Vault-13

KKR & CO INC KKR 6 09.15.23 C

6% MCONV PFD C · PUBLIC · CUSIP 48251W401

65 institutional holders
23,738,25023.7m shares reported held*
$1.1bnreported value*

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.88.

Holders, Q3 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 4,150,3504.2m $4.5m $4.5m 0.01% —
2 FRANKLIN RESOURCES INC 0.10% of their portfolio San Mateo, CA 3,363,9623.4m $183.1m $183.1m 0.10% —
3 Capital World Investors 0.03% of their portfolio LOS ANGELES, CA 2,353,1242.4m $128.1m $128.1m 0.03% —
4 VOYA INVESTMENT MANAGEMENT LLC 0.12% of their portfolio ATLANTA, GA 1,906,3601.9m $103.7m $103.7m 0.12% —
5 BlackRock Inc. 0.00% of their portfolio New York, NY 1,850,9651.9m $100.7m $100.7m 0.00% —
6 VICTORY CAPITAL MANAGEMENT INC 0.09% of their portfolio San Antonio, TX 1,382,2261.4m $75.2m $75.2m 0.09% —
7 Capital International Investors 0.02% of their portfolio Los Angeles, CA 1,263,9181.3m $68.8m $68.8m 0.02% —
8 ADVENT CAPITAL MANAGEMENT /DE/ 1.25% of their portfolio NEW YORK, NY 1,245,1811.2m $68.0m $68.0m 1.25% —
9 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 685,870685.9k $37.3m $37.3m 0.01% —
10 MacKay Shields LLC 0.86% of their portfolio New York, NY 623,702623.7k $34.0m $34.0m 0.86% —
11 CAMDEN ASSET MANAGEMENT L P /CA 1.10% of their portfolio Los Angeles, CA 600,000600.0k $32.6m $32.6m 1.10% —
12 Calamos Advisors LLC 0.14% of their portfolio NAPERVILLE, IL 543,718543.7k $29.6m $29.6m 0.14% —
13 Clearbridge Investments, LLC 0.03% of their portfolio NEW YORK, NY 479,466479.5k $26.1m $26.1m 0.03% —
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 420,149420.1k $22.8m $22.8m 0.00% —
15 Thrivent Financial for Lutherans 0.06% of their portfolio Minneapolis, MN 383,100383.1k $20.8m $20.8m 0.06% —
16 Mirae Asset Global Investments Co., Ltd. 0.05% of their portfolio SEOUL, M5 362,223362.2k $19.7m $19.7m 0.05% —
17 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 284,000284.0k $15.5m $15.5m 0.01% —
18 TWO SIGMA INVESTMENTS, LP 0.05% of their portfolio NEW YORK, NY 283,552283.6k $15.4m $15.4m 0.05% —
19 Alberta Investment Management Corp 0.12% of their portfolio EDMONTON, A0 275,000275.0k $15.0m $15.0m 0.12% —
20 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 239,741239.7k $13.0m $13.0m 0.00% —
21 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 222,872222.9k $12.1m $12.1m 0.00% —
22 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 201,111201.1k $10.9m $10.9m 0.00% —
23 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 192,405192.4k $10.5m $10.5m 0.00% —
24 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 185,595185.6k $10.1m $10.1m 0.01% —
25 PUTNAM INVESTMENTS LLC 0.02% of their portfolio BOSTON, MA 165,943165.9k $9.0m $9.0m 0.02% —
26 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 162,753162.8k $8.8m $8.8m 0.00% —
27 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 153,224153.2k $8.3m $8.3m 0.02% —
28 FMR LLC 0.00% of their portfolio BOSTON, MA 144,100144.1k $7.8m $7.8m 0.00% —
29 Nicholas Investment Partners, LP 0.69% of their portfolio RANCHO SANTA FE, CA 136,790136.8k $7.4m $7.4m 0.69% —
30 PIER 88 INVESTMENT PARTNERS LLC 1.22% of their portfolio SAN FRANCISCO, CA 93,90093.9k $5.1m $5.1m 1.22% —
31 Penserra Capital Management LLC 0.12% of their portfolio ORINDA, CA 75,98276.0k $4.1m $4.1m 0.12% —
32 PALISADE CAPITAL MANAGEMENT, LP 0.11% of their portfolio FORT LEE, NJ 70,57670.6k $3.8m $3.8m 0.11% —
33 AEGON USA Investment Management, LLC 2.24% of their portfolio CEDAR RAPIDS, IA 70,20070.2k $3.8m $3.8m 2.24% —
34 SSI INVESTMENT MANAGEMENT LLC 0.22% of their portfolio Los Angeles, CA 60,28260.3k $3.3m $3.3m 0.22% —
35 WOLVERINE ASSET MANAGEMENT LLC 0.05% of their portfolio CHICAGO, IL 60,07860.1k $3.3m $3.3m 0.05% —
36 BlueCrest Capital Management Ltd 0.31% of their portfolio ST HELIER, Y9 58,15058.1k $3.2m $3.2m 0.31% —
37 Skaana Management L.P. 0.98% of their portfolio BROOKLYN, NY 52,62952.6k $2.9m $2.9m 0.98% —
38 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 39,73039.7k $2.2m $2.2m 0.00% —
39 MARINER INDEPENDENT ADVISOR NETWORK, LLC 0.09% of their portfolio Overland Park, KS 38,65038.6k $2.1m $2.1m 0.09% —
40 LAFFER TENGLER INVESTMENTS, INC. 0.76% of their portfolio Scottsdale, AZ 38,19238.2k $2.1m $2.1m 0.76% —
41 FIRST MANHATTAN CO. LLC. 0.01% of their portfolio NEW YORK, NY 35,04535.0k $1.9m $1.9m 0.01% —
42 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 28,29428.3k $1.5m $1.5m 0.00% —
43 MOODY LYNN LIEBERSON & WALKER, LLC 0.12% of their portfolio BOSTON, MA 22,66922.7k $1.2m $1.2m 0.12% —
44 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 20,00020.0k $1.1m $1.1m 0.00% —
45 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 15,85815.9k $863.0k $863.0k 0.00% —
46 Elequin Capital, LP 0.31% of their portfolio NEW YORK, NY 15,00015.0k $816.0k $816.0k 0.31% —
47 BOOTHBAY FUND MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 13,26513.3k $722.0k $722.0k 0.02% —
48 Calamos Wealth Management LLC 0.05% of their portfolio NAPERVILLE, IL 10,12010.1k $551.0k $551.0k 0.05% —
49 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 9,4269.4k $513.0k $513.0k 0.00% —
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,5007.5k $408.0k $408.0k 0.00% —
51 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6,8856.9k $373.0k $373.0k 0.00% —
52 RATIONAL ADVISORS, INC. 0.03% of their portfolio San Juan, PR 6,5006.5k $354.0k $354.0k 0.03% —
53 Warberg Asset Management LLC 0.09% of their portfolio WINNETKA, IL 6,0106.0k $327.0k $327.0k 0.09% —
54 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,6233.6k $197.0k $197.0k 0.00% —
55 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,1731.2k $64.0k $64.0k 0.00% —
56 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 900900 $49.0k $49.0k 0.00% —
57 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 704704 $38.0k $38.0k 0.00% —
58 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 500500 $27.0k $27.0k 0.00% —
59 ExodusPoint Capital Management, LP 0.00% of their portfolio NEW YORK, NY 300300 $16.0k $16.0k 0.00% —
60 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 116116 $6.0k $6.0k 0.00% —
61 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 9393 $8.0k $8.0k 0.00% —
62 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 6767 $4.0k $4.0k 0.00% —
63 UBS Group AG 0.00% of their portfolio ZURICH, V8 1919 $1.0k $1.0k 0.00% —
64 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 88 $0 $0 0.00% —
65 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% —