KKR INCOME OPPORTUNITIES FD KIO
COM · Closed-End Fund · CUSIP 48249T106
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.97.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 54 |
| Q4 2022 | 49 |
| Q1 2023 | 63 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 22 | 27 |
| Q1 2023 | 46 | 15 |
Biggest buyers
| CLOUGH CAPITAL PARTNERS L P | New | +710.1k |
| MORGAN STANLEY | Added | +622.4k |
| SIT INVESTMENT ASSOCIATES INC | Added | +365.7k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | New | +269.6k |
| UBS Group AG | Added | +267.8k |
| DEBUSSY CAPITAL MANAGEMENT LP | New | +227.9k |
| Saba Capital Management, L.P. | New | +151.9k |
| BANK OF AMERICA CORP /DE/ | Added | +78.7k |
| Summit X, LLC | Added | +59.9k |
| LPL Financial LLC | Added | +54.3k |
Biggest sellers
| Janney Montgomery Scott LLC | Reduced | -204.3k |
| GraniteShares Advisors LLC | Sold out | -203.5k |
| Shaker Financial Services, LLC | Reduced | -116.5k |
| Matisse Capital | Sold out | -68.8k |
| COHEN & STEERS, INC. | Reduced | -33.8k |
| Invesco Ltd. | Reduced | -25.7k |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -7.4k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Reduced | -7.2k |
| Elequin Capital, LP | Sold out | -4.8k |
| Hennion & Walsh Asset Management, Inc. | Reduced | -3.3k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| MORGAN STANLEY 13G · institution new · filed 2026-05-12 | 5.6% |
Insider purchases and sales in Q1 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q1 2023.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 1.1m $12.3m | Added +622.4k |
| SIT INVESTMENT ASSOCIATES INC 0.31% of their portfolio | 1.0m $11.3m | Added +365.7k |
| UBS Group AG 0.00% of their portfolio | 756.3k $8.3m | Added +267.8k |
| CLOUGH CAPITAL PARTNERS L P 0.84% of their portfolio | 710.1k $7.8m | New |
| GUGGENHEIM CAPITAL LLC 0.04% of their portfolio | 412.1k $4.5m | Added +27.2k |
| SAGE RHINO CAPITAL LLC 1.09% of their portfolio | 341.7k $3.8m | Added +36.1k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.14% of their portfolio | 269.6k $3.0m | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 232.2k $2.6m | Added +78.7k |
| DEBUSSY CAPITAL MANAGEMENT LP 0.76% of their portfolio | 227.9k $2.5m | New |
| Invesco Ltd. 0.00% of their portfolio | 170.0k $1.9m | Reduced -25.7k |
| Advisors Asset Management, Inc. 0.04% of their portfolio | 164.7k $1.8m | Added +21.0k |
| Saba Capital Management, L.P. 0.04% of their portfolio | 151.9k $1.7m | New |
| COHEN & STEERS, INC. 0.00% of their portfolio | 146.1k $1.6m | Reduced -33.8k |
| AQR Arbitrage LLC 0.05% of their portfolio | 138.3k $1.5m | Added +53.7k |
| LPL Financial LLC 0.00% of their portfolio | 131.8k $1.4m | Added +54.3k |
| Capital Investment Advisors, LLC 0.04% of their portfolio | 128.5k $1.4m | Added +13.6k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 125.5k $1.4m | Reduced -7.4k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 119.6k $1.3m | Added +22.4k |
| Consolidated Portfolio Review Corp 0.34% of their portfolio | 113.4k $1.2m | First filing |
| Summit X, LLC 0.30% of their portfolio | 106.7k $1.2m | Added +59.9k |
| PARK AVENUE SECURITIES LLC 0.02% of their portfolio | 102.2k $1.1m | Reduced -2.3k |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 93.9k $1.0m | Reduced -1.8k |
| Joseph P. Lucia & Associates, LLC 0.72% of their portfolio | 93.8k $1.0m | Added +6.1k |
| Highlander Capital Management, LLC 0.39% of their portfolio | 72.1k $791.0k | Added +6.2k |
| Hennion & Walsh Asset Management, Inc. 0.04% of their portfolio | 62.3k $685.0k | Reduced -3.3k |
| Logan Stone Capital, LLC 0.25% of their portfolio | 57.9k $635.8k | Added +11.9k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 57.1k $627.0k | Added +7.1k |
| Quarry LP 0.33% of their portfolio | 53.8k $591.0k | New |
| Yakira Capital Management, Inc. 0.12% of their portfolio | 43.3k $475.6k | New |
| Cetera Investment Advisers 0.00% of their portfolio | 40.4k $443.5k | Added +5.1k |
| ROBINSON CAPITAL MANAGEMENT, LLC 0.21% of their portfolio | 40.2k $443.3k | Added +40.0k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 37.1k $407.0k | Added +8.3k |
| Vanguard Capital Wealth Advisors 0.37% of their portfolio | 34.0k $373.3k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 32.6k $357.8k | Added +3.5k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 31.4k $347.9k | Added +900 |
| SeaCrest Wealth Management, LLC 0.04% of their portfolio | 29.0k $318.3k | Added +16.7k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.04% of their portfolio | 27.8k $305.7k | New |
| Gator Capital Management, LLC 0.23% of their portfolio | 27.5k $302.4k | Added +345 |
| HRT FINANCIAL LP 0.00% of their portfolio | 24.6k $269.0k | New |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 20.1k $220.6k | Added +6.4k |
| INTEGRATED CAPITAL MANAGEMENT, INC. 0.12% of their portfolio | 19.8k $136.6k | Added +6.3k |
| STEPHENS INC /AR/ 0.00% of their portfolio | 18.9k $207.6k | Unchanged |
| Verity Asset Management, Inc. 0.11% of their portfolio | 16.8k $184.0k | New |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 15.5k $170.0k | Reduced -204.3k |
| OPPENHEIMER & CO INC 0.00% of their portfolio | 14.7k $161.8k | Added +683 |
| Shaker Financial Services, LLC 0.07% of their portfolio | 14.7k $161.6k | Reduced -116.5k |
| BARCLAYS PLC 0.00% of their portfolio | 14.1k $171.9k | New |
| Graves Light Lenhart Wealth, Inc. 0.02% of their portfolio | 13.7k $150.7k | Unchanged |
| 1776 Wealth LLC 0.09% of their portfolio | 13.1k $144.3k | Unchanged |
| Plotkin Financial Advisors, LLC 0.13% of their portfolio | 12.9k $142.1k | New |
| CALTON & ASSOCIATES, INC. 0.07% of their portfolio | 12.8k $140.7k | New |
| Kovack Advisors, Inc. 0.02% of their portfolio | 12.0k $131.2k | New |
| HighTower Advisors, LLC 0.00% of their portfolio | 11.8k $130.0k | Reduced -239 |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 11.2k $122.6k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 6.4k $70.0k | New |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 2.1k $22.7k | Reduced -7.2k |
| Ahrens Investment Partners LLC 0.01% of their portfolio | 1.6k $17.6k | New |
| Marquette Asset Management, LLC 0.00% of their portfolio | 1.1k $11.9k | Added +11 |
| Ameritas Advisory Services, LLC 0.00% of their portfolio | 771 $8.6k | New |
| WealthPLAN Partners, LLC 0.00% of their portfolio | 530 $5.8k | New |
| BDO Wealth Advisors, LLC 0.00% of their portfolio | 323 $3.5k | New |
| FIRST MANHATTAN CO. LLC. 0.00% of their portfolio | 15 $164 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |