Vault-13

KKR INCOME OPPORTUNITIES FD KIO

COM · Closed-End Fund · CUSIP 48249T106

63 institutional holders +14 vs Q4 2022
7,791,7117.8m shares reported held*
$85.5mreported value*
19 new 27 added 10 reduced 5 sold out net bought ≈ $29.1m (+2.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.97.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 54Q4 22: 49Q1 23: 6363Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202254
Q4 202249
Q1 202363

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 22 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 46 bought or addedQ1 23: 15 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222227
Q1 20234615

Biggest buyers

CLOUGH CAPITAL PARTNERS L P New +710,115+710.1k
MORGAN STANLEY Added +622,439+622.4k
SIT INVESTMENT ASSOCIATES INC Added +365,708+365.7k
RIVERNORTH CAPITAL MANAGEMENT, LLC New +269,648+269.6k
UBS Group AG Added +267,769+267.8k
DEBUSSY CAPITAL MANAGEMENT LP New +227,893+227.9k
Saba Capital Management, L.P. New +151,886+151.9k
BANK OF AMERICA CORP /DE/ Added +78,660+78.7k
Summit X, LLC Added +59,906+59.9k
LPL Financial LLC Added +54,337+54.3k

Biggest sellers

Janney Montgomery Scott LLC Reduced -204,341-204.3k
GraniteShares Advisors LLC Sold out -203,482-203.5k
Shaker Financial Services, LLC Reduced -116,491-116.5k
Matisse Capital Sold out -68,762-68.8k
COHEN & STEERS, INC. Reduced -33,811-33.8k
Invesco Ltd. Reduced -25,716-25.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -7,414-7.4k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -7,203-7.2k
Elequin Capital, LP Sold out -4,842-4.8k
Hennion & Walsh Asset Management, Inc. Reduced -3,298-3.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution new · filed 2026-05-12 5.6% new 2.3m≈ $25.8m 2026-05-12

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,118,9051.1m $12.3m $12.3m 0.00% Added +622.4k +622,439
2 SIT INVESTMENT ASSOCIATES INC 0.31% of their portfolio Minneapolis, MN 1,030,2571.0m $11.3m $11.3m 0.31% Added +365.7k +365,708
3 UBS Group AG 0.00% of their portfolio ZURICH, V8 756,335756.3k $8.3m $8.3m 0.00% Added +267.8k +267,769
4 CLOUGH CAPITAL PARTNERS L P 0.84% of their portfolio Boston, MA 710,115710.1k $7.8m $7.8m 0.84% New
5 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 412,149412.1k $4.5m $4.5m 0.04% Added +27.2k +27,236
6 SAGE RHINO CAPITAL LLC 1.09% of their portfolio MENLO PARK, CA 341,681341.7k $3.8m $3.8m 1.09% Added +36.1k +36,143
7 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.14% of their portfolio WEST PALM BEACH, FL 269,648269.6k $3.0m $3.0m 0.14% New
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 232,248232.2k $2.6m $2.6m 0.00% Added +78.7k +78,660
9 DEBUSSY CAPITAL MANAGEMENT LP 0.76% of their portfolio CHICAGO, IL 227,893227.9k $2.5m $2.5m 0.76% New
10 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 169,974170.0k $1.9m $1.9m 0.00% Reduced -25.7k -25,716
11 Advisors Asset Management, Inc. 0.04% of their portfolio Monument, CO 164,741164.7k $1.8m $1.8m 0.04% Added +21.0k +20,974
12 Saba Capital Management, L.P. 0.04% of their portfolio NEW YORK, NY 151,886151.9k $1.7m $1.7m 0.04% New
13 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 146,106146.1k $1.6m $1.6m 0.00% Reduced -33.8k -33,811
14 AQR Arbitrage LLC 0.05% of their portfolio Greenwich, CT 138,270138.3k $1.5m $1.5m 0.05% Added +53.7k +53,707
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 131,779131.8k $1.4m $1.4m 0.00% Added +54.3k +54,337
16 Capital Investment Advisors, LLC 0.04% of their portfolio ATLANTA, GA 128,525128.5k $1.4m $1.4m 0.04% Added +13.6k +13,585
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 125,498125.5k $1.4m $1.4m 0.00% Reduced -7.4k -7,414
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 119,624119.6k $1.3m $1.3m 0.00% Added +22.4k +22,449
19 Consolidated Portfolio Review Corp 0.34% of their portfolio WOODBURY, NY 113,449113.4k $1.2m $1.2m 0.34% First filing
20 Summit X, LLC 0.30% of their portfolio CHESTERFIELD, MO 106,748106.7k $1.2m $1.2m 0.30% Added +59.9k +59,906
21 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 102,169102.2k $1.1m $1.1m 0.02% Reduced -2.3k -2,336
22 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 93,86193.9k $1.0m $1.0m 0.01% Reduced -1.8k -1,778
23 Joseph P. Lucia & Associates, LLC 0.72% of their portfolio Yorktown Heights, NY 93,84293.8k $1.0m $1.0m 0.72% Added +6.1k +6,065
24 Highlander Capital Management, LLC 0.39% of their portfolio SHORT HILLS, NJ 72,06972.1k $791.0k $791.0k 0.39% Added +6.2k +6,208
25 Hennion & Walsh Asset Management, Inc. 0.04% of their portfolio Parsippany, NJ 62,34962.3k $685.0k $685.0k 0.04% Reduced -3.3k -3,298
26 Logan Stone Capital, LLC 0.25% of their portfolio CHICAGO, IL 57,90257.9k $635.8k $635.8k 0.25% Added +11.9k +11,896
27 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 57,14657.1k $627.0k $627.0k 0.00% Added +7.1k +7,105
28 Quarry LP 0.33% of their portfolio NEW YORK, NY 53,82253.8k $591.0k $591.0k 0.33% New
29 Yakira Capital Management, Inc. 0.12% of their portfolio Westport, CT 43,31543.3k $475.6k $475.6k 0.12% New
30 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 40,38940.4k $443.5k $443.5k 0.00% Added +5.1k +5,111
31 ROBINSON CAPITAL MANAGEMENT, LLC 0.21% of their portfolio GROSSE POINTE FARMS, MI 40,17540.2k $443.3k $443.3k 0.21% Added +40.0k +40,000
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 37,05737.1k $407.0k $407.0k 0.00% Added +8.3k +8,258
33 Vanguard Capital Wealth Advisors 0.37% of their portfolio DENVER, CO 34,00034.0k $373.3k $373.3k 0.37% Unchanged
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 32,58632.6k $357.8k $357.8k 0.00% Added +3.5k +3,500
35 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 31,40031.4k $347.9k $347.9k 0.00% Added +900 +900
36 SeaCrest Wealth Management, LLC 0.04% of their portfolio PURCHASE, NY 28,99329.0k $318.3k $318.3k 0.04% Added +16.7k +16,749
37 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.04% of their portfolio Englewood, NJ 27,84227.8k $305.7k $305.7k 0.04% New
38 Gator Capital Management, LLC 0.23% of their portfolio TAMPA, FL 27,54127.5k $302.4k $302.4k 0.23% Added +345 +345
39 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 24,58924.6k $269.0k $269.0k 0.00% New
40 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 20,09420.1k $220.6k $220.6k 0.00% Added +6.4k +6,380
41 INTEGRATED CAPITAL MANAGEMENT, INC. 0.12% of their portfolio JESSUP, PA 19,77319.8k $136.6k $136.6k 0.12% Added +6.3k +6,323
42 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 18,90318.9k $207.6k $207.6k 0.00% Unchanged
43 Verity Asset Management, Inc. 0.11% of their portfolio DURHAM, NC 16,76216.8k $184.0k $184.0k 0.11% New
44 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 15,46215.5k $170.0k $170.0k 0.00% Reduced -204.3k -204,341
45 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 14,73314.7k $161.8k $161.8k 0.00% Added +683 +683
46 Shaker Financial Services, LLC 0.07% of their portfolio Arlington, VA 14,71814.7k $161.6k $161.6k 0.07% Reduced -116.5k -116,491
47 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 14,05614.1k $171.9k $171.9k 0.00% New
48 Graves Light Lenhart Wealth, Inc. 0.02% of their portfolio HARRISONBURG, VA 13,72813.7k $150.7k $150.7k 0.02% Unchanged
49 1776 Wealth LLC 0.09% of their portfolio ATLANTA, GA 13,14413.1k $144.3k $144.3k 0.09% Unchanged
50 Plotkin Financial Advisors, LLC 0.13% of their portfolio CHEVY CHASE, MD 12,93812.9k $142.1k $142.1k 0.13% New
51 CALTON & ASSOCIATES, INC. 0.07% of their portfolio Tampa, FL 12,81512.8k $140.7k $140.7k 0.07% New
52 Kovack Advisors, Inc. 0.02% of their portfolio FT. LAUDERDALE, FL 11,95112.0k $131.2k $131.2k 0.02% New
53 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 11,85011.8k $130.0k $130.0k 0.00% Reduced -239 -239
54 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 11,16511.2k $122.6k $122.6k 0.00% New
55 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 6,3566.4k $70.0k $70.0k 0.00% New
56 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,0642.1k $22.7k $22.7k 0.00% Reduced -7.2k -7,203
57 Ahrens Investment Partners LLC 0.01% of their portfolio LAFAYETTE, LA 1,6001.6k $17.6k $17.6k 0.01% New
58 Marquette Asset Management, LLC 0.00% of their portfolio MINNEAPOLIS, MN 1,0821.1k $11.9k $11.9k 0.00% Added +11 +11
59 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 771771 $8.6k $8.6k 0.00% New
60 WealthPLAN Partners, LLC 0.00% of their portfolio OMAHA, NE 530530 $5.8k $5.8k 0.00% New
61 BDO Wealth Advisors, LLC 0.00% of their portfolio JACKSONVILLE, FL 323323 $3.5k $3.5k 0.00% New
62 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 1515 $164 $164 0.00% Unchanged
63 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged