Vault-13

KAMAN CORP KAMN 3.25 05.01.24

NOTE 3.250% 5/0 · US DOMESTIC · CUSIP 483548AF0

43 institutional holders +1 vs Q3 2022
41,492,04241.5m shares reported held*
$153.4mreported value*
6 new 5 added 14 reduced 5 sold out net sold ≈ $8.0m (-8.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($214.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $3.70.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 42Q4 22: 4343Q3 22Q4 22
Numbers
QuarterHolders
Q3 202242
Q4 202243

Biggest buyers

PALISADE CAPITAL MANAGEMENT, LP New +7,755,000+7.8m
Walleye Capital LLC Added +6,250,000+6.2m
AVIVA PLC Added +3,750,000+3.8m
PRELUDE CAPITAL MANAGEMENT, LLC New +230,000+230.0k
MORGAN STANLEY Added +207,000+207.0k
Cetera Advisor Networks LLC New +93,000+93.0k
Cetera Advisors LLC New +40,000+40.0k
ENVESTNET ASSET MANAGEMENT INC Added +12,000+12.0k
Wellesley Asset Management Added +5,752+5.8k
Chicago Capital Management, LLC New +1,000+1.0k

Biggest sellers

PALISADE CAPITAL MANAGEMENT, LP Sold out -7,755,000-7.8m
OAKTREE CAPITAL MANAGEMENT LP Reduced -6,398,000-6.4m
LAZARD ASSET MANAGEMENT LLC Reduced -3,019,000-3.0m
CAMDEN ASSET MANAGEMENT L P /CA Reduced -2,250,000-2.2m
JUPITER ASSET MANAGEMENT LTD Sold out -2,000,000-2.0m
BNP PARIBAS FINANCIAL MARKETS Reduced -1,872,000-1.9m
Russell Investments Group, Ltd. Reduced -1,093,000-1.1m
ABSOLUTE INVESTMENT ADVISERS, LLC Reduced -1,000,000-1.0m
ZAZOVE ASSOCIATES LLC Reduced -550,000-550.0k
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -414,000-414.0k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ZAZOVE ASSOCIATES LLC 2.61% of their portfolio INCLINE VILLAGE, NV 29,922,00029.9m $28.2m $28.2m 2.61% Reduced -550.0k -550,000
2 MACQUARIE GROUP LTD 0.03% of their portfolio Sydney, NSW 2000, C3 26,813,00026.8m $25.1m $25.1m 0.03% Unchanged
3 AVIVA PLC 0.08% of their portfolio LONDON, X0 17,250,00017.2m $16.0m $16.0m 0.08% Added +3.8m +3,750,000
4 Birch Grove Capital LP 8.00% of their portfolio New York, NY 17,030,00017.0m $16.0m $16.0m 8.00% Unchanged
5 OAKTREE CAPITAL MANAGEMENT LP 0.08% of their portfolio LOS ANGELES, CA 7,984,0008.0m $7.5m $7.5m 0.08% Reduced -6.4m -6,398,000
6 PALISADE CAPITAL MANAGEMENT, LP 0.20% of their portfolio FORT LEE, NJ 7,755,0007.8m $7.3m $7.3m 0.20% New
7 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 7,738,0007.7m $7.2m $7.2m 0.01% Reduced -3.0m -3,019,000
8 Walleye Capital LLC 0.15% of their portfolio NEW YORK, NY 7,250,0007.2m $6.8m $6.8m 0.15% Added +6.2m +6,250,000
9 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 6,700,0006.7m $6.2m $6.2m 0.02% Unchanged
10 ADVENT CAPITAL MANAGEMENT /DE/ 0.10% of their portfolio NEW YORK, NY 5,761,0005.8m $5.4m $5.4m 0.10% Reduced -414.0k -414,000
11 Ameritas Investment Partners, Inc. 0.18% of their portfolio LINCOLN, NE 4,850,0004.8m $4.5m $4.5m 0.18% Unchanged
12 CONNING INC. 0.09% of their portfolio HARTFORD, CT 3,050,0003.0m $2.8m $2.8m 0.09% Unchanged
13 WATER ISLAND CAPITAL LLC 0.24% of their portfolio NEW YORK, NY 3,000,0003.0m $2.8m $2.8m 0.24% Unchanged
14 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 2,765,0002.8m $2.6m $2.6m 0.01% Reduced -1.9m -1,872,000
15 CAMDEN ASSET MANAGEMENT L P /CA 0.06% of their portfolio Los Angeles, CA 1,850,0001.9m $1.7m $1.7m 0.06% Reduced -2.2m -2,250,000
16 SSI INVESTMENT MANAGEMENT LLC 0.11% of their portfolio Los Angeles, CA 1,817,0001.8m $1.7m $1.7m 0.11% Unchanged
17 ABSOLUTE INVESTMENT ADVISERS, LLC 0.23% of their portfolio ROSEMARY BEACH, FL 1,608,0001.6m $1.5m $1.5m 0.23% Reduced -1.0m -1,000,000
18 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 1,572,0001.6m $1.5m $1.5m 0.00% Reduced -1.1m -1,093,000
19 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,273,0001.3m $1.2m $1.2m 0.00% Added +207.0k +207,000
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,146,0001.1m $1.1m $1.1m 0.00% Reduced -149.0k -149,000
21 SILVERBACK ASSET MANAGEMENT LLC 0.17% of their portfolio DURHAM, NC 1,107,0001.1m $1.0m $1.0m 0.17% Unchanged
22 PROSPECTOR PARTNERS LLC 0.13% of their portfolio GUILFORD, CT 1,000,0001.0m $929.5k $929.5k 0.13% Unchanged
23 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 1,000,0001.0m $929.5k $929.5k 0.00% Unchanged
24 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 839,000839.0k $779.9k $779.9k 0.00% Unchanged
25 ARCADIA INVESTMENT MANAGEMENT CORP/MI 0.10% of their portfolio KALAMAZOO, MI 440,000440.0k $412.0k $412.0k 0.10% Unchanged
26 PRELUDE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 230,000230.0k $214.9k $214.9k 0.01% New
27 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 120,000120.0k $111.4k $111.4k 0.00% Unchanged
28 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 93,00093.0k $86.4k $86.4k 0.00% New
29 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 54,00054.0k $50.2k $50.2k 0.00% Added +12.0k +12,000
30 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 40,00040.0k $37.2k $37.2k 0.00% New
31 Wellesley Asset Management 2.46% of their portfolio PORTSMOUTH, NH 38,77138.8k $36.3k $36.3k 2.46% Added +5.8k +5,752
32 Sage Mountain Advisors LLC 0.01% of their portfolio ATLANTA, GA 35,00035.0k $32.5k $32.5k 0.01% Reduced -5.0k -5,000
33 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 30,00030.0k $28.1k $28.1k 0.00% Unchanged
34 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 15,00015.0k $13.9k $13.9k 0.00% Reduced -34.0k -34,000
35 Mariner, LLC 0.00% of their portfolio Overland Park, KS 15,00015.0k $14.0k $14.0k 0.00% Reduced -13.0k -13,000
36 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 15,00015.0k $13.9k $13.9k 0.00% Reduced -1.0k -1,000
37 Leisure Capital Management 0.00% of their portfolio COSTA MESA, CA 10,00010.0k $9.4k $9.4k 0.00% Unchanged
38 UBS Group AG 0.00% of their portfolio ZURICH, V8 8,0008.0k $743.6k $743.6k 0.00% Unchanged
39 Chicago Capital Management, LLC 0.85% of their portfolio CHICAGO, IL 1,0001.0k $939.7k $939.7k 0.85% New
40 Rehmann Capital Advisory Group 0.00% of their portfolio LANSING, MI 4242 $39.0k $39.0k 0.00% Reduced -42.0k -41,958
41 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3737 $34.0k $34.0k 0.00% Unchanged
42 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
43 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 00 $0 $0 0.00% New