Vault-13

JASPER THERAPEUTICS INC

COM · CUSIP 471871103

47 institutional holders +1 vs Q1 2023
88,091,20688.1m shares reported held*
$120.0mreported value*
13 new 7 added 10 reduced 12 sold out net sold ≈ $7.7m (-5.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.36. Options: 4 managers hold calls ($114.0k notional), 4 hold puts ($33.6k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 24Q4 22: 24Q1 23: 46Q2 23: 4747Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202224
Q4 202224
Q1 202346
Q2 202347

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 10 bought or addedQ4 22: 9 cut or sold outQ4 22Q1 23: 42 bought or addedQ1 23: 7 cut or sold outQ1 23Q2 23: 20 bought or addedQ2 23: 22 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022109
Q1 2023427
Q2 20232022

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ3 22 calls: $5.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $0Q4 22 puts: $428Q4 22P/C —Q1 23 calls: $182.2kQ1 23 puts: $70.8kQ1 23P/C 0.39Q2 23 calls: $114.0kQ2 23 puts: $33.6kQ2 23P/C 0.29
Numbers
QuarterCallsPutsP/C
Q3 2022$5.0k$00.00
Q4 2022$0$428—
Q1 2023$182.2k$70.8k0.39
Q2 2023$114.0k$33.6k0.29

Biggest buyers

Altium Capital Management LLC New +2,868,000+2.9m
Nantahala Capital Management, LLC Added +789,426+789.4k
Mariner, LLC New +714,996+715.0k
Jefferies Financial Group Inc. New +489,884+489.9k
BANK OF AMERICA CORP /DE/ Added +470,513+470.5k
Soleus Capital Management, L.P. Added +321,000+321.0k
SPHERA FUNDS MANAGEMENT LTD. Added +230,000+230.0k
Legal & General Group Plc New +80,000+80.0k
BlackRock Inc. Added +75,830+75.8k
HRT FINANCIAL LP New +41,263+41.3k

Biggest sellers

Driehaus Capital Management LLC Sold out -4,000,000-4.0m
CITADEL ADVISORS LLC Reduced -2,587,016-2.6m
RTW INVESTMENTS, LP Sold out -2,329,809-2.3m
Octagon Capital Advisors LP Reduced -1,914,386-1.9m
JANE STREET GROUP, LLC Sold out -211,010-211.0k
Squarepoint Ops LLC Sold out -139,887-139.9k
GEODE CAPITAL MANAGEMENT, LLC Reduced -104,810-104.8k
Man Group plc Sold out -74,972-75.0k
CITIGROUP INC Sold out -64,810-64.8k
MORGAN STANLEY Reduced -56,522-56.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $85.6k62.5k shares
CITADEL ADVISORS LLC Added $26.7k19.5k shares
GROUP ONE TRADING LLC Reduced $1.6k1.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Walleye Capital LLC Unchanged $19.2k14.0k shares
CSS LLC/IL Unchanged $13.8k10.1k shares
CITADEL ADVISORS LLC Reduced $548400 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Velan Capital Investment Management LP 13.94% of their portfolio ALPHARETTA, GA 11,219,03611.2m $14.8m $14.8m 13.94% Unchanged
2 BVF INC/IL 0.38% of their portfolio San Francisco, CA 9,900,0009.9m $13.6m $13.6m 0.38% Unchanged
3 Carlyle Group Inc. 0.42% of their portfolio WASHINGTON, DC 8,761,8918.8m $11.8m $11.8m 0.42% Unchanged
4 QIMING U.S. VENTURES MANAGEMENT, LLC 12.26% of their portfolio BELLEVUE, WA 8,519,6488.5m $11.7m $11.7m 12.26% Unchanged
5 Soleus Capital Management, L.P. 1.18% of their portfolio GREENWICH, CT 7,775,9807.8m $10.7m $10.7m 1.18% Added +321.0k +321,000
6 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 4,500,2174.5m $6.2m $6.2m 0.00% Unchanged
7 Octagon Capital Advisors LP 0.85% of their portfolio NEW YORK, NY 4,468,1144.5m $6.1m $6.1m 0.85% Reduced -1.9m -1,914,386
8 SPHERA FUNDS MANAGEMENT LTD. 1.25% of their portfolio TEL AVIV, L3 4,274,0084.3m $5.9m $5.9m 1.25% Added +230.0k +230,000
9 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 3,688,3583.7m $5.1m $5.1m 0.00% Reduced -37.8k -37,789
10 KINGDON CAPITAL MANAGEMENT, L.L.C. 0.73% of their portfolio NEW YORK, NY 3,040,0003.0m $4.2m $4.2m 0.73% Unchanged
11 Woodline Partners LP 0.05% of their portfolio San Francisco, CA 3,000,0003.0m $4.1m $4.1m 0.05% Unchanged
12 Altium Capital Management LLC 3.07% of their portfolio NEW YORK, NY 2,868,0002.9m $3.9m $3.9m 3.07% New
13 Ally Bridge Group (NY) LLC 4.18% of their portfolio NEW YORK, NY 2,517,2322.5m $3.4m $3.4m 4.18% Unchanged
14 Nantahala Capital Management, LLC 0.41% of their portfolio NEW CANAAN, CT 2,477,8802.5m $3.4m $3.4m 0.41% Added +789.4k +789,426
15 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,252,0962.3m $3.1m $3.1m 0.00% Added +470.5k +470,513
16 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 1,426,0221.4m $2.0m $2.0m 0.00% Reduced -2.6m -2,587,016
17 BlackRock Inc. 0.00% of their portfolio New York, NY 1,332,3471.3m $1.8m $1.8m 0.00% Added +75.8k +75,830
18 Ikarian Capital, LLC 0.52% of their portfolio DALLAS, TX 1,125,0871.1m $1.5m $1.5m 0.52% Reduced -1.2k -1,200
19 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 965,504965.5k $1.3m $1.3m 0.00% Reduced -104.8k -104,810
20 Mariner, LLC 0.00% of their portfolio Overland Park, KS 714,996715.0k $979.5k $979.5k 0.00% New
21 SILVERARC CAPITAL MANAGEMENT, LLC 0.23% of their portfolio BOSTON, MA 500,000500.0k $685.0k $685.0k 0.23% Unchanged
22 Jefferies Financial Group Inc. 0.01% of their portfolio NEW YORK, NY 489,884489.9k $671.1k $671.1k 0.01% New
23 Affinity Asset Advisors, LLC 0.26% of their portfolio NEW YORK, NY 476,948476.9k $653.4k $653.4k 0.26% Unchanged
24 Fernwood Investment Management, LLC 0.22% of their portfolio QUINCY, MA 454,706454.7k $622.9k $622.9k 0.22% Unchanged
25 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 321,550321.6k $440.5k $440.5k 0.00% Reduced -56.5k -56,522
26 BOOTHBAY FUND MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 233,159233.2k $319.4k $319.4k 0.01% Reduced -248 -248
27 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 199,094199.1k $272.8k $272.8k 0.00% Unchanged
28 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 154,909154.9k $212.2k $212.2k 0.00% Reduced -377 -377
29 Legal & General Group Plc 0.00% of their portfolio London, X0 80,00080.0k $109.6k $109.6k 0.00% New
30 Forefront Analytics, LLC 0.05% of their portfolio WEST CONSHOHOCKEN, PA 69,36769.4k $95.0k $95.0k 0.05% Added +39.1k +39,077
31 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 58,10058.1k $80.0k $80.0k 0.00% Reduced -52.1k -52,100
32 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 43,59343.6k $59.7k $59.7k 0.00% Unchanged
33 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 41,26341.3k $56.0k $56.0k 0.00% New
34 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 36,89936.9k $50.6k $50.6k 0.00% Unchanged
35 GRIES FINANCIAL LLC 0.01% of their portfolio Cleveland, OH 23,84523.8k $32.7k $32.7k 0.01% New
36 One68 Global Capital, LLC 0.17% of their portfolio NEW YORK, NY 20,00020.0k $27.4k $27.4k 0.17% Unchanged
37 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 18,42818.4k $25.2k $25.2k 0.00% Reduced -36.3k -36,290
38 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 11,28611.3k $15.5k $15.5k 0.00% New
39 Virtu Financial LLC 0.00% of their portfolio New York, NY 10,94010.9k $15.0k $15.0k 0.00% New
40 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 9,3979.4k $12.9k $12.9k 0.00% New
41 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 8,2928.3k $11.4k $11.4k 0.00% New
42 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 924924 $1.0k $1.0k 0.00% New
43 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 900900 $1.0k $1.0k 0.00% Unchanged
44 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 797797 $1.1k $1.1k 0.00% Added +35 +35
45 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 260260 $0 $0 0.00% New
46 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 249249 $341 $341 0.00% New
47 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged