.1k $6.0m $6.0m 0.01% Reduced -13.0k -12,989
49 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 0.09% of their portfolio Stamford, CT 238,673238.7k $5.9m $5.9m 0.09% Reduced -281.7k -281,669
50 GABELLI & Co INVESTMENT ADVISERS, INC. 1.22% of their portfolio Rye, NY 231,950231.9k $5.7m $5.7m 1.22% New
51 KRYGER CAPITAL Ltd 0.86% of their portfolio LONDON, X0 228,442228.4k $5.7m $5.7m 0.86% Reduced -14.9k -14,861
52 IQ EQ FUND MANAGEMENT (IRELAND) Ltd 1.10% of their portfolio DUBLIN 2, L2 217,321217.3k $5.4m $5.4m 1.10% Reduced -40.5k -40,534
53 NISA INVESTMENT ADVISORS, LLC 0.04% of their portfolio ST. LOUIS, MO 205,799205.8k $5.1m $5.1m 0.04% Added +203.0k +203,000
54 Public Sector Pension Investment Board 0.04% of their portfolio MONTREAL, A8 198,000198.0k $4.9m $4.9m 0.04% New
55 Swiss National Bank 0.00% of their portfolio ZURICH, V8 182,800182.8k $4.5m $4.5m 0.00% Added +13.5k +13,500
56 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 182,500182.5k $4.5m $4.5m 0.01% Added +165.4k +165,419
57 EHP Funds Inc. 0.94% of their portfolio TORONTO, Z4 180,000180.0k $4.5m $4.5m 0.94% Reduced -20.0k -20,000
58 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.07% of their portfolio BALA CYNWYD, PA 167,432167.4k $4.1m $4.1m 0.07% Unchanged
59 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 165,227165.2k $4.1m $4.1m 0.00% Added +79.9k +79,916
60 Crabel Capital Management, LLC 1.48% of their portfolio MILWAUKEE, WI 164,406164.4k $4.1m $4.1m 1.48% New
61 Trium Capital LLP 1.80% of their portfolio LONDON, X0 159,110159.1k $3.9m $3.9m 1.80% First filing
62 S SQUARED TECHNOLOGY, LLC 2.63% of their portfolio RYE, NY 156,800156.8k $3.9m $3.9m 2.63% Reduced -42.0k -42,001
63 Chicago Capital Management, LLC 3.43% of their portfolio CHICAGO, IL 152,615152.6k $3.8m $3.8m 3.43% New
64 Vestcor Inc 0.13% of their portfolio FREDERICTON, A3 140,000140.0k $3.5m $3.5m 0.13% Added +40.0k +40,000
65 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 111,634111.6k $2.8m $2.8m 0.00% Added +30.2k +30,218
66 Dynamic Technology Lab Private Ltd 0.27% of their portfolio SINGAPORE, U0 110,721110.7k $2.7m $2.7m 0.27% Added +71.7k +71,718
67 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 95,02195.0k $2.4m $2.4m 0.00% Added +5.8k +5,790
68 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 94,94394.9k $2.4m $2.4m 0.00% Added +4.5k +4,513
69 Weiss Multi-Strategy Advisers LLC 0.06% of their portfolio NEW YORK, NY 89,49889.5k $2.2m $2.2m 0.06% Added +14.5k +14,498
70 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 82,40082.4k $2.0m $2.0m 0.01% Reduced -36.0k -36,000
71 GAMCO INVESTORS, INC. ET AL 0.02% of their portfolio GREENWICH, CT 80,99981.0k $2.0m $2.0m 0.02% New
72 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 80,48280.5k $2.0m $2.0m 0.00% Added +40.4k +40,359
73 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 79,60179.6k $2.0m $2.0m 0.00% Reduced -152.1k -152,136
74 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 77,70477.7k $1.9m $1.9m 0.00% Added +29.1k +29,056
75 PRELUDE CAPITAL MANAGEMENT, LLC 0.11% of their portfolio NEW YORK, NY 69,39469.4k $1.7m $1.7m 0.11% Added +46.4k +46,396
76 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 65,73865.7k $1.6m $1.6m 0.00% New
77 Varenne Capital Partners 1.15% of their portfolio PARIS, I0 63,16963.2k $1.6m $1.6m 1.15% New
78 Crystalline Management Inc. 0.76% of their portfolio Montreal, Quebec, Z4 61,00061.0k $1.5m $1.5m 0.76% First filing
79 DLD Asset Management, LP 0.15% of their portfolio NEW YORK, NY 60,24560.2k $1.5m $1.5m 0.15% New
80 Kellner Capital, LLC 1.62% of their portfolio NEW YORK, NY 56,10056.1k $1.4m $1.4m 1.62% New
81 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 55,82955.8k $1.4m $1.4m 0.00% Added +4.7k +4,694
82 First Trust Capital Management L.P. 0.07% of their portfolio CHICAGO, IL 53,20053.2k $1.3m $1.3m 0.07% New
83 DekaBank Deutsche Girozentrale 0.00% of their portfolio FRANKFURT, 2M 50,00050.0k $1.2m $1.2m 0.00% Unchanged
84 Diametric Capital, LP 0.57% of their portfolio BOSTON, MA 47,73247.7k $1.2m $1.2m 0.57% New
85 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 47,68547.7k $1.2m $1.2m 0.00% Reduced -94.5k -94,533
86 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 46,94446.9k $1.2m $1.2m 0.00% First filing
87 ZACKS INVESTMENT MANAGEMENT 0.02% of their portfolio Chicago, IL 43,75543.8k $1.1m $1.1m 0.02% New
88 GAM Holding AG 0.09% of their portfolio Zurich, V8 43,70043.7k $1.1m $1.1m 0.09% New
89 WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio CHICAGO, IL 42,51242.5k $1.1m $1.1m 0.02% New
90 Jump Financial, LLC 0.05% of their portfolio Chicago, IL 41,67241.7k $1.0m $1.0m 0.05% Reduced -32.9k -32,872
91 Summit Trail Advisors, LLC 0.05% of their portfolio NEW YORK, NY 41,62641.6k $1.0m $1.0m 0.05% Added +80 +80
92 MetLife Investment Management, LLC 0.01% of their portfolio Whippany, NJ 38,80838.8k $961.7k $961.7k 0.01% Unchanged
93 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 36,26736.3k $898.7k $898.7k 0.01% Reduced -151.3k -151,348
94 AMERICAN INTERNATIONAL GROUP, INC. 0.01% of their portfolio New York, NY 34,45734.5k $853.8k $853.8k 0.01% Reduced -126 -126
95 Centiva Capital, LP 0.07% of their portfolio New York, NY 33,55733.6k $831.5k $831.5k 0.07% Reduced -1.4k -1,443
96 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 32,44532.4k $804.0k $804.0k 0.00% Added +2.3k +2,258
97 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 31,99832.0k $793.0k $793.0k 0.00% Added +8.9k +8,944
98 Legal & General Group Plc 0.00% of their portfolio London, X0 31,20731.2k $773.3k $773.3k 0.00% Added +1.7k +1,737
99 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 30,37730.4k $752.7k $752.7k 0.00% New
100 Values First Advisors, Inc. 0.52% of their portfolio JOHNSON CITY, TN 29,99130.0k $743.2k $743.2k 0.52% Reduced -10.1k -10,067