Vault-13

JOHN HANCOCK EXCHANGE TRADED JHMM

MULTIFACTOR MI · ETP · CUSIP 47804J206

180 institutional holders +3 vs Q4 2022
43,450,52443.5m shares reported held*
$2.1bnreported value*
19 new 79 added 47 reduced 19 sold out net bought ≈ $42.5m (+905.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $47.79. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 172Q4 22: 177Q1 23: 180180Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022172
Q4 2022177
Q1 2023180

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 89 bought or addedQ4 22: 71 cut or sold outQ4 22Q1 23: 98 bought or addedQ1 23: 66 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228971
Q1 20239866

Biggest buyers

LPL Financial LLC Added +363,235+363.2k
ENZI WEALTH Added +252,172+252.2k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +221,257+221.3k
Raymond James Financial Services Advisors, Inc. Added +129,160+129.2k
Private Advisor Group, LLC Added +77,371+77.4k
Patriot Financial Group Insurance Agency, LLC Added +71,624+71.6k
GREAT VALLEY ADVISOR GROUP, INC. Added +70,350+70.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +61,072+61.1k
WELLS FARGO & COMPANY/MN Added +54,875+54.9k
Dynamic Advisor Solutions LLC Added +54,473+54.5k

Biggest sellers

Thrivent Financial for Lutherans Reduced -217,203-217.2k
ROYAL BANK OF CANADA Reduced -153,610-153.6k
IHT Wealth Management, LLC Reduced -153,082-153.1k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Reduced -111,487-111.5k
Stratos Wealth Partners, LTD. Reduced -100,416-100.4k
Onyx Bridge Wealth Group LLC Reduced -97,510-97.5k
BANK OF AMERICA CORP /DE/ Reduced -81,532-81.5k
MORGAN STANLEY Reduced -72,267-72.3k
IFP Advisors, Inc Reduced -61,164-61.2k
JANE STREET GROUP, LLC Sold out -25,394-25.4k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.12% of their portfolio Toronto, A6 4,374,6244.4m $209.5m $209.5m 0.12% Reduced -111.5k -111,487
2 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 3,793,7803.8m $181.7m $181.7m 0.06% Added +45.9k +45,947
3 LPL Financial LLC 0.13% of their portfolio FORT MILL, SC 3,526,0963.5m $168.8m $168.8m 0.13% Added +363.2k +363,235
4 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 3,515,9153.5m $168.3m $168.3m 0.05% Added +54.9k +54,875
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.20% of their portfolio MILWAUKEE, WI 3,030,3493.0m $145.1m $145.1m 0.20% Added +221.3k +221,257
6 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,668,4442.7m $127.8m $127.8m 0.01% Reduced -72.3k -72,267
7 Raymond James Financial Services Advisors, Inc. 0.22% of their portfolio ST. PETERSBURG, FL 2,412,8602.4m $115.5m $115.5m 0.22% Added +129.2k +129,160
8 UBS Group AG 0.04% of their portfolio ZURICH, V8 1,995,7242.0m $95.6m $95.6m 0.04% Added +37.1k +37,129
9 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,574,5221.6m $75.4m $75.4m 0.02% Reduced -153.6k -153,610
10 COMMONWEALTH EQUITY SERVICES, LLC 0.14% of their portfolio WALTHAM, MA 1,422,5111.4m $68.1m $68.1m 0.14% Added +61.1k +61,072
11 Private Advisor Group, LLC 0.60% of their portfolio MORRISTOWN, NJ 1,309,9151.3m $62.7m $62.7m 0.60% Added +77.4k +77,371
12 HILL ISLAND FINANCIAL LLC 19.75% of their portfolio GRAND RAPIDS, MI 1,045,6691.0m $48.9m $48.9m 19.75% Added +45.7k +45,733
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 847,187847.2k $40.6m $40.6m 0.00% Reduced -81.5k -81,532
14 Financial Management Professionals, Inc. 6.08% of their portfolio AUSTIN, TX 658,261658.3k $31.5m $31.5m 6.08% Added +5.1k +5,099
15 Thrivent Financial for Lutherans 0.07% of their portfolio Minneapolis, MN 613,314613.3k $28.9m $28.9m 0.07% Reduced -217.2k -217,203
16 Amplius Wealth Advisors, LLC 4.20% of their portfolio BLUE BELL, PA 612,147612.1k $29.3m $29.3m 4.20% Added +35.1k +35,097
17 ENZI WEALTH 14.91% of their portfolio AUSTIN, TX 606,050606.0k $29.1m $29.1m 14.91% Added +252.2k +252,172
18 Dynamic Advisor Solutions LLC 1.59% of their portfolio PHOENIX, AZ 567,203567.2k $27.2m $27.2m 1.59% Added +54.5k +54,473
19 AVANTAX ADVISORY SERVICES, INC. 0.32% of their portfolio DALLAS, TX 542,762542.8k $26.0m $26.0m 0.32% Reduced -12.2k -12,211
20 Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio FAIRFIELD, IA 505,545505.5k $24.2m $24.2m 0.12% Reduced -4.9k -4,883
21 BUCKINGHAM STRATEGIC WEALTH, LLC 0.41% of their portfolio CLAYTON, MO 485,273485.3k $22.6m $22.6m 0.41% Unchanged
22 COLONY GROUP LLC 0.33% of their portfolio Boston, MA 470,535470.5k $22.5m $22.5m 0.33% Added +10.6k +10,641
23 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 425,431425.4k $20.3m $20.3m 0.04% Reduced -1.3k -1,301
24 Cetera Advisor Networks LLC 0.14% of their portfolio EL SEGUNDO, CA 392,843392.8k $18.8m $18.8m 0.14% Added +28.1k +28,127
25 Garrett Wealth Advisory Group, LLC 6.97% of their portfolio WEATHERFORD, TX 298,304298.3k $14.3m $14.3m 6.97% Added +5.1k +5,134
26 Global Retirement Partners, LLC 0.73% of their portfolio San Rafael, CA 296,270296.3k $13.8m $13.8m 0.73% Added +12.7k +12,705
27 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 265,150265.1k $12.7m $12.7m 0.11% Reduced -7.8k -7,820
28 Bulltick Wealth Management, LLC 3.08% of their portfolio Miami, FL 245,215245.2k $11.7m $11.7m 3.08% Unchanged
29 ERn Financial, LLC 2.38% of their portfolio MIDDLETON, WI 226,486226.5k $10.8m $10.8m 2.38% Added +7.8k +7,759
30 Baker Ellis Asset Management LLC 1.89% of their portfolio Vancouver, WA 220,036220.0k $10.5m $10.5m 1.89% Added +10.3k +10,258
31 FLYNN ZITO CAPITAL MANAGEMENT, LLC 7.56% of their portfolio GARDEN CITY, NY 217,361217.4k $10.4m $10.4m 7.56% Added +16.7k +16,701
32 Choice Wealth Advisors LLC 6.89% of their portfolio WATERVILLE, ME 197,998198.0k $9.5m $9.5m 6.89% Added +2.1k +2,056
33 Onyx Bridge Wealth Group LLC 3.27% of their portfolio TARRYTOWN, NY 171,209171.2k $8.2m $8.2m 3.27% Reduced -97.5k -97,510
34 Integrated Wealth Concepts LLC 0.15% of their portfolio WALTHAM, MA 156,378156.4k $7.5m $7.5m 0.15% Added +40.7k +40,659
35 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 154,329154.3k $7.4m $7.4m 0.00% Added +356 +356
36 Sanchez Wealth Management Group 3.11% of their portfolio JACKSONVILLE, FL 147,613147.6k $7.1m $7.1m 3.11% Reduced -487 -487
37 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 142,737142.7k $6.8m $6.8m 0.07% Reduced -17.2k -17,246
38 PALO ALTO WEALTH ADVISORS, LLC 5.21% of their portfolio PALO ALTO, CA 135,710135.7k $6.5m $6.5m 5.21% Added +16.1k +16,098
39 Patriot Financial Group Insurance Agency, LLC 1.31% of their portfolio Westborough, MA 134,963135.0k $6.5m $6.5m 1.31% Added +71.6k +71,624
40 CHILTON CAPITAL MANAGEMENT LLC 0.34% of their portfolio HOUSTON, TX 123,825123.8k $5.9m $5.9m 0.34% Added +1.6k +1,597
41 Fragasso Financial Advisors Inc 0.52% of their portfolio SEWICKLEY, PA 95,77695.8k $4.6m $4.6m 0.52% Added +11.3k +11,279
42 IAG Wealth Partners, LLC 1.24% of their portfolio WAUKESHA, WI 93,66893.7k $4.5m $4.5m 1.24% Added +7.6k +7,581
43 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 93,20193.2k $4.5m $4.5m 0.05% Reduced -1.5k -1,533
44 GRIMES & Co WEALTH MANAGEMENT, LLC 0.17% of their portfolio WESTBOROUGH, MA 88,30188.3k $4.2m $4.2m 0.17% Reduced -383 -383
45 Andesa Financial Management Inc. 1.55% of their portfolio ALLENTOWN, PA 88,17888.2k $3.0m $3.0m 1.55% Added +47.6k +47,594
46 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 86,27986.3k $4.1m $4.1m 0.01% Added +8.3k +8,307
47 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 83,88683.9k $4.0m $4.0m 0.01% Reduced -8.5k -8,458
48 D.B. Root & Company, LLC 1.58% of their portfolio PITTSBURGH, PA 83,77083.8k $4.0m $4.0m 1.58% Added +5.5k +5,543
49 GREAT VALLEY ADVISOR GROUP, INC. 0.18% of their portfolio WILMINGTON, DE 80,78080.8k $3.9m $3.9m 0.18% Added +70.3k +70,350
50 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 75,60775.6k $3.6m $3.6m 0.00% Added +36.6k +36,558
51 3D/L Capital Management, LLC 0.95% of their portfolio Hartford, CT 74,57974.6k $3.6m $3.6m 0.95% Added +2.6k +2,612
52 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 71,99172.0k $3.4m $3.4m 0.05% Added +27.7k +27,736
53 PARSONS CAPITAL MANAGEMENT INC/RI 0.25% of their portfolio PROVIDENCE, RI 65,55765.6k $3.1m $3.1m 0.25% Added +12.5k +12,469
54 Capital Advisors, Ltd. LLC 0.50% of their portfolio SHAKER HEIGHTS, OH 63,15563.2k $3.0m $3.0m 0.50% Reduced -387 -387
55 Stratos Wealth Partners, LTD. 0.08% of their portfolio BEACHWOOD, OH 61,91261.9k $3.0m $3.0m 0.08% Reduced -100.4k -100,416
56 Linscomb Wealth, Inc. 0.16% of their portfolio Houston, TX 61,75061.8k $3.0m $3.0m 0.16% Reduced -594 -594
57 FLAGSTAR SECURITIES, INC 1.06% of their portfolio New York, NY 60,62860.6k $2.9m $2.9m 1.06% Reduced -914 -914
58 SYNOVUS FINANCIAL CORP 0.03% of their portfolio Columbus, GA 58,13158.1k $2.8m $2.8m 0.03% Added +5.7k +5,723
59 OneDigital Investment Advisors LLC 0.05% of their portfolio OVERLAND PARK, KS 46,46546.5k $2.2m $2.2m 0.05% Reduced -4.1k -4,113
60 JNBA Financial Advisors 0.28% of their portfolio BLOOMINGTON, MN 44,88644.9k $2.1m $2.1m 0.28% Reduced -1.5k -1,497
61 Arkadios Wealth Advisors 0.24% of their portfolio ATLANTA, GA 42,94242.9k $2.1m $2.1m 0.24% Reduced -8.7k -8,685
62 Atlas Wealth LLC 0.36% of their portfolio CINCINNATI, OH 38,82138.8k $1.9m $1.9m 0.36% Added +1.8k +1,800
63 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 37,97938.0k $1.8m $1.8m 0.03% Added +437 +437
64 GPS Wealth Strategies Group, LLC 0.37% of their portfolio CENTENNIAL, CO 37,70437.7k $1.8m $1.8m 0.37% New
65 Granite Bay Wealth Management, LLC 1.26% of their portfolio PORTSMOUTH, NH 37,57737.6k $1.8m $1.8m 1.26% Added +5.3k +5,299
66 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 37,45537.5k $1.8m $1.8m 0.01% Reduced -1.8k -1,770
67 CREATIVE FINANCIAL DESIGNS INC /ADV 0.23% of their portfolio KOKOMO, IN 36,15936.2k $1.7m $1.7m 0.23% Added +36.1k +36,078
68 AdvisorNet Financial, Inc 0.16% of their portfolio MINNETONKA, MN 36,02536.0k $1.7m $1.7m 0.16% Added +10.8k +10,792
69 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 35,18335.2k $1.7m $1.7m 0.03% Added +3.5k +3,520
70 Future Financial Wealth Managment LLC 1.84% of their portfolio CINCINNATI, OH 34,87834.9k $1.7m $1.7m 1.84% Reduced -3.7k -3,672
71 PFG Advisors 0.14% of their portfolio Phoenix, AZ 34,22434.2k $1.6m $1.6m 0.14% New
72 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 31,64931.6k $1.5m $1.5m 0.01% Reduced -1.4k -1,352
73 LINCOLN NATIONAL CORP 0.03% of their portfolio RADNOR, PA 31,30331.3k $1.5m $1.5m 0.03% Added +5.4k +5,401
74 Eldridge Investment Advisors, Inc. 0.50% of their portfolio MANCHESTER, NH 30,26230.3k $1.4m $1.4m 0.50% Added +50 +50
75 Mutual Advisors, LLC 0.06% of their portfolio OMAHA, NE 29,56029.6k $1.4m $1.4m 0.06% Reduced -15.1k -15,082
76 Good Life Advisors, LLC 0.18% of their portfolio READING, PA 29,10229.1k $1.4m $1.4m 0.18% Reduced -1.7k -1,676
77 WCG Wealth Advisors LLC 0.17% of their portfolio LAS VEGAS, NV 27,56427.6k $1.3m $1.3m 0.17% Added +7.3k +7,324
78 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 26,23726.2k $1.3m $1.3m 0.01% Added +2.3k +2,297
79 Kingsview Wealth Management, LLC 0.05% of their portfolio GRANTS PASS, OR 25,88625.9k $1.2m $1.2m 0.05% New
80 Moloney Securities Asset Management, LLC 0.23% of their portfolio MANCHESTER, MO 25,48125.5k $1.2m $1.2m 0.23% Added +87 +87
81 KESTRA PRIVATE WEALTH SERVICES, LLC 0.05% of their portfolio AUSTIN, TX 25,30425.3k $1.2m $1.2m 0.05% Added +918 +918
82 MRP Capital Investments, LLC 1.27% of their portfolio ALPHARETTA, GA 24,23824.2k $1.2m $1.2m 1.27% Added +15.6k +15,621
83 Magnus Financial Group LLC 0.17% of their portfolio NEW YORK, NY 23,36923.4k $1.1m $1.1m 0.17% Added +139 +139
84 Coastline Trust Co 0.16% of their portfolio PROVIDENCE, RI 22,92622.9k $1.1m $1.1m 0.16% Added +10.9k +10,851
85 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.04% of their portfolio LOS ANGELES, CA 22,24922.2k $1.1m $1.1m 0.04% Reduced -1.5k -1,455
86 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 21,91921.9k $770.2k $770.2k 0.03% Reduced -61.2k -61,164
87 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 21,53021.5k $1.0m $1.0m 0.00% Added +9.8k +9,817
88 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 21,21821.2k $1.0m $1.0m 0.02% New
89 IHT Wealth Management, LLC 0.05% of their portfolio Chicago, IL 18,93518.9k $906.6k $906.6k 0.05% Reduced -153.1k -153,082
90 Interchange Capital Partners, LLC 0.49% of their portfolio PITTSBURGH, PA 18,75918.8k $898.2k $898.2k 0.49% Added +519 +519
91 ELEVATION WEALTH PARTNERS, LLC 0.82% of their portfolio WALNUT CREEK, CA 18,60818.6k $891.0k $891.0k 0.82% First filing
92 Epic Trust Investment Advisors, LLC 1.05% of their portfolio RICHLAND, WA 18,00318.0k $862.0k $862.0k 1.05% Reduced -663 -663
93 AVAII WEALTH MANAGEMENT, LLC 0.73% of their portfolio APPLETON, WI 17,57617.6k $841.5k $841.5k 0.73% Added +424 +424
94 FDx Advisors, Inc. 0.03% of their portfolio BERWYN, PA 16,01916.0k $746.0k $746.0k 0.03% Unchanged
95 Rossmore Private Capital 0.12% of their portfolio GLASTONBURY, CT 15,50015.5k $742.1k $742.1k 0.12% Unchanged
96 EPG Wealth Management LLC 0.23% of their portfolio ATLANTA, GA 15,17315.2k $726.5k $726.5k 0.23% Reduced -206 -206
97 TRANSCEND CAPITAL ADVISORS, LLC 0.07% of their portfolio MADISON, NJ 14,34414.3k $686.8k $686.8k 0.07% Unchanged
98 Key Client Fiduciary Advisors, LLC 0.40% of their portfolio Fairfield, NJ 13,31713.3k $637.6k $637.6k 0.40% Added +41 +41
99 Sovereign Financial Group, Inc. 0.24% of their portfolio STAMFORD, CT 13,24713.2k $634.3k $634.3k 0.24% Added +1 +1
100 Strategic Financial Concepts, LLC 0.25% of their portfolio SAN ANTONIO, TX 13,18113.2k $631.1k $631.1k 0.25% First filing