KKR INCOME OPPORTUNITIES FD KIO
COM · Closed-End Fund · CUSIP 48249T106
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.61.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 54 |
| Q4 2022 | 49 |
| Q1 2023 | 63 |
| Q2 2023 | 58 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 22 | 27 |
| Q1 2023 | 46 | 15 |
| Q2 2023 | 26 | 31 |
Biggest buyers
| MORGAN STANLEY | Added | +77.2k |
| Quarry LP | Added | +68.0k |
| CLOUGH CAPITAL PARTNERS L P | Added | +52.1k |
| GUGGENHEIM CAPITAL LLC | Added | +48.1k |
| SIT INVESTMENT ASSOCIATES INC | Added | +40.0k |
| ROYAL BANK OF CANADA | Added | +35.9k |
| Capital Investment Advisors, LLC | Added | +22.9k |
| BANK OF AMERICA CORP /DE/ | Added | +21.4k |
| TIEDEMANN ADVISORS, LLC | New | +20.0k |
| WEDBUSH SECURITIES INC | New | +15.3k |
Biggest sellers
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Sold out | -269.6k |
| SAGE RHINO CAPITAL LLC | Reduced | -206.9k |
| Saba Capital Management, L.P. | Sold out | -151.9k |
| COHEN & STEERS, INC. | Reduced | -68.6k |
| Logan Stone Capital, LLC | Sold out | -57.9k |
| Invesco Ltd. | Reduced | -34.4k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Sold out | -27.8k |
| Hennion & Walsh Asset Management, Inc. | Reduced | -26.6k |
| HRT FINANCIAL LP | Sold out | -24.6k |
| UBS Group AG | Reduced | -17.1k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| MORGAN STANLEY 13G · institution new · filed 2026-05-12 | 5.6% |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 1.2m $13.9m | Added +77.2k |
| SIT INVESTMENT ASSOCIATES INC 0.32% of their portfolio | 1.1m $12.4m | Added +40.0k |
| CLOUGH CAPITAL PARTNERS L P 0.89% of their portfolio | 762.2k $8.8m | Added +52.1k |
| UBS Group AG 0.00% of their portfolio | 739.2k $8.6m | Reduced -17.1k |
| GUGGENHEIM CAPITAL LLC 0.04% of their portfolio | 460.3k $5.3m | Added +48.1k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 253.7k $2.9m | Added +21.4k |
| DEBUSSY CAPITAL MANAGEMENT LP 0.83% of their portfolio | 231.7k $2.7m | Added +3.8k |
| Advisors Asset Management, Inc. 0.04% of their portfolio | 162.1k $1.9m | Reduced -2.6k |
| Capital Investment Advisors, LLC 0.05% of their portfolio | 151.4k $1.8m | Added +22.9k |
| Invesco Ltd. 0.00% of their portfolio | 135.6k $1.6m | Reduced -34.4k |
| SAGE RHINO CAPITAL LLC 0.44% of their portfolio | 134.8k $1.6m | Reduced -206.9k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 132.5k $1.5m | Added +7.0k |
| Rockefeller Capital Management L.P. 0.01% of their portfolio | 129.8k $1.5m | First filing |
| LPL Financial LLC 0.00% of their portfolio | 125.3k $1.5m | Reduced -6.5k |
| AQR Arbitrage LLC 0.06% of their portfolio | 124.0k $1.4m | Reduced -14.2k |
| Quarry LP 0.92% of their portfolio | 121.8k $1.4m | Added +68.0k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 120.4k $1.4m | Added +733 |
| Consolidated Portfolio Review Corp 0.32% of their portfolio | 116.0k $1.3m | Added +2.6k |
| PARK AVENUE SECURITIES LLC 0.02% of their portfolio | 108.5k $1.3m | Added +6.3k |
| Summit X, LLC 0.30% of their portfolio | 104.9k $1.2m | Reduced -1.8k |
| Joseph P. Lucia & Associates, LLC 0.72% of their portfolio | 93.1k $1.1m | Reduced -705 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 91.9k $1.1m | Reduced -1.9k |
| COHEN & STEERS, INC. 0.00% of their portfolio | 77.5k $900.0k | Reduced -68.6k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 73.0k $848.0k | Added +35.9k |
| Highlander Capital Management, LLC 0.38% of their portfolio | 71.5k $830.0k | Reduced -564 |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 56.6k $657.0k | Reduced -564 |
| Cetera Investment Advisers 0.00% of their portfolio | 44.6k $517.5k | Added +4.2k |
| Yakira Capital Management, Inc. 0.13% of their portfolio | 43.3k $502.9k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 41.6k $483.2k | Added +9.0k |
| ROBINSON CAPITAL MANAGEMENT, LLC 0.21% of their portfolio | 40.2k $468.1k | Added +58 |
| Hennion & Walsh Asset Management, Inc. 0.02% of their portfolio | 35.7k $415.0k | Reduced -26.6k |
| Vanguard Capital Wealth Advisors 0.37% of their portfolio | 35.0k $406.4k | Added +1.0k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 31.6k $366.9k | Added +200 |
| Gator Capital Management, LLC 0.23% of their portfolio | 27.5k $319.8k | Unchanged |
| SeaCrest Wealth Management, LLC 0.03% of their portfolio | 23.9k $277.2k | Reduced -5.1k |
| TIEDEMANN ADVISORS, LLC 0.01% of their portfolio | 20.0k $232.2k | New |
| STEPHENS INC /AR/ 0.00% of their portfolio | 18.9k $219.5k | Unchanged |
| Verity Asset Management, Inc. 0.16% of their portfolio | 18.3k $212.8k | Added +1.6k |
| INTEGRATED CAPITAL MANAGEMENT, INC. 0.17% of their portfolio | 16.5k $191.6k | Reduced -3.3k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 16.4k $190.0k | Reduced -3.7k |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 15.3k $177.0k | New |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 15.0k $174.0k | Reduced -443 |
| OPPENHEIMER & CO INC 0.00% of their portfolio | 14.7k $171.1k | Unchanged |
| Graves Light Lenhart Wealth, Inc. 0.02% of their portfolio | 13.7k $159.4k | Unchanged |
| 1776 Wealth LLC 0.08% of their portfolio | 13.1k $152.6k | Unchanged |
| Plotkin Financial Advisors, LLC 0.12% of their portfolio | 12.9k $150.2k | Unchanged |
| HighTower Advisors, LLC 0.00% of their portfolio | 11.8k $138.0k | Unchanged |
| Kovack Advisors, Inc. 0.02% of their portfolio | 11.5k $134.0k | Reduced -411 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 10.8k $125.6k | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 10.3k $119.0k | New |
| CAROLINAS WEALTH CONSULTING LLC 0.01% of their portfolio | 5.2k $60.8k | New |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 3.0k $34.8k | Added +936 |
| Marquette Asset Management, LLC 0.00% of their portfolio | 1.1k $12.6k | Unchanged |
| Impact Partnership Wealth, LLC 0.00% of their portfolio | 944 $11.0k | First filing |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 123 $1.4k | Reduced -6.2k |
| CWM, LLC 0.00% of their portfolio | 86 $1.0k | New |
| FIRST MANHATTAN CO. LLC. 0.00% of their portfolio | 15 $174 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |