Vault-13

KINETA INC PTI

COM · Common Stock · CUSIP 49461C102

19 institutional holders +1 vs Q2 2023
1,243,5621.2m shares reported held*
$4.2mreported value*
4 new 4 added 4 reduced 3 sold out net sold ≈ $306.2k (-90.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.40. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

01020Q4 22: 14Q1 23: 14Q2 23: 18Q3 23: 1919Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q4 202214
Q1 202314
Q2 202318
Q3 202319

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q1 23: 9 bought or addedQ1 23: 5 cut or sold outQ1 23Q2 23: 10 bought or addedQ2 23: 4 cut or sold outQ2 23Q3 23: 8 bought or addedQ3 23: 7 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q1 202395
Q2 2023104
Q3 202387

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ4 22 calls: $512.4kQ4 22 puts: $174.6kQ4 22P/C 0.34Q1 23 calls: $171.1kQ1 23 puts: $66.2kQ1 23P/C 0.39Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$512.4k$174.6k0.34
Q1 2023$171.1k$66.2k0.39
Q2 2023$0$0—
Q3 2023$0$0—

Biggest buyers

Biggest sellers

COLONY GROUP LLC Sold out -139,201-139.2k
CIBC Asset Management Inc Sold out -13,518-13.5k
RENAISSANCE TECHNOLOGIES LLC Reduced -13,372-13.4k
BlackRock Inc. Reduced -574-574
UBS Group AG Sold out -448-448
Tower Research Capital LLC (TRC) Reduced -382-382
WELLS FARGO & COMPANY/MN Reduced -15-15

Biggest calls

Biggest puts

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: ARMISTICE CAPITAL, LLC (3.6%, 2025-11-14)

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ARMISTICE CAPITAL, LLC 0.09% of their portfolio NEW YORK, NY 930,000930.0k $3.2m $3.2m 0.09% Added +54.0k +54,000
2 FMR LLC 0.00% of their portfolio BOSTON, MA 123,719123.7k $421.9k $421.9k 0.00% Unchanged
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 74,55874.6k $253.5k $253.5k 0.00% Added +13.0k +12,997
4 Artal Group S.A. 0.00% of their portfolio LUXEMBOURG, N4 31,05531.1k $106.0k $106.0k 0.00% Unchanged
5 Financial Advocates Investment Management 0.01% of their portfolio OLYMPIA, WA 24,60924.6k $83.7k $83.7k 0.01% Unchanged
6 BlackRock Inc. 0.00% of their portfolio New York, NY 20,16720.2k $68.6k $68.6k 0.00% Reduced -574 -574
7 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 13,54413.5k $46.0k $46.0k 0.00% Reduced -13.4k -13,372
8 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 10,30310.3k $35.2k $35.2k 0.00% Added +60 +60
9 Manchester Capital Management LLC 0.01% of their portfolio MANCHESTER, VT 10,21610.2k $34.7k $34.7k 0.01% New
10 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 3,9273.9k $13.4k $13.4k 0.00% Reduced -382 -382
11 New England Capital Financial Advisors LLC 0.00% of their portfolio MERIDEN, CT 1,0921.1k $3.7k $3.7k 0.00% Unchanged
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 182182 $621 $621 0.00% Added +49 +49
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 122122 $415 $415 0.00% New
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 5353 $180 $180 0.00% Reduced -15 -15
15 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 99 $31 $31 0.00% Unchanged
16 Concord Wealth Partners 0.00% of their portfolio ABINGDON, VA 33 $10 $10 0.00% Unchanged
17 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 22 $7 $7 0.00% New
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 11 $3 $3 0.00% New
19 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged