Vault-13

JOHN HANCOCK EXCHANGE TRADED JHMM

MULTIFACTOR MI · ETP · CUSIP 47804J206

219 institutional holders +6 vs Q4 2023
51,654,83351.7m shares reported held*
$3.0bnreported value*
23 new 85 added 72 reduced 19 sold out net sold ≈ $148.0m (-2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $57.28. Options: 3 managers hold calls ($286.8k notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 172Q4 22: 177Q1 23: 180Q2 23: 190Q3 23: 192Q4 23: 213Q1 24: 219219Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022172
Q4 2022177
Q1 2023180
Q2 2023190
Q3 2023192
Q4 2023213
Q1 2024219

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 89 bought or addedQ4 22: 71 cut or sold outQ4 22Q1 23: 98 bought or addedQ1 23: 66 cut or sold outQ1 23Q2 23: 92 bought or addedQ2 23: 78 cut or sold outQ2 23Q3 23: 96 bought or addedQ3 23: 75 cut or sold outQ3 23Q4 23: 97 bought or addedQ4 23: 86 cut or sold outQ4 23Q1 24: 108 bought or addedQ1 24: 91 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20228971
Q1 20239866
Q2 20239278
Q3 20239675
Q4 20239786
Q1 202410891

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $286.8kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$286.8k$00.00

Biggest buyers

MORGAN STANLEY Added +2,467,339+2.5m
Cetera Investment Advisers Added +558,141+558.1k
AMERIPRISE FINANCIAL INC Added +450,309+450.3k
KPP Advisory Services LLC New +294,851+294.9k
ENVESTNET ASSET MANAGEMENT INC Added +143,227+143.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +137,058+137.1k
Pine Valley Investments Ltd Liability Co Added +109,781+109.8k
Executive Wealth Management, LLC Added +53,743+53.7k
FreeGulliver LLC Added +52,225+52.2k
LANARK FINANCIAL, INC. Added +46,922+46.9k

Biggest sellers

Granite Bay Wealth Management, LLC Reduced -3,457,861-3.5m
Raymond James Financial Services Advisors, Inc. Reduced -727,166-727.2k
WELLS FARGO & COMPANY/MN Reduced -611,803-611.8k
Cetera Advisor Networks LLC Sold out -547,525-547.5k
CAPTRUST FINANCIAL ADVISORS Reduced -463,108-463.1k
UBS Group AG Reduced -248,044-248.0k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Reduced -220,474-220.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -181,851-181.9k
Thrivent Financial for Lutherans Reduced -148,314-148.3k
ROYAL BANK OF CANADA Reduced -133,928-133.9k

Biggest calls

Belvedere Trading LLC New $200.8k3.5k shares
SIMPLEX TRADING, LLC New $86.0k1.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 7,973,6258.0m $457.5m $457.5m 0.01% Added +2.5m +2,467,339
2 AMERIPRISE FINANCIAL INC 0.08% of their portfolio MINNEAPOLIS, MN 4,977,7765.0m $285.7m $285.7m 0.08% Added +450.3k +450,309
3 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 3,983,7784.0m $228.6m $228.6m 0.12% Reduced -16.6k -16,623
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.20% of their portfolio Toronto, A6 3,827,2933.8m $219.6m $219.6m 0.20% Reduced -220.5k -220,474
5 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 3,153,5653.2m $181.0m $181.0m 0.05% Reduced -611.8k -611,803
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.13% of their portfolio MILWAUKEE, WI 2,128,9362.1m $122.2m $122.2m 0.13% Reduced -181.9k -181,851
7 UBS Group AG 0.04% of their portfolio ZURICH, V8 2,042,5192.0m $117.2m $117.2m 0.04% Reduced -248.0k -248,044
8 Raymond James Financial Services Advisors, Inc. 0.16% of their portfolio ST. PETERSBURG, FL 1,882,0641.9m $108.0m $108.0m 0.16% Reduced -727.2k -727,166
9 COMMONWEALTH EQUITY SERVICES, LLC 0.16% of their portfolio WALTHAM, MA 1,666,0291.7m $95.6m $95.6m 0.16% Added +137.1k +137,058
10 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,458,0431.5m $83.7m $83.7m 0.02% Reduced -133.9k -133,928
11 Private Advisor Group, LLC 0.54% of their portfolio MORRISTOWN, NJ 1,299,4181.3m $74.6m $74.6m 0.54% Reduced -106.4k -106,442
12 Smith Anglin Financial, LLC 7.28% of their portfolio DALLAS, TX 1,228,1131.2m $70.5m $70.5m 7.28% Added +38.4k +38,427
13 HILL ISLAND FINANCIAL LLC 20.80% of their portfolio GRAND RAPIDS, MI 1,097,9501.1m $63.0m $63.0m 20.80% Reduced -20.5k -20,529
14 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 933,476933.5k $53.6m $53.6m 0.01% Added +15.6k +15,622
15 Thrivent Financial for Lutherans 0.10% of their portfolio Minneapolis, MN 898,675898.7k $51.6m $51.6m 0.10% Reduced -148.3k -148,314
16 Financial Management Professionals, Inc. 6.26% of their portfolio AUSTIN, TX 739,834739.8k $42.5m $42.5m 6.26% Added +25.6k +25,564
17 Cetera Investment Advisers 0.09% of their portfolio SCHAUMBURG, IL 678,937678.9k $39.0m $39.0m 0.09% Added +558.1k +558,141
18 ENZI WEALTH 16.81% of their portfolio AUSTIN, TX 661,224661.2k $35.8m $35.8m 16.81% Reduced -15.5k -15,521
19 Amplius Wealth Advisors, LLC 4.15% of their portfolio BLUE BELL, PA 645,803645.8k $37.1m $37.1m 4.15% Added +9 +9
20 AVANTAX ADVISORY SERVICES, INC. 0.29% of their portfolio DALLAS, TX 566,744566.7k $32.5m $32.5m 0.29% Added +6.3k +6,275
21 Dynamic Advisor Solutions LLC 1.07% of their portfolio PHOENIX, AZ 553,502553.5k $31.8m $31.8m 1.07% Added +18.8k +18,798
22 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 491,500491.5k $28.2m $28.2m 0.11% Added +89 +89
23 Focus Partners Wealth 0.22% of their portfolio ST LOUIS, MO 463,463463.5k $26.6m $26.6m 0.22% Reduced -546 -546
24 BUCKINGHAM STRATEGIC WEALTH, LLC 0.28% of their portfolio CLAYTON, MO 461,346461.3k $26.5m $26.5m 0.28% Reduced -8.5k -8,470
25 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 337,562337.6k $19.4m $19.4m 0.04% Reduced -20.6k -20,624
26 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 307,812307.8k $17.7m $17.7m 0.01% Added +143.2k +143,227
27 KPP Advisory Services LLC 4.64% of their portfolio Louisville, KY 294,851294.9k $16.9m $16.9m 4.64% New
28 Executive Wealth Management, LLC 1.36% of their portfolio BRIGHTON, MI 271,488271.5k $15.5m $15.5m 1.36% Added +53.7k +53,743
29 SYNOVUS FINANCIAL CORP 0.18% of their portfolio Columbus, GA 245,673245.7k $14.1m $14.1m 0.18% Added +5.7k +5,741
30 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 239,424239.4k $13.7m $13.7m 0.01% Reduced -3.0k -3,010
31 ERn Financial, LLC 2.20% of their portfolio MIDDLETON, WI 221,010221.0k $12.7m $12.7m 2.20% Added +807 +807
32 Baker Ellis Asset Management LLC 1.88% of their portfolio Vancouver, WA 219,918219.9k $12.6m $12.6m 1.88% Added +1.8k +1,780
33 Bulltick Wealth Management, LLC 2.57% of their portfolio Miami, FL 214,860214.9k $12.3m $12.3m 2.57% Reduced -6.9k -6,870
34 Choice Wealth Advisors LLC 6.79% of their portfolio WATERVILLE, ME 195,435195.4k $11.2m $11.2m 6.79% Reduced -2.5k -2,511
35 Stratos Wealth Partners, LTD. 0.18% of their portfolio BEACHWOOD, OH 189,037189.0k $10.8m $10.8m 0.18% Reduced -16.8k -16,796
36 Sanchez Wealth Management Group 3.43% of their portfolio JACKSONVILLE, FL 176,549176.5k $10.1m $10.1m 3.43% Added +5.9k +5,855
37 Integrated Wealth Concepts LLC 0.13% of their portfolio WALTHAM, MA 155,291155.3k $8.9m $8.9m 0.13% Added +7.5k +7,545
38 PALO ALTO WEALTH ADVISORS, LLC 6.21% of their portfolio PALO ALTO, CA 153,397153.4k $8.8m $8.8m 6.21% Added +17.4k +17,354
39 Garrett Wealth Advisory Group, LLC 3.45% of their portfolio WEATHERFORD, TX 146,948146.9k $8.4m $8.4m 3.45% Reduced -1.2k -1,168
40 CHILTON CAPITAL MANAGEMENT LLC 0.39% of their portfolio HOUSTON, TX 142,816142.8k $8.2m $8.2m 0.39% Added +20.8k +20,843
41 FLYNN ZITO CAPITAL MANAGEMENT, LLC 4.17% of their portfolio GARDEN CITY, NY 140,800140.8k $8.1m $8.1m 4.17% Added +3.3k +3,337
42 Patriot Financial Group Insurance Agency, LLC 1.28% of their portfolio Westborough, MA 140,723140.7k $8.1m $8.1m 1.28% Reduced -271 -271
43 Global Retirement Partners, LLC 0.30% of their portfolio San Rafael, CA 138,768138.8k $8.0m $8.0m 0.30% Reduced -28.4k -28,361
44 Fragasso Financial Advisors Inc 0.65% of their portfolio SEWICKLEY, PA 134,095134.1k $7.7m $7.7m 0.65% Reduced -9.9k -9,918
45 Pine Valley Investments Ltd Liability Co 0.53% of their portfolio MARLTON, NJ 119,261119.3k $6.8m $6.8m 0.53% Added +109.8k +109,781
46 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 117,839117.8k $6.8m $6.8m 0.05% Added +10.9k +10,868
47 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 117,716117.7k $6.8m $6.8m 0.02% Reduced -463.1k -463,108
48 ADAPT WEALTH ADVISORS, LLC 4.79% of their portfolio ATLANTA, GA 117,352117.4k $6.7m $6.7m 4.79% First filing
49 Onyx Bridge Wealth Group LLC 1.12% of their portfolio TARRYTOWN, NY 115,048115.0k $6.3m $6.3m 1.12% Reduced -71.5k -71,470
50 D.B. Root & Company, LLC 1.99% of their portfolio PITTSBURGH, PA 102,478102.5k $5.9m $5.9m 1.99% Added +6.4k +6,408
51 FreeGulliver LLC 5.03% of their portfolio NEW ORLEANS, LA 98,72498.7k $5.7m $5.7m 5.03% Added +52.2k +52,225
52 Foundry Financial Group, Inc. 4.04% of their portfolio LACONIA, NH 98,64598.6k $5.7m $5.7m 4.04% Added +10.3k +10,331
53 IAG Wealth Partners, LLC 1.21% of their portfolio WAUKESHA, WI 97,92897.9k $5.6m $5.6m 1.21% Added +815 +815
54 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 96,19296.2k $5.5m $5.5m 0.05% Added +4.4k +4,363
55 Mariner, LLC 0.01% of their portfolio Overland Park, KS 88,78588.8k $5.1m $5.1m 0.01% Added +5.9k +5,860
56 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 87,90387.9k $5.0m $5.0m 0.06% Reduced -2.8k -2,814
57 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 85,45485.5k $4.9m $4.9m 0.01% Added +336 +336
58 GRIMES & Co WEALTH MANAGEMENT, LLC 0.14% of their portfolio WESTBOROUGH, MA 78,24278.2k $4.5m $4.5m 0.14% Reduced -1.1k -1,065
59 Granite Bay Wealth Management, LLC 2.39% of their portfolio PORTSMOUTH, NH 73,09373.1k $4.2m $4.2m 2.39% Reduced -3.5m -3,457,861
60 Freedom Investment Management, Inc. 0.32% of their portfolio SOUTH WINDSOR, CT 69,47669.5k $4.0m $4.0m 0.32% Reduced -1.9k -1,852
61 LANARK FINANCIAL, INC. 0.35% of their portfolio BIRMINGHAM, AL 65,78965.8k $3.8m $3.8m 0.35% Added +46.9k +46,922
62 PARSONS CAPITAL MANAGEMENT INC/RI 0.24% of their portfolio PROVIDENCE, RI 60,78260.8k $3.5m $3.5m 0.24% Reduced -995 -995
63 PFG Advisors 0.25% of their portfolio Phoenix, AZ 59,91759.9k $3.4m $3.4m 0.25% Added +7.7k +7,738
64 Capital Advisors, Ltd. LLC 0.44% of their portfolio SHAKER HEIGHTS, OH 58,82358.8k $3.4m $3.4m 0.44% Reduced -809 -809
65 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 53,41853.4k $3.1m $3.1m 0.00% Added +3.2k +3,156
66 OneDigital Investment Advisors LLC 0.05% of their portfolio OVERLAND PARK, KS 52,13552.1k $3.0m $3.0m 0.05% Added +5.8k +5,844
67 FLAGSTAR SECURITIES, INC 0.83% of their portfolio New York, NY 51,84751.8k $3.0m $3.0m 0.83% Reduced -2.7k -2,744
68 Linscomb Wealth, Inc. 0.14% of their portfolio Houston, TX 46,76546.8k $2.7m $2.7m 0.14% Added +461 +461
69 &PARTNERS 0.36% of their portfolio NASHVILLE, TN 46,11546.1k $2.6m $2.6m 0.36% New
70 Atlas Wealth LLC 1.25% of their portfolio CINCINNATI, OH 44,67144.7k $2.6m $2.6m 1.25% Added +4.7k +4,724
71 FMA Wealth Management, LLC 2.12% of their portfolio DUXBURY, MA 44,65144.7k $2.6m $2.6m 2.12% Added +3.8k +3,835
72 CREATIVE FINANCIAL DESIGNS INC /ADV 0.23% of their portfolio KOKOMO, IN 42,79042.8k $2.5m $2.5m 0.23% Added +3.7k +3,703
73 Valmark Advisers, Inc. 0.04% of their portfolio AKRON, OH 42,29042.3k $2.4m $2.4m 0.04% Added +2.8k +2,832
74 Global Assets Advisory, LLC 0.03% of their portfolio ORLANDO, FL 41,63941.6k $730 $730 0.03% New
75 DORVAL Corp 1.05% of their portfolio MAPLE GROVE, MN 41,59841.6k $2.3m $2.3m 1.05% Added +704 +704
76 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 40,66640.7k $2.3m $2.3m 0.00% Reduced -23.9k -23,938
77 Good Life Advisors, LLC 0.20% of their portfolio READING, PA 39,20139.2k $2.2m $2.2m 0.20% Reduced -75 -75
78 JNBA Financial Advisors 0.23% of their portfolio BLOOMINGTON, MN 37,41537.4k $2.1m $2.1m 0.23% Reduced -3.7k -3,675
79 Cooper Financial Group 0.34% of their portfolio IRVINE, CA 36,23036.2k $2.1m $2.1m 0.34% Added +20.2k +20,195
80 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 35,99136.0k $2.1m $2.1m 0.01% Reduced -4.1k -4,139
81 Paragon Private Wealth Management, LLC 1.20% of their portfolio LEXINGTON, KY 35,25535.3k $2.0m $2.0m 1.20% Added +9.7k +9,719
82 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 34,10734.1k $2.0m $2.0m 0.02% Reduced -1.9k -1,907
83 Arkadios Wealth Advisors 0.15% of their portfolio ATLANTA, GA 33,89733.9k $1.9m $1.9m 0.15% Reduced -37 -37
84 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 32,66832.7k $1.9m $1.9m 0.01% Added +1.9k +1,855
85 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 32,34032.3k $1.9m $1.9m 0.02% Reduced -1.8k -1,779
86 Waterloo Capital, L.P. 0.23% of their portfolio AUSTIN, TX 31,45331.5k $1.8m $1.8m 0.23% Reduced -3.7k -3,690
87 Eldridge Investment Advisors, Inc. 0.44% of their portfolio MANCHESTER, NH 30,05730.1k $1.7m $1.7m 0.44% Unchanged
88 Chicago Partners Investment Group LLC 0.07% of their portfolio CHICAGO, IL 29,89029.9k $1.6m $1.6m 0.07% Added +11.0k +11,024
89 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 28,97529.0k $1.7m $1.7m 0.00% Reduced -2.9k -2,850
90 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 28,61228.6k $1.6m $1.6m 0.04% Added +403 +403
91 Moloney Securities Asset Management, LLC 0.24% of their portfolio MANCHESTER, MO 28,04628.0k $1.6m $1.6m 0.24% Added +895 +895
92 BOSTON MOUNTAIN MONEY MANAGEMENT INC 1.05% of their portfolio BENTONVILLE, AR 26,83626.8k $1.5m $1.5m 1.05% First filing
93 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 26,71726.7k $1.5m $1.5m 0.00% Reduced -1.4k -1,384
94 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 26,70826.7k $1.5m $1.5m 0.07% Reduced -1.3k -1,298
95 MGO ONE SEVEN LLC 0.08% of their portfolio Beachwood, OH 25,77725.8k $1.5m $1.5m 0.08% Added +5.6k +5,590
96 Interchange Capital Partners, LLC 1.00% of their portfolio PITTSBURGH, PA 25,77025.8k $1.5m $1.5m 1.00% Added +2.8k +2,819
97 Magnus Financial Group LLC 0.17% of their portfolio NEW YORK, NY 24,90924.9k $1.4m $1.4m 0.17% Added +856 +856
98 COMERICA BANK 0.01% of their portfolio DALLAS, TX 22,90622.9k $1.3m $1.3m 0.01% Added +2.4k +2,376
99 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.13% of their portfolio ORLANDO, FL 21,48821.5k $1.2m $1.2m 0.13% New
100 GREAT VALLEY ADVISOR GROUP, INC. 0.04% of their portfolio WILMINGTON, DE 21,37221.4k $1.2m $1.2m 0.04% Reduced -14.6k -14,605