Vault-13

KKR INCOME OPPORTUNITIES FD KIO

COM · Closed-End Fund · CUSIP 48249T106

96 institutional holders +12 vs Q1 2025
11,220,11511.2m shares reported held*
$140.9mreported value*
17 new 36 added 29 reduced 5 sold out net sold ≈ $14.0m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.56.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 54Q4 22: 49Q1 23: 63Q2 23: 58Q3 23: 59Q4 23: 57Q1 24: 54Q2 24: 53Q3 24: 60Q4 24: 67Q1 25: 84Q2 25: 9696Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202254
Q4 202249
Q1 202363
Q2 202358
Q3 202359
Q4 202357
Q1 202454
Q2 202453
Q3 202460
Q4 202467
Q1 202584
Q2 202596

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 23: 25 bought or addedQ3 23: 30 cut or sold outQ4 23: 27 bought or addedQ4 23: 25 cut or sold outQ4 23Q1 24: 33 bought or addedQ1 24: 23 cut or sold outQ2 24: 18 bought or addedQ2 24: 29 cut or sold outQ2 24Q3 24: 26 bought or addedQ3 24: 23 cut or sold outQ4 24: 30 bought or addedQ4 24: 23 cut or sold outQ4 24Q1 25: 59 bought or addedQ1 25: 18 cut or sold outQ2 25: 53 bought or addedQ2 25: 34 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20232530
Q4 20232725
Q1 20243323
Q2 20241829
Q3 20242623
Q4 20243023
Q1 20255918
Q2 20255334

Biggest buyers

MORGAN STANLEY Added +364,140+364.1k
ROYAL BANK OF CANADA Added +175,939+175.9k
Rareview Capital LLC New +171,844+171.8k
Rockefeller Capital Management L.P. Added +58,500+58.5k
WELLS FARGO & COMPANY/MN Added +43,665+43.7k
COHEN & STEERS, INC. New +37,779+37.8k
Corient Private Wealth LP New +30,841+30.8k
Almitas Capital LLC New +20,851+20.9k
JANE STREET GROUP, LLC New +20,650+20.6k
BANK OF AMERICA CORP /DE/ Added +17,001+17.0k

Biggest sellers

SIT INVESTMENT ASSOCIATES INC Reduced -497,522-497.5k
Allspring Global Investments Holdings, LLC Reduced -493,563-493.6k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -482,610-482.6k
1607 Capital Partners, LLC Reduced -153,831-153.8k
UBS Group AG Reduced -133,514-133.5k
Karpus Management, Inc. Reduced -104,900-104.9k
WOLVERINE ASSET MANAGEMENT LLC Reduced -83,250-83.2k
RIVERNORTH CAPITAL MANAGEMENT, LLC Sold out -60,042-60.0k
GUGGENHEIM CAPITAL LLC Reduced -46,804-46.8k
Marex Group Ltd Sold out -31,270-31.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution new · filed 2026-05-12 5.6% new 2.3m≈ $25.8m 2026-05-12

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.47% of their portfolio Minneapolis, MN 1,763,3031.8m $22.1m $22.1m 0.47% Reduced -497.5k -497,522
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,518,3361.5m $19.1m $19.1m 0.00% Added +364.1k +364,140
3 UBS Group AG 0.00% of their portfolio ZURICH, V8 761,792761.8k $9.6m $9.6m 0.00% Reduced -133.5k -133,514
4 GUGGENHEIM CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 721,159721.2k $9.1m $9.1m 0.07% Reduced -46.8k -46,804
5 1607 Capital Partners, LLC 0.59% of their portfolio Richmond, VA 575,652575.7k $7.2m $7.2m 0.59% Reduced -153.8k -153,831
6 Karpus Management, Inc. 0.23% of their portfolio Pittsford, NY 571,401571.4k $7.2m $7.2m 0.23% Reduced -104.9k -104,900
7 Polar Asset Management Partners Inc. 0.13% of their portfolio TORONTO, A6 416,151416.2k $5.2m $5.2m 0.13% Added +12.6k +12,556
8 Penserra Capital Management LLC 0.06% of their portfolio ORINDA, CA 358,576358.6k $4.5m $4.5m 0.06% Added +10.6k +10,585
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 340,398340.4k $4.3m $4.3m 0.00% Added +17.0k +17,001
10 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.31% of their portfolio Englewood, NJ 318,124318.1k $4.0m $4.0m 0.31% Reduced -482.6k -482,610
11 Advisors Asset Management, Inc. 0.06% of their portfolio Monument, CO 281,583281.6k $3.5m $3.5m 0.06% Reduced -15.6k -15,622
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 263,304263.3k $3.3m $3.3m 0.00% Added +175.9k +175,939
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 254,905254.9k $3.2m $3.2m 0.00% Added +43.7k +43,665
14 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 240,140240.1k $3.0m $3.0m 0.00% Added +14.3k +14,257
15 Rareview Capital LLC 1.36% of their portfolio LAS VEGAS, NV 171,844171.8k $2.2m $2.2m 1.36% New
16 Capital Investment Advisors, LLC 0.03% of their portfolio ATLANTA, GA 154,220154.2k $1.9m $1.9m 0.03% Reduced -1.3k -1,343
17 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 138,655138.7k $1.7m $1.7m 0.00% Reduced -5.4k -5,352
18 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 127,334127.3k $1.6m $1.6m 0.00% Added +58.5k +58,500
19 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 113,008113.0k $1.4m $1.4m 0.00% Added +12.0k +12,006
20 Kovack Advisors, Inc. 0.14% of their portfolio FT. LAUDERDALE, FL 111,315111.3k $1.4m $1.4m 0.14% Added +12.7k +12,650
21 Joseph P. Lucia & Associates, LLC 0.57% of their portfolio Yorktown Heights, NY 111,051111.1k $1.4m $1.4m 0.57% Added +6.2k +6,211
22 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 108,124108.1k $1.4m $1.4m 0.00% Added +16.4k +16,378
23 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 107,639107.6k $1.4m $1.4m 0.00% Reduced -493.6k -493,563
24 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 94,78194.8k $1.2m $1.2m 0.00% Reduced -23.7k -23,693
25 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 87,05187.1k $1.1m $1.1m 0.02% Added +8.1k +8,123
26 Strategic Advocates LLC 0.31% of their portfolio SACRAMENTO, CA 82,46582.5k $1.0m $1.0m 0.31% Added +5.4k +5,430
27 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 75,88575.9k $953.1k $953.1k 0.05% Added +237 +237
28 Virtus Investment Advisers, LLC 0.31% of their portfolio HARTFORD, CT 73,62673.6k $924.7k $924.7k 0.31% Reduced -17.5k -17,465
29 ROBINSON CAPITAL MANAGEMENT, LLC 0.27% of their portfolio GROSSE POINTE FARMS, MI 52,08952.1k $654.2k $654.2k 0.27% Added +5.0k +5,050
30 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 51,44851.4k $646.2k $646.2k 0.00% Added +6.9k +6,925
31 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 51,10251.1k $641.8k $641.8k 0.01% Reduced -83.2k -83,250
32 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 48,95749.0k $614.9k $614.9k 0.00% Reduced -4.3k -4,303
33 Carnegie Lake Advisors LLC 0.24% of their portfolio PRINCETON, NJ 48,32448.3k $607.0k $607.0k 0.24% Reduced -1.7k -1,699
34 Bramshill Investments, LLC 0.06% of their portfolio NAPLES, FL 48,24448.2k $605.9k $605.9k 0.06% Reduced -752 -752
35 Shaker Financial Services, LLC 0.22% of their portfolio Arlington, VA 48,05948.1k $603.6k $603.6k 0.22% Added +9.7k +9,717
36 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 47,51747.5k $596.8k $596.8k 0.00% Added +2.1k +2,051
37 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 46,21446.2k $580.4k $580.4k 0.00% Added +5.5k +5,488
38 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 43,46843.5k $545.7k $545.7k 0.00% Added +33 +33
39 Summit X, LLC 0.10% of their portfolio CHESTERFIELD, MO 42,47642.5k $533.5k $533.5k 0.10% Reduced -15.0k -15,030
40 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 41,23641.2k $517.9k $517.9k 0.00% Added +4.5k +4,450
41 COMERICA BANK 0.00% of their portfolio DALLAS, TX 39,44639.4k $495.4k $495.4k 0.00% Added +174 +174
42 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 37,77937.8k $475.0k $475.0k 0.00% New
43 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 37,26937.3k $468.0k $468.0k 0.02% Added +6.8k +6,795
44 Aviance Capital Partners, LLC 0.06% of their portfolio NAPLES, FL 35,72335.7k $448.7k $448.7k 0.06% Added +5.6k +5,604
45 Uncommon Cents Investing LLC 0.11% of their portfolio JANESVILLE, WI 33,93433.9k $426.2k $426.2k 0.11% Reduced -300 -300
46 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 31,62131.6k $397.2k $397.2k 0.01% Added +4.8k +4,769
47 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 30,84130.8k $387.4k $387.4k 0.00% New
48 Vanguard Capital Wealth Advisors 0.37% of their portfolio DENVER, CO 30,00030.0k $376.8k $376.8k 0.37% Reduced -5.0k -5,000
49 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 29,94229.9k $376.0k $376.0k 0.00% Added +5.3k +5,296
50 Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio Parsippany, NJ 23,99424.0k $301.4k $301.4k 0.01% Added +8.5k +8,462
51 Atala Financial Inc 0.20% of their portfolio CALABASAS, CA 23,27023.3k $292.3k $292.3k 0.20% Unchanged
52 WealthTrust Axiom LLC 0.08% of their portfolio WAYNE, PA 22,91422.9k $287.8k $287.8k 0.08% Reduced -3.7k -3,677
53 Almitas Capital LLC 0.07% of their portfolio SANTA MONICA, CA 20,85120.9k $261.9k $261.9k 0.07% New
54 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 20,65020.6k $259.4k $259.4k 0.00% New
55 Apollon Wealth Management, LLC 0.00% of their portfolio MOUNT PLEASANT, SC 16,86616.9k $211.8k $211.8k 0.00% Added +825 +825
56 SeaCrest Wealth Management, LLC 0.02% of their portfolio PURCHASE, NY 15,71215.7k $197.3k $197.3k 0.02% Reduced -27 -27
57 RIK SAYLOR FINANCIAL, INC. 0.15% of their portfolio FAIRFIELD, OH 15,43915.4k $193.9k $193.9k 0.15% Added +176 +176
58 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,38814.4k $180.7k $180.7k 0.00% Added +1.3k +1,338
59 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 13,95514.0k $175.3k $175.3k 0.00% Added +585 +585
60 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 13,83813.8k $173.8k $173.8k 0.00% Reduced -6.6k -6,628
61 Gator Capital Management, LLC 0.05% of their portfolio TAMPA, FL 13,82013.8k $173.6k $173.6k 0.05% Unchanged
62 Graves Light Lenhart Wealth, Inc. 0.02% of their portfolio HARRISONBURG, VA 13,72813.7k $172.4k $172.4k 0.02% Unchanged
63 Atlantic Union Bankshares Corp 0.00% of their portfolio GLEN ALLEN, VA 13,29613.3k $167.0k $167.0k 0.00% Reduced -10.9k -10,941
64 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 13,17513.2k $165.5k $165.5k 0.00% Reduced -2.1k -2,144
65 1776 Wealth LLC 0.07% of their portfolio ATLANTA, GA 13,14413.1k $165.1k $165.1k 0.07% Unchanged
66 Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio Seattle, WA 12,99613.0k $163.2k $163.2k 0.01% First filing
67 Plotkin Financial Advisors, LLC 0.09% of their portfolio CHEVY CHASE, MD 12,93812.9k $162.5k $162.5k 0.09% Unchanged
68 GILL CAPITAL PARTNERS, LLC 0.05% of their portfolio DENVER, CO 12,65512.7k $158.9k $158.9k 0.05% Reduced -2.6k -2,604
69 Fortitude Advisory Group L.L.C. 0.09% of their portfolio GIG HARBOR, WA 12,50112.5k $157.0k $157.0k 0.09% Unchanged
70 Mariner, LLC 0.00% of their portfolio Overland Park, KS 11,99312.0k $150.6k $150.6k 0.00% New
71 Verity Asset Management, Inc. 0.07% of their portfolio DURHAM, NC 11,93711.9k $149.9k $149.9k 0.07% Reduced -8.3k -8,259
72 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 11,86111.9k $149.0k $149.0k 0.00% Added +296 +296
73 UHLMANN PRICE SECURITIES, LLC 0.10% of their portfolio SKOKIE, IL 11,38611.4k $143.0k $143.0k 0.10% Added +334 +334
74 Herold Advisors, Inc. 0.03% of their portfolio New York, NY 10,50510.5k $131.9k $131.9k 0.03% New
75 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5,0765.1k $63.8k $63.8k 0.00% Reduced -400 -400
76 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 4,4334.4k $55.7k $55.7k 0.00% Reduced -4.9k -4,901
77 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 3,9053.9k $49.0k $49.0k 0.00% Added +1.8k +1,812
78 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,8281.8k $23.0k $23.0k 0.00% New
79 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 1,5001.5k $18.8k $18.8k 0.00% New
80 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.00% of their portfolio INDIANAPOLIS, IN 1,4701.5k $18.5k $18.5k 0.00% New
81 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 1,3101.3k $16.4k $16.4k 0.00% New
82 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 1,2501.2k $15.7k $15.7k 0.00% New
83 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 1,2351.2k $15.5k $15.5k 0.00% New
84 Future Financial Wealth Managment LLC 0.01% of their portfolio CINCINNATI, OH 750750 $9.4k $9.4k 0.01% Unchanged
85 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 600600 $7.5k $7.5k 0.00% New
86 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 372372 $4.7k $4.7k 0.00% New
87 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 230230 $2.9k $2.9k 0.00% Unchanged
88 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 200200 $2.5k $2.5k 0.00% Unchanged
89 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 162162 $2.0k $2.0k 0.00% New
90 WPG Advisers, LLC 0.00% of their portfolio BALTIMORE, MD 151151 $1.9k $1.9k 0.00% New
91 Mountain Hill Investment Partners Corp. 0.00% of their portfolio ATLANTIC HIGHLANDS, NJ 144144 $1.8k $1.8k 0.00% Added +4 +4
92 TSFG, LLC 0.00% of their portfolio LAKE FOREST, IL 6767 $1.0k $1.0k 0.00% Unchanged
93 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 6262 $779 $779 0.00% Reduced -16 -16
94 CWM, LLC 0.00% of their portfolio OMAHA, NE 4646 $1.0k $1.0k 0.00% Unchanged
95 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 11 $13 $13 0.00% Unchanged
96 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged