Vault-13

KKR INCOME OPPORTUNITIES FD KIO

COM · Closed-End Fund · CUSIP 48249T106

58 institutional holders -5 vs Q1 2023
7,397,7147.4m shares reported held*
$85.9mreported value*
6 new 20 added 19 reduced 12 sold out net sold ≈ $6.0m (-523.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.61.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 54Q4 22: 49Q1 23: 63Q2 23: 5858Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202254
Q4 202249
Q1 202363
Q2 202358

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 22 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 46 bought or addedQ1 23: 15 cut or sold outQ1 23Q2 23: 26 bought or addedQ2 23: 31 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222227
Q1 20234615
Q2 20232631

Biggest buyers

MORGAN STANLEY Added +77,172+77.2k
Quarry LP Added +68,000+68.0k
CLOUGH CAPITAL PARTNERS L P Added +52,100+52.1k
GUGGENHEIM CAPITAL LLC Added +48,117+48.1k
SIT INVESTMENT ASSOCIATES INC Added +40,000+40.0k
ROYAL BANK OF CANADA Added +35,945+35.9k
Capital Investment Advisors, LLC Added +22,907+22.9k
BANK OF AMERICA CORP /DE/ Added +21,449+21.4k
TIEDEMANN ADVISORS, LLC New +20,000+20.0k
WEDBUSH SECURITIES INC New +15,280+15.3k

Biggest sellers

RIVERNORTH CAPITAL MANAGEMENT, LLC Sold out -269,648-269.6k
SAGE RHINO CAPITAL LLC Reduced -206,878-206.9k
Saba Capital Management, L.P. Sold out -151,886-151.9k
COHEN & STEERS, INC. Reduced -68,558-68.6k
Logan Stone Capital, LLC Sold out -57,902-57.9k
Invesco Ltd. Reduced -34,376-34.4k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -27,842-27.8k
Hennion & Walsh Asset Management, Inc. Reduced -26,637-26.6k
HRT FINANCIAL LP Sold out -24,589-24.6k
UBS Group AG Reduced -17,111-17.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution new · filed 2026-05-12 5.6% new 2.3m≈ $25.8m 2026-05-12

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,196,0771.2m $13.9m $13.9m 0.00% Added +77.2k +77,172
2 SIT INVESTMENT ASSOCIATES INC 0.32% of their portfolio Minneapolis, MN 1,070,2571.1m $12.4m $12.4m 0.32% Added +40.0k +40,000
3 CLOUGH CAPITAL PARTNERS L P 0.89% of their portfolio Boston, MA 762,215762.2k $8.8m $8.8m 0.89% Added +52.1k +52,100
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 739,224739.2k $8.6m $8.6m 0.00% Reduced -17.1k -17,111
5 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 460,266460.3k $5.3m $5.3m 0.04% Added +48.1k +48,117
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 253,697253.7k $2.9m $2.9m 0.00% Added +21.4k +21,449
7 DEBUSSY CAPITAL MANAGEMENT LP 0.83% of their portfolio CHICAGO, IL 231,734231.7k $2.7m $2.7m 0.83% Added +3.8k +3,841
8 Advisors Asset Management, Inc. 0.04% of their portfolio Monument, CO 162,122162.1k $1.9m $1.9m 0.04% Reduced -2.6k -2,619
9 Capital Investment Advisors, LLC 0.05% of their portfolio ATLANTA, GA 151,432151.4k $1.8m $1.8m 0.05% Added +22.9k +22,907
10 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 135,598135.6k $1.6m $1.6m 0.00% Reduced -34.4k -34,376
11 SAGE RHINO CAPITAL LLC 0.44% of their portfolio MENLO PARK, CA 134,803134.8k $1.6m $1.6m 0.44% Reduced -206.9k -206,878
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 132,451132.5k $1.5m $1.5m 0.00% Added +7.0k +6,953
13 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 129,834129.8k $1.5m $1.5m 0.01% First filing
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 125,273125.3k $1.5m $1.5m 0.00% Reduced -6.5k -6,506
15 AQR Arbitrage LLC 0.06% of their portfolio Greenwich, CT 124,025124.0k $1.4m $1.4m 0.06% Reduced -14.2k -14,245
16 Quarry LP 0.92% of their portfolio NEW YORK, NY 121,822121.8k $1.4m $1.4m 0.92% Added +68.0k +68,000
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 120,357120.4k $1.4m $1.4m 0.00% Added +733 +733
18 Consolidated Portfolio Review Corp 0.32% of their portfolio WOODBURY, NY 116,000116.0k $1.3m $1.3m 0.32% Added +2.6k +2,551
19 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 108,513108.5k $1.3m $1.3m 0.02% Added +6.3k +6,344
20 Summit X, LLC 0.30% of their portfolio CHESTERFIELD, MO 104,934104.9k $1.2m $1.2m 0.30% Reduced -1.8k -1,814
21 Joseph P. Lucia & Associates, LLC 0.72% of their portfolio Yorktown Heights, NY 93,13793.1k $1.1m $1.1m 0.72% Reduced -705 -705
22 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 91,94591.9k $1.1m $1.1m 0.00% Reduced -1.9k -1,916
23 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 77,54877.5k $900.0k $900.0k 0.00% Reduced -68.6k -68,558
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 73,00273.0k $848.0k $848.0k 0.00% Added +35.9k +35,945
25 Highlander Capital Management, LLC 0.38% of their portfolio SHORT HILLS, NJ 71,50571.5k $830.0k $830.0k 0.38% Reduced -564 -564
26 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 56,58256.6k $657.0k $657.0k 0.00% Reduced -564 -564
27 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 44,57244.6k $517.5k $517.5k 0.00% Added +4.2k +4,183
28 Yakira Capital Management, Inc. 0.13% of their portfolio Westport, CT 43,31543.3k $502.9k $502.9k 0.13% Unchanged
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 41,61541.6k $483.2k $483.2k 0.00% Added +9.0k +9,029
30 ROBINSON CAPITAL MANAGEMENT, LLC 0.21% of their portfolio GROSSE POINTE FARMS, MI 40,23340.2k $468.1k $468.1k 0.21% Added +58 +58
31 Hennion & Walsh Asset Management, Inc. 0.02% of their portfolio Parsippany, NJ 35,71235.7k $415.0k $415.0k 0.02% Reduced -26.6k -26,637
32 Vanguard Capital Wealth Advisors 0.37% of their portfolio DENVER, CO 35,00035.0k $406.4k $406.4k 0.37% Added +1.0k +1,000
33 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 31,60031.6k $366.9k $366.9k 0.00% Added +200 +200
34 Gator Capital Management, LLC 0.23% of their portfolio TAMPA, FL 27,54127.5k $319.8k $319.8k 0.23% Unchanged
35 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 23,87223.9k $277.2k $277.2k 0.03% Reduced -5.1k -5,121
36 TIEDEMANN ADVISORS, LLC 0.01% of their portfolio NEW YORK, NY 20,00020.0k $232.2k $232.2k 0.01% New
37 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 18,90318.9k $219.5k $219.5k 0.00% Unchanged
38 Verity Asset Management, Inc. 0.16% of their portfolio DURHAM, NC 18,33218.3k $212.8k $212.8k 0.16% Added +1.6k +1,570
39 INTEGRATED CAPITAL MANAGEMENT, INC. 0.17% of their portfolio JESSUP, PA 16,50316.5k $191.6k $191.6k 0.17% Reduced -3.3k -3,270
40 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 16,36116.4k $190.0k $190.0k 0.00% Reduced -3.7k -3,733
41 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 15,28015.3k $177.0k $177.0k 0.01% New
42 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 15,01915.0k $174.0k $174.0k 0.00% Reduced -443 -443
43 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 14,73314.7k $171.1k $171.1k 0.00% Unchanged
44 Graves Light Lenhart Wealth, Inc. 0.02% of their portfolio HARRISONBURG, VA 13,72813.7k $159.4k $159.4k 0.02% Unchanged
45 1776 Wealth LLC 0.08% of their portfolio ATLANTA, GA 13,14413.1k $152.6k $152.6k 0.08% Unchanged
46 Plotkin Financial Advisors, LLC 0.12% of their portfolio CHEVY CHASE, MD 12,93812.9k $150.2k $150.2k 0.12% Unchanged
47 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 11,85011.8k $138.0k $138.0k 0.00% Unchanged
48 Kovack Advisors, Inc. 0.02% of their portfolio FT. LAUDERDALE, FL 11,54011.5k $134.0k $134.0k 0.02% Reduced -411 -411
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,82110.8k $125.6k $125.6k 0.00% New
50 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 10,26610.3k $119.0k $119.0k 0.00% New
51 CAROLINAS WEALTH CONSULTING LLC 0.01% of their portfolio CHARLOTTE, NC 5,2335.2k $60.8k $60.8k 0.01% New
52 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 3,0003.0k $34.8k $34.8k 0.00% Added +936 +936
53 Marquette Asset Management, LLC 0.00% of their portfolio MINNEAPOLIS, MN 1,0821.1k $12.6k $12.6k 0.00% Unchanged
54 Impact Partnership Wealth, LLC 0.00% of their portfolio MARIETTA, GA 944944 $11.0k $11.0k 0.00% First filing
55 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 123123 $1.4k $1.4k 0.00% Reduced -6.2k -6,233
56 CWM, LLC 0.00% of their portfolio OMAHA, NE 8686 $1.0k $1.0k 0.00% New
57 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 1515 $174 $174 0.00% Unchanged
58 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged