Vault-13

JOHN HANCOCK EXCHANGE TRADED JHMM

MULTIFACTOR MI · ETP · CUSIP 47804J206

213 institutional holders +21 vs Q3 2023
54,043,62054.0m shares reported held*
$2.8bnreported value*
23 new 74 added 74 reduced 12 sold out net bought ≈ $272.5m (+5.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $52.35. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 172Q4 22: 177Q1 23: 180Q2 23: 190Q3 23: 192Q4 23: 213213Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022172
Q4 2022177
Q1 2023180
Q2 2023190
Q3 2023192
Q4 2023213

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 89 bought or addedQ4 22: 71 cut or sold outQ4 22Q1 23: 98 bought or addedQ1 23: 66 cut or sold outQ1 23Q2 23: 92 bought or addedQ2 23: 78 cut or sold outQ2 23Q3 23: 96 bought or addedQ3 23: 75 cut or sold outQ3 23Q4 23: 97 bought or addedQ4 23: 86 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228971
Q1 20239866
Q2 20239278
Q3 20239675
Q4 20239786

Biggest buyers

MORGAN STANLEY Added +2,784,736+2.8m
Smith Anglin Financial, LLC Added +1,176,630+1.2m
CAPTRUST FINANCIAL ADVISORS New +580,824+580.8k
AMERIPRISE FINANCIAL INC Added +482,213+482.2k
Granite Bay Wealth Management, LLC Added +444,454+444.5k
Thrivent Financial for Lutherans Added +307,263+307.3k
LPL Financial LLC Added +185,130+185.1k
SYNOVUS FINANCIAL CORP Added +172,504+172.5k
UBS Group AG Added +86,854+86.9k
Fragasso Financial Advisors Inc Added +79,338+79.3k

Biggest sellers

KPP Advisory Services LLC Sold out -292,447-292.4k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Reduced -209,785-209.8k
Onyx Bridge Wealth Group LLC Reduced -188,953-189.0k
Garrett Wealth Advisory Group, LLC Reduced -167,565-167.6k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -165,671-165.7k
OSAIC HOLDINGS, INC. Reduced -136,473-136.5k
Cetera Investment Advisers Reduced -93,049-93.0k
FLYNN ZITO CAPITAL MANAGEMENT, LLC Reduced -74,737-74.7k
3D/L Capital Management, LLC Sold out -74,537-74.5k
GREAT VALLEY ADVISOR GROUP, INC. Reduced -71,327-71.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,506,2865.5m $290.0m $290.0m 0.01% Added +2.8m +2,784,736
2 AMERIPRISE FINANCIAL INC 0.07% of their portfolio MINNEAPOLIS, MN 4,527,4674.5m $238.5m $238.5m 0.07% Added +482.2k +482,213
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.13% of their portfolio Toronto, A6 4,047,7674.0m $213.2m $213.2m 0.13% Reduced -209.8k -209,785
4 LPL Financial LLC 0.13% of their portfolio FORT MILL, SC 4,000,4014.0m $210.7m $210.7m 0.13% Added +185.1k +185,130
5 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 3,765,3683.8m $198.3m $198.3m 0.06% Added +69.3k +69,295
6 Granite Bay Wealth Management, LLC 1.53% of their portfolio PORTSMOUTH, NH 3,530,9543.5m $170.8m $170.8m 1.53% Added +444.5k +444,454
7 Raymond James Financial Services Advisors, Inc. 0.22% of their portfolio ST. PETERSBURG, FL 2,609,2302.6m $137.4m $137.4m 0.22% Added +16.7k +16,718
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.14% of their portfolio MILWAUKEE, WI 2,310,7872.3m $121.7m $121.7m 0.14% Reduced -165.7k -165,671
9 UBS Group AG 0.05% of their portfolio ZURICH, V8 2,290,5632.3m $120.6m $120.6m 0.05% Added +86.9k +86,854
10 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,591,9711.6m $83.8m $83.8m 0.02% Reduced -54.6k -54,572
11 COMMONWEALTH EQUITY SERVICES, LLC 0.15% of their portfolio WALTHAM, MA 1,528,9711.5m $80.5m $80.5m 0.15% Added +59.2k +59,244
12 Private Advisor Group, LLC 0.58% of their portfolio MORRISTOWN, NJ 1,405,8601.4m $74.0m $74.0m 0.58% Reduced -22.0k -22,007
13 Smith Anglin Financial, LLC 7.19% of their portfolio DALLAS, TX 1,189,6861.2m $62.6m $62.6m 7.19% Added +1.2m +1,176,630
14 HILL ISLAND FINANCIAL LLC 20.08% of their portfolio GRAND RAPIDS, MI 1,118,4791.1m $58.9m $58.9m 20.08% Added +40.7k +40,710
15 Thrivent Financial for Lutherans 0.12% of their portfolio Minneapolis, MN 1,046,9891.0m $55.1m $55.1m 0.12% Added +307.3k +307,263
16 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 917,854917.9k $48.3m $48.3m 0.01% Added +60.6k +60,645
17 Financial Management Professionals, Inc. 6.13% of their portfolio AUSTIN, TX 714,270714.3k $37.6m $37.6m 6.13% Added +5.5k +5,492
18 ENZI WEALTH 17.07% of their portfolio AUSTIN, TX 676,745676.7k $35.5m $35.5m 17.07% Reduced -54.9k -54,929
19 Amplius Wealth Advisors, LLC 4.11% of their portfolio BLUE BELL, PA 645,794645.8k $34.0m $34.0m 4.11% Added +40.9k +40,907
20 CAPTRUST FINANCIAL ADVISORS 0.11% of their portfolio RALEIGH, NC 580,824580.8k $30.6m $30.6m 0.11% New
21 AVANTAX ADVISORY SERVICES, INC. 0.29% of their portfolio DALLAS, TX 560,469560.5k $29.5m $29.5m 0.29% Added +23.4k +23,356
22 Cetera Advisor Networks LLC 0.16% of their portfolio EL SEGUNDO, CA 547,525547.5k $28.8m $28.8m 0.16% Added +118 +118
23 Dynamic Advisor Solutions LLC 1.03% of their portfolio PHOENIX, AZ 534,704534.7k $27.6m $27.6m 1.03% Added +11.7k +11,736
24 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 491,411491.4k $25.9m $25.9m 0.11% Added +10.5k +10,536
25 BUCKINGHAM STRATEGIC WEALTH, LLC 0.29% of their portfolio CLAYTON, MO 469,816469.8k $24.7m $24.7m 0.29% Reduced -2.4k -2,355
26 Focus Partners Wealth 0.32% of their portfolio ST LOUIS, MO 464,009464.0k $24.4m $24.4m 0.32% First filing
27 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 358,186358.2k $18.9m $18.9m 0.03% Reduced -136.5k -136,473
28 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 242,434242.4k $12.8m $12.8m 0.01% Added +14.7k +14,695
29 SYNOVUS FINANCIAL CORP 0.18% of their portfolio Columbus, GA 239,932239.9k $12.6m $12.6m 0.18% Added +172.5k +172,504
30 Bulltick Wealth Management, LLC 2.67% of their portfolio Miami, FL 221,730221.7k $11.7m $11.7m 2.67% Reduced -8.4k -8,425
31 ERn Financial, LLC 2.14% of their portfolio MIDDLETON, WI 220,203220.2k $11.3m $11.3m 2.14% Reduced -3.5k -3,459
32 Baker Ellis Asset Management LLC 1.84% of their portfolio Vancouver, WA 218,138218.1k $11.5m $11.5m 1.84% Reduced -1.4k -1,425
33 Executive Wealth Management, LLC 1.08% of their portfolio BRIGHTON, MI 217,745217.7k $11.5m $11.5m 1.08% Added +2.9k +2,909
34 Stratos Wealth Partners, LTD. 0.20% of their portfolio BEACHWOOD, OH 205,833205.8k $10.8m $10.8m 0.20% Reduced -6.0k -6,031
35 Choice Wealth Advisors LLC 6.45% of their portfolio WATERVILLE, ME 197,946197.9k $10.4m $10.4m 6.45% Added +2.2k +2,235
36 Onyx Bridge Wealth Group LLC 1.98% of their portfolio TARRYTOWN, NY 186,518186.5k $9.8m $9.8m 1.98% Reduced -189.0k -188,953
37 Sanchez Wealth Management Group 3.28% of their portfolio JACKSONVILLE, FL 170,694170.7k $9.0m $9.0m 3.28% Added +18.4k +18,356
38 Global Retirement Partners, LLC 0.36% of their portfolio San Rafael, CA 167,129167.1k $8.6m $8.6m 0.36% Added +3.9k +3,881
39 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 164,585164.6k $8.7m $8.7m 0.00% Reduced -4.2k -4,155
40 Garrett Wealth Advisory Group, LLC 3.25% of their portfolio WEATHERFORD, TX 148,116148.1k $7.8m $7.8m 3.25% Reduced -167.6k -167,565
41 Integrated Wealth Concepts LLC 0.13% of their portfolio WALTHAM, MA 147,746147.7k $7.8m $7.8m 0.13% Reduced -31.2k -31,185
42 Fragasso Financial Advisors Inc 0.69% of their portfolio SEWICKLEY, PA 144,013144.0k $7.6m $7.6m 0.69% Added +79.3k +79,338
43 Patriot Financial Group Insurance Agency, LLC 1.40% of their portfolio Westborough, MA 140,994141.0k $7.4m $7.4m 1.40% Added +3.6k +3,638
44 FLYNN ZITO CAPITAL MANAGEMENT, LLC 4.88% of their portfolio GARDEN CITY, NY 137,463137.5k $7.2m $7.2m 4.88% Reduced -74.7k -74,737
45 PALO ALTO WEALTH ADVISORS, LLC 5.42% of their portfolio PALO ALTO, CA 136,043136.0k $7.2m $7.2m 5.42% Reduced -9.8k -9,781
46 CHILTON CAPITAL MANAGEMENT LLC 0.33% of their portfolio HOUSTON, TX 121,973122.0k $6.4m $6.4m 0.33% Reduced -974 -974
47 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 120,796120.8k $6.4m $6.4m 0.05% Reduced -93.0k -93,049
48 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 106,971107.0k $5.6m $5.6m 0.05% Added +8.4k +8,416
49 IAG Wealth Partners, LLC 1.17% of their portfolio WAUKESHA, WI 97,11397.1k $5.1m $5.1m 1.17% Reduced -2.7k -2,693
50 D.B. Root & Company, LLC 1.83% of their portfolio PITTSBURGH, PA 96,07096.1k $5.1m $5.1m 1.83% Added +7.0k +6,966
51 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 91,82991.8k $4.8m $4.8m 0.05% Added +1.3k +1,344
52 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 90,71790.7k $4.8m $4.8m 0.06% Added +14.5k +14,469
53 Foundry Financial Group, Inc. 3.94% of their portfolio LACONIA, NH 88,31488.3k $4.7m $4.7m 3.94% First filing
54 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 85,11885.1k $4.5m $4.5m 0.01% Reduced -3.4k -3,441
55 AlphaCore Capital LLC 0.64% of their portfolio LA JOLLA, CA 83,38083.4k $4.4m $4.4m 0.64% Reduced -1.0k -1,000
56 Mariner, LLC 0.01% of their portfolio Overland Park, KS 82,92582.9k $4.4m $4.4m 0.01% Added +53.4k +53,391
57 GRIMES & Co WEALTH MANAGEMENT, LLC 0.14% of their portfolio WESTBOROUGH, MA 79,30779.3k $4.2m $4.2m 0.14% Reduced -2.2k -2,154
58 Freedom Investment Management, Inc. 0.31% of their portfolio SOUTH WINDSOR, CT 71,32871.3k $3.8m $3.8m 0.31% New
59 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 64,60464.6k $3.4m $3.4m 0.01% Reduced -10.5k -10,534
60 PARSONS CAPITAL MANAGEMENT INC/RI 0.23% of their portfolio PROVIDENCE, RI 61,77761.8k $3.3m $3.3m 0.23% Reduced -3.7k -3,688
61 Capital Advisors, Ltd. LLC 0.44% of their portfolio SHAKER HEIGHTS, OH 59,63259.6k $3.1m $3.1m 0.44% Reduced -394 -394
62 FLAGSTAR SECURITIES, INC 0.91% of their portfolio New York, NY 54,59154.6k $2.9m $2.9m 0.91% Added +1.1k +1,134
63 PFG Advisors 0.22% of their portfolio Phoenix, AZ 52,17952.2k $2.7m $2.7m 0.22% Added +1.2k +1,209
64 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 50,26250.3k $2.6m $2.6m 0.00% Added +43.5k +43,476
65 FreeGulliver LLC 3.25% of their portfolio NEW ORLEANS, LA 46,49946.5k $2.4m $2.4m 3.25% First filing
66 Linscomb Wealth, Inc. 0.13% of their portfolio Houston, TX 46,30446.3k $2.4m $2.4m 0.13% Reduced -4.9k -4,851
67 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 46,29146.3k $2.4m $2.4m 0.04% Reduced -454 -454
68 JNBA Financial Advisors 0.25% of their portfolio BLOOMINGTON, MN 41,09041.1k $2.2m $2.2m 0.25% Reduced -11 -11
69 DORVAL Corp 1.03% of their portfolio MAPLE GROVE, MN 40,89440.9k $2.2m $2.2m 1.03% First filing
70 FMA Wealth Management, LLC 1.96% of their portfolio DUXBURY, MA 40,81640.8k $2.1m $2.1m 1.96% First filing
71 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 40,13040.1k $2.1m $2.1m 0.01% Reduced -14.9k -14,926
72 Atlas Wealth LLC 1.03% of their portfolio CINCINNATI, OH 39,94739.9k $1.9m $1.9m 1.03% Unchanged
73 Valmark Advisers, Inc. 0.04% of their portfolio AKRON, OH 39,45839.5k $2.1m $2.1m 0.04% Added +919 +919
74 Good Life Advisors, LLC 0.20% of their portfolio READING, PA 39,27639.3k $2.1m $2.1m 0.20% Added +9.7k +9,701
75 CREATIVE FINANCIAL DESIGNS INC /ADV 0.21% of their portfolio KOKOMO, IN 39,08739.1k $2.1m $2.1m 0.21% Added +1.9k +1,865
76 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 36,01436.0k $1.9m $1.9m 0.02% Added +773 +773
77 GREAT VALLEY ADVISOR GROUP, INC. 0.07% of their portfolio WILMINGTON, DE 35,97736.0k $1.9m $1.9m 0.07% Reduced -71.3k -71,327
78 Waterloo Capital, L.P. 0.30% of their portfolio AUSTIN, TX 35,14335.1k $1.9m $1.9m 0.30% New
79 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 34,11934.1k $1.8m $1.8m 0.02% Reduced -506 -506
80 Arkadios Wealth Advisors 0.15% of their portfolio ATLANTA, GA 33,93433.9k $1.8m $1.8m 0.15% Reduced -5.1k -5,057
81 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 31,82531.8k $1.7m $1.7m 0.00% Reduced -515 -515
82 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 30,81330.8k $1.6m $1.6m 0.01% Added +1.6k +1,604
83 Eldridge Investment Advisors, Inc. 0.41% of their portfolio MANCHESTER, NH 30,05730.1k $1.6m $1.6m 0.41% Added +55 +55
84 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 28,20928.2k $1.5m $1.5m 0.04% Added +627 +627
85 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 28,10128.1k $1.5m $1.5m 0.00% Added +449 +449
86 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 28,00628.0k $1.5m $1.5m 0.07% Added +5.3k +5,350
87 Moloney Securities Asset Management, LLC 0.23% of their portfolio MANCHESTER, MO 27,15127.2k $1.4m $1.4m 0.23% Added +1.6k +1,650
88 Paragon Private Wealth Management, LLC 0.94% of their portfolio LEXINGTON, KY 25,53625.5k $1.3m $1.3m 0.94% Added +3.9k +3,931
89 Magnus Financial Group LLC 0.17% of their portfolio NEW YORK, NY 24,05324.1k $1.3m $1.3m 0.17% Added +580 +580
90 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 23,20223.2k $1.2m $1.2m 0.02% Added +1.6k +1,619
91 Interchange Capital Partners, LLC 0.91% of their portfolio PITTSBURGH, PA 22,95123.0k $1.2m $1.2m 0.91% Reduced -113 -113
92 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 22,59322.6k $1.2m $1.2m 0.04% Reduced -6.2k -6,154
93 ELEVATION WEALTH PARTNERS, LLC 0.60% of their portfolio WALNUT CREEK, CA 21,31121.3k $1.0m $1.0m 0.60% Unchanged
94 AVAII WEALTH MANAGEMENT, LLC 0.73% of their portfolio APPLETON, WI 21,12921.1k $1.1m $1.1m 0.73% Added +2.5k +2,458
95 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 21,06921.1k $1.1m $1.1m 0.00% New
96 FDx Advisors, Inc. 0.08% of their portfolio BERWYN, PA 20,67020.7k $1.1m $1.1m 0.08% Reduced -2.4k -2,394
97 COMERICA BANK 0.00% of their portfolio DALLAS, TX 20,53020.5k $1.1m $1.1m 0.00% Added +1.9k +1,904
98 MGO ONE SEVEN LLC 0.06% of their portfolio Beachwood, OH 20,18720.2k $1.1m $1.1m 0.06% Added +7.0k +7,018
99 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 20,09320.1k $1.1m $1.1m 0.02% New
100 LANARK FINANCIAL, INC. 0.10% of their portfolio BIRMINGHAM, AL 18,86718.9k $993.0k $993.0k 0.10% Added +600 +600