Vault-13

KKR INCOME OPPORTUNITIES FD KIO

COM · Closed-End Fund · CUSIP 48249T106

84 institutional holders +17 vs Q4 2024
12,324,22212.3m shares reported held*
$151.5mreported value*
28 new 31 added 8 reduced 10 sold out net bought ≈ $86.1m (+7.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.29.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 54Q4 22: 49Q1 23: 63Q2 23: 58Q3 23: 59Q4 23: 57Q1 24: 54Q2 24: 53Q3 24: 60Q4 24: 67Q1 25: 8484Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202254
Q4 202249
Q1 202363
Q2 202358
Q3 202359
Q4 202357
Q1 202454
Q2 202453
Q3 202460
Q4 202467
Q1 202584

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 23: 26 bought or addedQ2 23: 31 cut or sold outQ3 23: 25 bought or addedQ3 23: 30 cut or sold outQ3 23Q4 23: 27 bought or addedQ4 23: 25 cut or sold outQ1 24: 33 bought or addedQ1 24: 23 cut or sold outQ1 24Q2 24: 18 bought or addedQ2 24: 29 cut or sold outQ3 24: 26 bought or addedQ3 24: 23 cut or sold outQ3 24Q4 24: 30 bought or addedQ4 24: 23 cut or sold outQ1 25: 59 bought or addedQ1 25: 18 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20232631
Q3 20232530
Q4 20232725
Q1 20243323
Q2 20241829
Q3 20242623
Q4 20243023
Q1 20255918

Biggest buyers

SIT INVESTMENT ASSOCIATES INC New +2,260,825+2.3m
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. New +800,734+800.7k
1607 Capital Partners, LLC New +729,483+729.5k
Karpus Management, Inc. New +676,301+676.3k
Allspring Global Investments Holdings, LLC New +601,202+601.2k
Polar Asset Management Partners Inc. New +403,595+403.6k
UBS Group AG Added +251,133+251.1k
GUGGENHEIM CAPITAL LLC Added +199,974+200.0k
MORGAN STANLEY Added +155,173+155.2k
WOLVERINE ASSET MANAGEMENT LLC New +134,352+134.4k

Biggest sellers

VIRTUS ADVISERS, LLC Sold out -63,436-63.4k
Penserra Capital Management LLC Reduced -35,123-35.1k
Advisors Asset Management, Inc. Reduced -27,150-27.1k
Walleye Capital LLC Sold out -22,483-22.5k
Summit X, LLC Reduced -17,241-17.2k
Stratos Wealth Partners, LTD. Sold out -13,000-13.0k
Naviter Wealth, LLC Sold out -10,373-10.4k
Invesco Ltd. Reduced -10,079-10.1k
Capital Investment Advisors, LLC Reduced -9,360-9.4k
SeaCrest Wealth Management, LLC Reduced -8,558-8.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution new · filed 2026-05-12 5.6% new 2.3m≈ $25.8m 2026-05-12

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2025.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.65% of their portfolio Minneapolis, MN 2,260,8252.3m $27.8m $27.8m 0.65% New
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,154,1961.2m $14.2m $14.2m 0.00% Added +155.2k +155,173
3 UBS Group AG 0.00% of their portfolio ZURICH, V8 895,306895.3k $11.0m $11.0m 0.00% Added +251.1k +251,133
4 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.88% of their portfolio Englewood, NJ 800,734800.7k $9.8m $9.8m 0.88% New
5 GUGGENHEIM CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 767,963768.0k $9.4m $9.4m 0.09% Added +200.0k +199,974
6 1607 Capital Partners, LLC 0.72% of their portfolio Richmond, VA 729,483729.5k $9.0m $9.0m 0.72% New
7 Karpus Management, Inc. 0.27% of their portfolio Pittsford, NY 676,301676.3k $8.3m $8.3m 0.27% New
8 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 601,202601.2k $7.4m $7.4m 0.01% New
9 Polar Asset Management Partners Inc. 0.16% of their portfolio TORONTO, A6 403,595403.6k $5.0m $5.0m 0.16% New
10 Penserra Capital Management LLC 0.08% of their portfolio ORINDA, CA 347,991348.0k $4.3m $4.3m 0.08% Reduced -35.1k -35,123
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 323,397323.4k $4.0m $4.0m 0.00% Added +35.5k +35,502
12 Advisors Asset Management, Inc. 0.07% of their portfolio Monument, CO 297,205297.2k $3.7m $3.7m 0.07% Reduced -27.1k -27,150
13 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 225,883225.9k $2.8m $2.8m 0.00% Added +43.3k +43,324
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 211,240211.2k $2.6m $2.6m 0.00% Added +47.9k +47,915
15 Capital Investment Advisors, LLC 0.04% of their portfolio ATLANTA, GA 155,563155.6k $1.9m $1.9m 0.04% Reduced -9.4k -9,360
16 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 144,007144.0k $1.8m $1.8m 0.00% Reduced -10.1k -10,079
17 WOLVERINE ASSET MANAGEMENT LLC 0.03% of their portfolio CHICAGO, IL 134,352134.4k $1.7m $1.7m 0.03% New
18 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 118,474118.5k $1.5m $1.5m 0.00% Added +3.9k +3,877
19 Joseph P. Lucia & Associates, LLC 0.59% of their portfolio Yorktown Heights, NY 104,840104.8k $1.3m $1.3m 0.59% Added +540 +540
20 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 101,002101.0k $1.2m $1.2m 0.00% Added +14.7k +14,733
21 Kovack Advisors, Inc. 0.13% of their portfolio FT. LAUDERDALE, FL 98,66598.7k $1.2m $1.2m 0.13% Added +54.6k +54,620
22 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 91,74691.7k $1.1m $1.1m 0.00% Added +70.8k +70,778
23 Virtus Investment Advisers, LLC 0.30% of their portfolio HARTFORD, CT 91,09191.1k $1.1m $1.1m 0.30% New
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 87,36587.4k $1.1m $1.1m 0.00% Added +6.0k +6,007
25 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 78,92878.9k $970.0k $970.0k 0.03% Added +18.2k +18,169
26 Strategic Advocates LLC 0.33% of their portfolio SACRAMENTO, CA 77,03577.0k $946.8k $946.8k 0.33% New
27 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 75,64875.6k $929.7k $929.7k 0.05% New
28 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 68,83468.8k $846.0k $846.0k 0.00% Added +5.0k +5,000
29 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.04% of their portfolio WEST PALM BEACH, FL 60,04260.0k $737.9k $737.9k 0.04% New
30 Summit X, LLC 0.15% of their portfolio CHESTERFIELD, MO 57,50657.5k $706.8k $706.8k 0.15% Reduced -17.2k -17,241
31 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 53,26053.3k $654.5k $654.5k 0.00% Added +23.6k +23,566
32 Carnegie Lake Advisors LLC 0.25% of their portfolio PRINCETON, NJ 50,02350.0k $615.0k $615.0k 0.25% Unchanged
33 Bramshill Investments, LLC 0.06% of their portfolio NAPLES, FL 48,99649.0k $602.2k $602.2k 0.06% Added +67 +67
34 ROBINSON CAPITAL MANAGEMENT, LLC 0.24% of their portfolio GROSSE POINTE FARMS, MI 47,03947.0k $578.1k $578.1k 0.24% New
35 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 45,46645.5k $558.8k $558.8k 0.00% Added +3.8k +3,844
36 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 44,52344.5k $547.2k $547.2k 0.00% Added +15.2k +15,210
37 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 43,43543.4k $533.8k $533.8k 0.00% Added +14.0k +13,992
38 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 40,72640.7k $500.5k $500.5k 0.00% Added +1.2k +1,193
39 COMERICA BANK 0.00% of their portfolio DALLAS, TX 39,27239.3k $482.7k $482.7k 0.00% Unchanged
40 Shaker Financial Services, LLC 0.18% of their portfolio Arlington, VA 38,34238.3k $471.2k $471.2k 0.18% New
41 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 36,78636.8k $452.1k $452.1k 0.00% New
42 Vanguard Capital Wealth Advisors 0.53% of their portfolio DENVER, CO 35,00035.0k $430.1k $430.1k 0.53% Unchanged
43 Uncommon Cents Investing LLC 0.12% of their portfolio JANESVILLE, WI 34,23434.2k $420.7k $420.7k 0.12% New
44 Marex Group Ltd 0.01% of their portfolio London, X0 31,27031.3k $384.3k $384.3k 0.01% Added +20.9k +20,851
45 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 30,47430.5k $375.0k $375.0k 0.01% Added +339 +339
46 Aviance Capital Partners, LLC 0.05% of their portfolio NAPLES, FL 30,11930.1k $370.2k $370.2k 0.05% New
47 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 26,85226.9k $330.0k $330.0k 0.00% Unchanged
48 WealthTrust Axiom LLC 0.10% of their portfolio WAYNE, PA 26,59126.6k $326.8k $326.8k 0.10% New
49 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 24,64624.6k $303.0k $303.0k 0.00% Added +7.1k +7,148
50 Atlantic Union Bankshares Corp 0.02% of their portfolio GLEN ALLEN, VA 24,23724.2k $297.9k $297.9k 0.02% New
51 Atala Financial Inc 0.21% of their portfolio CALABASAS, CA 23,27023.3k $286.0k $286.0k 0.21% Unchanged
52 SFI Advisors, LLC 0.20% of their portfolio Montclair, NJ 22,41922.4k $275.5k $275.5k 0.20% New
53 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 20,46620.5k $251.5k $251.5k 0.00% Reduced -2.2k -2,205
54 Verity Asset Management, Inc. 0.10% of their portfolio DURHAM, NC 20,19620.2k $248.2k $248.2k 0.10% Added +2.7k +2,674
55 Apollon Wealth Management, LLC 0.00% of their portfolio MOUNT PLEASANT, SC 16,04116.0k $197.1k $197.1k 0.00% Unchanged
56 SeaCrest Wealth Management, LLC 0.02% of their portfolio PURCHASE, NY 15,73915.7k $193.4k $193.4k 0.02% Reduced -8.6k -8,558
57 Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio Parsippany, NJ 15,53215.5k $190.9k $190.9k 0.01% Added +46 +46
58 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 15,31915.3k $188.3k $188.3k 0.00% Added +2.0k +1,965
59 RIK SAYLOR FINANCIAL, INC. 0.17% of their portfolio FAIRFIELD, OH 15,26315.3k $187.6k $187.6k 0.17% Added +165 +165
60 GILL CAPITAL PARTNERS, LLC 0.06% of their portfolio DENVER, CO 15,25915.3k $187.5k $187.5k 0.06% New
61 Gator Capital Management, LLC 0.06% of their portfolio TAMPA, FL 13,82013.8k $169.8k $169.8k 0.06% Reduced -5.9k -5,873
62 Graves Light Lenhart Wealth, Inc. 0.02% of their portfolio HARRISONBURG, VA 13,72813.7k $168.7k $168.7k 0.02% Unchanged
63 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 13,37013.4k $164.3k $164.3k 0.00% Unchanged
64 1776 Wealth LLC 0.07% of their portfolio ATLANTA, GA 13,14413.1k $161.5k $161.5k 0.07% Unchanged
65 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 13,05013.1k $160.4k $160.4k 0.00% Unchanged
66 Plotkin Financial Advisors, LLC 0.10% of their portfolio CHEVY CHASE, MD 12,93812.9k $159.0k $159.0k 0.10% Unchanged
67 Fortitude Advisory Group L.L.C. 0.10% of their portfolio GIG HARBOR, WA 12,50112.5k $142.5k $142.5k 0.10% New
68 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,17612.2k $149.6k $149.6k 0.00% New
69 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 11,56511.6k $142.1k $142.1k 0.00% Added +1.2k +1,196
70 UHLMANN PRICE SECURITIES, LLC 0.10% of their portfolio SKOKIE, IL 11,05211.1k $135.8k $135.8k 0.10% New
71 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 9,3349.3k $114.7k $114.7k 0.01% Added +1.8k +1,759
72 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5,4765.5k $67.3k $67.3k 0.00% Added +4.0k +3,981
73 Noble Wealth Management PBC 0.04% of their portfolio GREENWOOD VILLAGE, CO 5,1005.1k $62.7k $62.7k 0.04% New
74 SVB WEALTH LLC 0.00% of their portfolio BOSTON, MA 2,1492.1k $26.4k $26.4k 0.00% New
75 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 2,0932.1k $25.7k $25.7k 0.00% New
76 Future Financial Wealth Managment LLC 0.01% of their portfolio CINCINNATI, OH 750750 $9.2k $9.2k 0.01% Unchanged
77 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 230230 $2.8k $2.8k 0.00% Unchanged
78 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 200200 $2.5k $2.5k 0.00% Unchanged
79 Mountain Hill Investment Partners Corp. 0.00% of their portfolio ATLANTIC HIGHLANDS, NJ 140140 $1.7k $1.7k 0.00% Added +4 +4
80 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 7878 $959 $959 0.00% Unchanged
81 TSFG, LLC 0.00% of their portfolio LAKE FOREST, IL 6767 $1.0k $1.0k 0.00% New
82 CWM, LLC 0.00% of their portfolio OMAHA, NE 4646 $1.0k $1.0k 0.00% Unchanged
83 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 11 $12 $12 0.00% New
84 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged