Vault-13

KNIGHTSCOPE INC

CLASS A COM · CUSIP 49907V102

39 institutional holders +4 vs Q2 2023
3,958,3644.0m shares reported held*
$3.1mreported value*
11 new 15 added 4 reduced 6 sold out net bought ≈ $917.3k (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.79.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 23Q4 22: 21Q1 23: 28Q2 23: 35Q3 23: 3939Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202223
Q4 202221
Q1 202328
Q2 202335
Q3 202339

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 6 bought or addedQ4 22: 8 cut or sold outQ4 22Q1 23: 13 bought or addedQ1 23: 5 cut or sold outQ1 23Q2 23: 17 bought or addedQ2 23: 6 cut or sold outQ2 23Q3 23: 26 bought or addedQ3 23: 10 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202268
Q1 2023135
Q2 2023176
Q3 20232610

Biggest buyers

VANGUARD GROUP INC Added +974,000+974.0k
GEODE CAPITAL MANAGEMENT, LLC Added +134,026+134.0k
BlackRock Inc. Added +111,056+111.1k
KESTRA PRIVATE WEALTH SERVICES, LLC New +62,800+62.8k
Kingsview Wealth Management, LLC Added +48,250+48.2k
RENAISSANCE TECHNOLOGIES LLC New +37,100+37.1k
OSAIC HOLDINGS, INC. Added +34,500+34.5k
STATE STREET CORP Added +34,000+34.0k
Independent Advisor Alliance Added +29,250+29.2k
Squarepoint Ops LLC New +26,306+26.3k

Biggest sellers

SYMMETRY PEAK MANAGEMENT LLC Sold out -150,000-150.0k
Ayrton Capital LLC Sold out -127,902-127.9k
Virtu Financial LLC Reduced -59,125-59.1k
Tower Research Capital LLC (TRC) Reduced -31,790-31.8k
Creative Planning Sold out -31,478-31.5k
Cubist Systematic Strategies, LLC Sold out -28,688-28.7k
ROYAL BANK OF CANADA Reduced -22,815-22.8k
Copperwynd Financial, LLC Reduced -22,415-22.4k
BANK OF AMERICA CORP /DE/ Sold out -10,000-10.0k
IFP Advisors, Inc Sold out -4,000-4.0k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,469,1082.5m $2.0m $2.0m 0.00% Added +974.0k +974,000
2 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 368,904368.9k $292.6k $292.6k 0.00% Added +134.0k +134,026
3 BlackRock Inc. 0.00% of their portfolio New York, NY 113,374113.4k $89.9k $89.9k 0.00% Added +111.1k +111,056
4 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 99,60999.6k $79.0k $79.0k 0.00% Added +34.0k +34,000
5 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 94,30094.3k $74.8k $74.8k 0.00% Added +48.2k +48,250
6 Cornerstone Wealth Group, LLC 0.01% of their portfolio HUNTERSVILLE, NC 90,63090.6k $71.9k $71.9k 0.01% Added +7.0k +7,000
7 CIBC Asset Management Inc 0.00% of their portfolio TORONTO, Z4 63,59763.6k $50.4k $50.4k 0.00% Unchanged
8 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 62,80062.8k $49.8k $49.8k 0.00% New
9 CHATHAM CAPITAL GROUP, INC. 0.01% of their portfolio SAVANNAH, GA 49,99450.0k $39.6k $39.6k 0.01% Unchanged
10 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 47,39847.4k $37.6k $37.6k 0.00% Unchanged
11 Independent Advisor Alliance 0.00% of their portfolio CHARLOTTE, NC 42,85042.9k $34.0k $34.0k 0.00% Added +29.2k +29,250
12 Delta Investment Management, LLC 0.01% of their portfolio SAN FRANCISCO, CA 38,88838.9k $30.8k $30.8k 0.01% Unchanged
13 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 37,10037.1k $29.0k $29.0k 0.00% New
14 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 36,44136.4k $28.9k $28.9k 0.00% Added +5.5k +5,520
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 35,91135.9k $28.5k $28.5k 0.00% Added +34.5k +34,500
16 Virtu Financial LLC 0.00% of their portfolio New York, NY 32,62832.6k $26.0k $26.0k 0.00% Reduced -59.1k -59,125
17 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 26,30626.3k $20.9k $20.9k 0.00% New
18 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 24,20024.2k $19.2k $19.2k 0.00% Added +19.2k +19,200
19 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 23,00423.0k $18.2k $18.2k 0.00% New
20 High Falls Advisors, Inc 0.01% of their portfolio ROCHESTER, NY 23,00023.0k $18.2k $18.2k 0.01% New
21 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 20,00020.0k $15.9k $15.9k 0.00% New
22 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 18,21118.2k $14.4k $14.4k 0.00% Unchanged
23 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 15,47915.5k $12.3k $12.3k 0.00% Added +200 +200
24 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 15,43215.4k $12.2k $12.2k 0.00% New
25 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 13,79313.8k $10.9k $10.9k 0.00% New
26 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 13,00013.0k $10.3k $10.3k 0.00% Added +3.0k +3,000
27 Copperwynd Financial, LLC 0.00% of their portfolio SCOTTSDALE, AZ 12,50012.5k $9.9k $9.9k 0.00% Reduced -22.4k -22,415
28 DOVER ADVISORS, LLC 0.01% of their portfolio RICHMOND, VA 12,50012.5k $9.9k $9.9k 0.01% Unchanged
29 HBW ADVISORY SERVICES LLC 0.00% of their portfolio SIMI VALLEY, CA 11,00011.0k $9.0k $9.0k 0.00% New
30 Ground Swell Capital, LLC 0.01% of their portfolio FOLLY BEACH, SC 10,87910.9k $8.6k $8.6k 0.01% New
31 RIDGECREST WEALTH PARTNERS, LLC 0.01% of their portfolio MILL VALLEY, CA 10,00010.0k $7.9k $7.9k 0.01% Unchanged
32 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 7,7477.7k $6.1k $6.1k 0.00% Reduced -31.8k -31,790
33 UBS Group AG 0.00% of their portfolio ZURICH, V8 7,6147.6k $6.0k $6.0k 0.00% Added +520 +520
34 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,7906.8k $5.4k $5.4k 0.00% Unchanged
35 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 2,2122.2k $1.8k $1.8k 0.00% Added +1.1k +1,106
36 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 825825 $655 $655 0.00% Added +70 +70
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 285285 $0 $0 0.00% Reduced -22.8k -22,815
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5555 $44 $44 0.00% New
39 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged