Vault-13

KKR INCOME OPPORTUNITIES FD KIO

COM · Closed-End Fund · CUSIP 48249T106

54 institutional holders -3 vs Q4 2023
7,884,3117.9m shares reported held*
$106.8mreported value*
12 new 21 added 9 reduced 14 sold out net bought ≈ $9.6m (+712.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13.54.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 54Q4 22: 49Q1 23: 63Q2 23: 58Q3 23: 59Q4 23: 57Q1 24: 5454Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202254
Q4 202249
Q1 202363
Q2 202358
Q3 202359
Q4 202357
Q1 202454

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 22 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 46 bought or addedQ1 23: 15 cut or sold outQ1 23Q2 23: 26 bought or addedQ2 23: 31 cut or sold outQ2 23Q3 23: 25 bought or addedQ3 23: 30 cut or sold outQ3 23Q4 23: 27 bought or addedQ4 23: 25 cut or sold outQ4 23Q1 24: 33 bought or addedQ1 24: 23 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222227
Q1 20234615
Q2 20232631
Q3 20232530
Q4 20232725
Q1 20243323

Biggest buyers

MORGAN STANLEY Added +1,708,878+1.7m
ABSOLUTE INVESTMENT ADVISERS, LLC New +272,446+272.4k
Advisors Asset Management, Inc. Added +65,277+65.3k
BANK OF AMERICA CORP /DE/ Added +63,424+63.4k
Bramshill Investments, LLC New +42,829+42.8k
OSAIC HOLDINGS, INC. Added +25,385+25.4k
STIFEL FINANCIAL CORP Added +23,957+24.0k
Shaker Financial Services, LLC New +20,779+20.8k
Cetera Investment Advisers Added +20,062+20.1k
RAYMOND JAMES & ASSOCIATES New +13,385+13.4k

Biggest sellers

SIT INVESTMENT ASSOCIATES INC Sold out -639,527-639.5k
CLOUGH CAPITAL PARTNERS L P Sold out -617,415-617.4k
Westchester Capital Management, LLC Sold out -105,206-105.2k
Quarry LP Reduced -56,330-56.3k
ROBINSON CAPITAL MANAGEMENT, LLC Sold out -33,264-33.3k
JPMORGAN CHASE & CO Reduced -25,154-25.2k
Summit X, LLC Reduced -21,404-21.4k
Consolidated Portfolio Review Corp Sold out -20,617-20.6k
Highlander Capital Management, LLC Reduced -16,521-16.5k
M Holdings Securities, Inc. Sold out -16,236-16.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution new · filed 2026-05-12 5.6% new 2.3m≈ $25.8m 2026-05-12

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,655,9563.7m $49.5m $49.5m 0.00% Added +1.7m +1,708,878
2 UBS Group AG 0.00% of their portfolio ZURICH, V8 622,086622.1k $8.4m $8.4m 0.00% Reduced -2.9k -2,893
3 GUGGENHEIM CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 523,333523.3k $7.1m $7.1m 0.05% Reduced -2.3k -2,266
4 Advisors Asset Management, Inc. 0.12% of their portfolio Monument, CO 443,278443.3k $6.0m $6.0m 0.12% Added +65.3k +65,277
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 364,094364.1k $4.9m $4.9m 0.00% Added +63.4k +63,424
6 ABSOLUTE INVESTMENT ADVISERS, LLC 0.50% of their portfolio ROSEMARY BEACH, FL 272,446272.4k $3.7m $3.7m 0.50% New
7 Capital Investment Advisors, LLC 0.06% of their portfolio ATLANTA, GA 183,708183.7k $2.5m $2.5m 0.06% Added +3.6k +3,612
8 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 144,463144.5k $2.0m $2.0m 0.00% Added +11.3k +11,274
9 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 129,834129.8k $1.8m $1.8m 0.01% Unchanged
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 129,718129.7k $1.8m $1.8m 0.00% Added +13.4k +13,354
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 115,210115.2k $1.6m $1.6m 0.00% Added +96 +96
12 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 104,321104.3k $1.4m $1.4m 0.01% Added +4.5k +4,496
13 Joseph P. Lucia & Associates, LLC 0.68% of their portfolio Yorktown Heights, NY 93,63893.6k $1.3m $1.3m 0.68% Added +2.8k +2,760
14 Quarry LP 0.48% of their portfolio NEW YORK, NY 86,69286.7k $1.2m $1.2m 0.48% Reduced -56.3k -56,330
15 Summit X, LLC 0.27% of their portfolio CHESTERFIELD, MO 78,54278.5k $1.1m $1.1m 0.27% Reduced -21.4k -21,404
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 76,02776.0k $1.0m $1.0m 0.00% Added +1.8k +1,833
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 68,68468.7k $929.9k $929.9k 0.00% Added +25.4k +25,385
18 Kovack Advisors, Inc. 0.11% of their portfolio FT. LAUDERDALE, FL 67,94567.9k $920.0k $920.0k 0.11% Reduced -2.8k -2,758
19 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 66,15466.2k $895.7k $895.7k 0.00% Added +20.1k +20,062
20 VIRTUS ADVISERS, LLC 0.38% of their portfolio HARTFORD, CT 53,07453.1k $718.6k $718.6k 0.38% Added +8.8k +8,842
21 Highlander Capital Management, LLC 0.25% of their portfolio SHORT HILLS, NJ 52,97653.0k $717.3k $717.3k 0.25% Reduced -16.5k -16,521
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 48,40248.4k $655.4k $655.4k 0.00% Added +10.9k +10,887
23 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 44,81244.8k $606.8k $606.8k 0.00% Added +24.0k +23,957
24 Bramshill Investments, LLC 0.07% of their portfolio NAPLES, FL 42,82942.8k $579.9k $579.9k 0.07% New
25 COMERICA BANK 0.00% of their portfolio DALLAS, TX 38,11938.1k $516.1k $516.1k 0.00% Added +99 +99
26 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 35,12735.1k $498.6k $498.6k 0.00% Reduced -11.4k -11,426
27 Vanguard Capital Wealth Advisors 0.33% of their portfolio DENVER, CO 35,00035.0k $473.9k $473.9k 0.33% Unchanged
28 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 29,40029.4k $398.1k $398.1k 0.00% Added +5.2k +5,200
29 Gator Capital Management, LLC 0.19% of their portfolio TAMPA, FL 27,54127.5k $372.9k $372.9k 0.19% Unchanged
30 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 26,01426.0k $352.0k $352.0k 0.01% Added +6.3k +6,293
31 SeaCrest Wealth Management, LLC 0.04% of their portfolio PURCHASE, NY 22,32922.3k $302.3k $302.3k 0.04% Added +559 +559
32 Shaker Financial Services, LLC 0.11% of their portfolio Arlington, VA 20,77920.8k $281.3k $281.3k 0.11% New
33 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 18,90318.9k $255.9k $255.9k 0.00% Unchanged
34 Verity Asset Management, Inc. 0.14% of their portfolio DURHAM, NC 18,36618.4k $248.7k $248.7k 0.14% Reduced -624 -624
35 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 15,80915.8k $214.0k $214.0k 0.00% Added +1.3k +1,334
36 Graves Light Lenhart Wealth, Inc. 0.02% of their portfolio HARRISONBURG, VA 13,72813.7k $185.9k $185.9k 0.02% Unchanged
37 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 13,38513.4k $181.2k $181.2k 0.00% New
38 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 13,37013.4k $181.0k $181.0k 0.01% Unchanged
39 1776 Wealth LLC 0.08% of their portfolio ATLANTA, GA 13,14413.1k $178.0k $178.0k 0.08% Unchanged
40 Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio Seattle, WA 12,99613.0k $176.0k $176.0k 0.01% New
41 Plotkin Financial Advisors, LLC 0.12% of their portfolio CHEVY CHASE, MD 12,93812.9k $175.2k $175.2k 0.12% Unchanged
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 11,85011.8k $161.0k $161.0k 0.00% Unchanged
43 PFG Investments, LLC 0.01% of their portfolio WOODBURY, NY 11,35611.4k $153.8k $153.8k 0.01% New
44 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 7,2007.2k $97.5k $97.5k 0.01% New
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 5,6505.7k $76.5k $76.5k 0.00% Added +551 +551
46 CAROLINAS WEALTH CONSULTING LLC 0.01% of their portfolio CHARLOTTE, NC 5,2335.2k $70.9k $70.9k 0.01% Unchanged
47 BALDWIN WEALTH PARTNERS LLC/MA 0.00% of their portfolio Marion, MA 3,0003.0k $40.6k $40.6k 0.00% New
48 Future Financial Wealth Managment LLC 0.02% of their portfolio CINCINNATI, OH 1,7001.7k $23.0k $23.0k 0.02% New
49 Marquette Asset Management, LLC 0.00% of their portfolio MINNEAPOLIS, MN 1,0821.1k $14.6k $14.6k 0.00% Unchanged
50 Balefire, LLC 0.00% of their portfolio DALLAS, TX 1,0001.0k $13.5k $13.5k 0.00% New
51 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 592592 $8.0k $8.0k 0.00% Reduced -25.2k -25,154
52 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 400400 $5.0k $5.0k 0.00% New
53 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 7878 $1.1k $1.1k 0.00% New
54 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged