Vault-13

KAYNE ANDERSON NEXTGEN ENRGY

COM · CUSIP 48661E108

85 institutional holders +2 vs Q1 2023
18,411,25118.4m shares reported held*
$130.8mreported value*
10 new 26 added 25 reduced 9 sold out net sold ≈ $251.7k (-35.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.10.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 76Q4 22: 83Q1 23: 83Q2 23: 8585Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202276
Q4 202283
Q1 202383
Q2 202385

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 35 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 43 bought or addedQ1 23: 35 cut or sold outQ1 23Q2 23: 36 bought or addedQ2 23: 34 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223535
Q1 20234335
Q2 20233634

Biggest buyers

Cowen Investment Management LLC Added +366,619+366.6k
ICON ADVISERS INC/CO New +346,431+346.4k
RIVERNORTH CAPITAL MANAGEMENT, LLC Added +307,969+308.0k
WOLVERINE ASSET MANAGEMENT LLC Added +289,421+289.4k
Janney Montgomery Scott LLC New +256,247+256.2k
Yakira Capital Management, Inc. New +90,752+90.8k
SIT INVESTMENT ASSOCIATES INC Added +89,656+89.7k
Koshinski Asset Management, Inc. New +69,555+69.6k
Claybrook Capital, LLC New +66,675+66.7k
BLUEFIN CAPITAL MANAGEMENT, LLC New +50,024+50.0k

Biggest sellers

MORGAN STANLEY Reduced -869,490-869.5k
Cornerstone Advisors, LLC Reduced -465,541-465.5k
BBR PARTNERS, LLC Sold out -148,963-149.0k
FLAGSHIP HARBOR ADVISORS, LLC Reduced -118,223-118.2k
Advisors Asset Management, Inc. Reduced -88,678-88.7k
Quantedge Capital Pte Ltd Reduced -56,761-56.8k
RAYMOND JAMES & ASSOCIATES Reduced -52,982-53.0k
BANK OF AMERICA CORP /DE/ Reduced -52,235-52.2k
WELLS FARGO & COMPANY/MN Reduced -50,233-50.2k
Atlas Wealth LLC Sold out -45,037-45.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Saba Capital Management, L.P. 1.07% of their portfolio NEW YORK, NY 4,593,0004.6m $32.6m $32.6m 1.07% Reduced -13.5k -13,548
2 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 3,279,0513.3m $23.3m $23.3m 0.02% Reduced -53.0k -52,982
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,498,0771.5m $10.6m $10.6m 0.00% Reduced -869.5k -869,490
4 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.31% of their portfolio WEST PALM BEACH, FL 865,120865.1k $6.1m $6.1m 0.31% Added +308.0k +307,969
5 Advisors Asset Management, Inc. 0.12% of their portfolio Monument, CO 804,721804.7k $5.7m $5.7m 0.12% Reduced -88.7k -88,678
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 634,083634.1k $4.5m $4.5m 0.00% Reduced -50.2k -50,233
7 Woodline Partners LP 0.05% of their portfolio San Francisco, CA 576,228576.2k $4.1m $4.1m 0.05% Unchanged
8 Cowen Investment Management LLC 2.19% of their portfolio NEW YORK, NY 512,772512.8k $3.6m $3.6m 2.19% Added +366.6k +366,619
9 WOLVERINE ASSET MANAGEMENT LLC 0.05% of their portfolio CHICAGO, IL 397,132397.1k $2.8m $2.8m 0.05% Added +289.4k +289,421
10 McGowan Group Asset Management, Inc. 0.43% of their portfolio DALLAS, TX 392,510392.5k $2.8m $2.8m 0.43% Reduced -9.7k -9,664
11 ZAZOVE ASSOCIATES LLC 0.23% of their portfolio INCLINE VILLAGE, NV 357,252357.3k $2.5m $2.5m 0.23% Unchanged
12 ICON ADVISERS INC/CO 0.63% of their portfolio GREENWOOD VILLAGE, CO 346,431346.4k $2.5m $2.5m 0.63% New
13 FourThought Financial Partners, LLC 0.27% of their portfolio VENICE, FL 288,126288.1k $2.0m $2.0m 0.27% Reduced -2.2k -2,173
14 Camelot Portfolios, LLC 1.24% of their portfolio Maumee, OH 279,091279.1k $2.0m $2.0m 1.24% Added +3.5k +3,489
15 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 256,247256.2k $1.8m $1.8m 0.01% New
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 207,178207.2k $1.5m $1.5m 0.00% Added +8.9k +8,891
17 Garner Asset Management Corp 0.79% of their portfolio PLANO, TX 200,029200.0k $1.4m $1.4m 0.79% Added +1.2k +1,238
18 SIT INVESTMENT ASSOCIATES INC 0.03% of their portfolio Minneapolis, MN 184,311184.3k $1.3m $1.3m 0.03% Added +89.7k +89,656
19 Quantedge Capital Pte Ltd 0.56% of their portfolio Singapore, U0 176,243176.2k $1.3m $1.3m 0.56% Reduced -56.8k -56,761
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 172,802172.8k $1.2m $1.2m 0.00% Added +5.1k +5,122
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 171,698171.7k $1.2m $1.2m 0.00% Reduced -52.2k -52,235
22 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 167,914167.9k $1.2m $1.2m 0.02% Added +15.2k +15,240
23 Aristides Capital LLC 0.70% of their portfolio LOUISVILLE, KY 165,478165.5k $1.2m $1.2m 0.70% Unchanged
24 Arete Wealth Advisors, LLC 0.08% of their portfolio CHICAGO, IL 126,590126.6k $899.0k $899.0k 0.08% Added +49 +49
25 Moloney Securities Asset Management, LLC 0.12% of their portfolio MANCHESTER, MO 92,36692.4k $655.8k $655.8k 0.12% Reduced -183 -183
26 Almitas Capital LLC 0.29% of their portfolio SANTA MONICA, CA 91,19391.2k $687.6k $687.6k 0.29% Added +35.5k +35,494
27 Yakira Capital Management, Inc. 0.17% of their portfolio Westport, CT 90,75290.8k $644.3k $644.3k 0.17% New
28 Cornerstone Advisors, LLC 0.03% of their portfolio ASHEVILLE, NC 85,98186.0k $610.5k $610.5k 0.03% Reduced -465.5k -465,541
29 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 80,14380.1k $569.0k $569.0k 0.00% Added +1.8k +1,822
30 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 73,25673.3k $520.1k $520.1k 0.00% Reduced -16 -16
31 FLAGSHIP HARBOR ADVISORS, LLC 0.04% of their portfolio BOSTON, MA 70,95771.0k $503.8k $503.8k 0.04% Reduced -118.2k -118,223
32 Koshinski Asset Management, Inc. 0.05% of their portfolio DECATUR, IL 69,55569.6k $493.8k $493.8k 0.05% New
33 Sea Otter Advisors LLC 0.37% of their portfolio Miami, FL 67,70067.7k $480.7k $480.7k 0.37% Added +17.7k +17,700
34 Claybrook Capital, LLC 0.25% of their portfolio WELLESLEY, MA 66,67566.7k $473.4k $473.4k 0.25% New
35 CLOUGH CAPITAL PARTNERS L P 0.05% of their portfolio Boston, MA 65,03465.0k $461.7k $461.7k 0.05% Added +2.6k +2,574
36 Good Life Advisors, LLC 0.05% of their portfolio READING, PA 59,57259.6k $423.0k $423.0k 0.05% Added +878 +878
37 Beck Bode, LLC 0.10% of their portfolio DEDHAM, MA 58,55558.6k $415.7k $415.7k 0.10% Reduced -4.9k -4,919
38 Lokken Investment Group LLC 0.26% of their portfolio LEWES, DE 55,43755.4k $393.6k $393.6k 0.26% Unchanged
39 Disciplined Investments, LLC 0.20% of their portfolio TULSA, OK 51,85351.9k $368.2k $368.2k 0.20% Added +1.1k +1,061
40 BLUEFIN CAPITAL MANAGEMENT, LLC 0.08% of their portfolio NEW YORK, NY 50,02450.0k $355.2k $355.2k 0.08% New
41 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 45,88045.9k $326.0k $326.0k 0.00% Added +685 +685
42 Matisse Capital 0.19% of their portfolio PORTLAND, OR 43,21943.2k $306.9k $306.9k 0.19% Unchanged
43 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 38,74538.7k $275.1k $275.1k 0.01% Reduced -232 -232
44 Leisure Capital Management 0.15% of their portfolio COSTA MESA, CA 38,01838.0k $269.9k $269.9k 0.15% Unchanged
45 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 33,16133.2k $235.4k $235.4k 0.02% Unchanged
46 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 31,29631.3k $222.2k $222.2k 0.00% Reduced -787 -787
47 Logan Stone Capital, LLC 0.07% of their portfolio CHICAGO, IL 30,84630.8k $219.0k $219.0k 0.07% Reduced -13.4k -13,361
48 Csenge Advisory Group 0.01% of their portfolio CLEARWATER, FL 28,20028.2k $200.2k $200.2k 0.01% Reduced -2.0k -2,015
49 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 26,49626.5k $188.1k $188.1k 0.00% First filing
50 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 25,47425.5k $180.9k $180.9k 0.00% Reduced -5.6k -5,643
51 Nicholas Hoffman & Company, LLC. 0.01% of their portfolio ATLANTA, GA 23,68123.7k $168.1k $168.1k 0.01% Unchanged
52 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 23,21323.2k $164.8k $164.8k 0.00% Reduced -5.6k -5,576
53 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 22,52922.5k $160.0k $160.0k 0.00% Added +4.0k +4,022
54 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 21,91821.9k $156.0k $156.0k 0.00% Added +4.7k +4,748
55 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 20,02720.0k $142.2k $142.2k 0.01% Added +234 +234
56 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 20,00020.0k $142.0k $142.0k 0.00% Unchanged
57 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 19,31019.3k $137.1k $137.1k 0.00% Reduced -4.3k -4,290
58 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 17,37617.4k $123.4k $123.4k 0.00% Added +6 +6
59 Pointe Capital Management LLC 0.09% of their portfolio GROSSE POINTE FARMS, MI 17,21717.2k $122.2k $122.2k 0.09% Added +240 +240
60 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 14,95014.9k $106.1k $106.1k 0.00% Unchanged
61 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 13,85013.8k $103.1k $103.1k 0.00% Unchanged
62 Quarry LP 0.05% of their portfolio NEW YORK, NY 11,41111.4k $81.0k $81.0k 0.05% Added +2.6k +2,574
63 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 10,45910.5k $74.3k $74.3k 0.00% New
64 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 10,26910.3k $72.9k $72.9k 0.00% Added +2.8k +2,842
65 Platform Technology Partners 0.03% of their portfolio NEW YORK, NY 10,02310.0k $72.9k $72.9k 0.03% Unchanged
66 Eagle Bay Advisors LLC 0.03% of their portfolio NEW YORK, NY 8,4468.4k $60.0k $60.0k 0.03% Reduced -3.0k -3,033
67 Arax Advisory Partners 0.01% of their portfolio NEW YORK, NY 5,5895.6k $39.7k $39.7k 0.01% Added +117 +117
68 Tanglewood Legacy Advisors, LLC 0.02% of their portfolio HOUSTON, TX 4,0604.1k $28.8k $28.8k 0.02% Unchanged
69 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 3,6623.7k $26.0k $26.0k 0.00% Reduced -698 -698
70 Steward Financial Group LLC 0.01% of their portfolio COLLEYVILLE, TX 2,9002.9k $20.0k $20.0k 0.01% Unchanged
71 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,1302.1k $15.1k $15.1k 0.00% Unchanged
72 Plante Moran Financial Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,5001.5k $10.7k $10.7k 0.00% Unchanged
73 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 1,0871.1k $8.0k $8.0k 0.00% Added +141 +141
74 Sandy Spring Bank 0.00% of their portfolio Olney, MD 891891 $6.3k $6.3k 0.00% New
75 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 700700 $5.0k $5.0k 0.00% Unchanged
76 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 624624 $6.3k $6.3k 0.00% New
77 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 490490 $3.5k $3.5k 0.00% Unchanged
78 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 255255 $1.8k $1.8k 0.00% Unchanged
79 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 131131 $930 $930 0.00% Unchanged
80 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 5252 $369 $369 0.00% Unchanged
81 CWM, LLC 0.00% of their portfolio OMAHA, NE 2626 $0 $0 0.00% Reduced -83 -83
82 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $7 $7 0.00% Reduced -3.8k -3,800
83 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $7 $7 0.00% New
84 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 11 $7 $7 0.00% Unchanged
85 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged