Vault-13

J P MORGAN EXCHANGE TRADED F JMST

ULTRA SHT MUNCPL · ETP · CUSIP 46641Q654

360 institutional holders +3 vs Q2 2023
38,418,16738.4m shares reported held*
$1.9bnreported value*
33 new 106 added 178 reduced 29 sold out net sold ≈ $6.9m (-152.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($15.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.59.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 325Q4 22: 354Q1 23: 368Q2 23: 357Q3 23: 360360Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022325
Q4 2022354
Q1 2023368
Q2 2023357
Q3 2023360

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 162 bought or addedQ4 22: 168 cut or sold outQ4 22Q1 23: 166 bought or addedQ1 23: 185 cut or sold outQ1 23Q2 23: 142 bought or addedQ2 23: 209 cut or sold outQ2 23Q3 23: 139 bought or addedQ3 23: 207 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022162168
Q1 2023166185
Q2 2023142209
Q3 2023139207

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ4 22 calls: $2.5mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$2.5m$00.00
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$0—

Biggest buyers

Boothe Investment Group, Inc. Added +484,544+484.5k
Slow Capital, Inc. Added +355,573+355.6k
LPL Financial LLC Added +266,857+266.9k
JANE STREET GROUP, LLC Added +201,578+201.6k
Cambridge Investment Research Advisors, Inc. Added +137,300+137.3k
WELLS FARGO & COMPANY/MN Added +124,460+124.5k
First Heartland Consultants, Inc. New +121,542+121.5k
Bank of New York Mellon Corp Added +121,369+121.4k
Advisor OS, LLC Added +111,273+111.3k
AE Wealth Management LLC Added +111,165+111.2k

Biggest sellers

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -243,447-243.4k
Mills Wealth Advisors LLC Reduced -209,395-209.4k
BANK OF AMERICA CORP /DE/ Reduced -202,857-202.9k
Trust Co Reduced -193,167-193.2k
MORGAN STANLEY Reduced -150,459-150.5k
Graves Light Lenhart Wealth, Inc. Reduced -145,318-145.3k
Global Strategic Investment Solutions, LLC Reduced -144,910-144.9k
Orion Portfolio Solutions, LLC Reduced -130,711-130.7k
Orion Porfolio Solutions, LLC Reduced -130,711-130.7k
Cerity Partners LLC Reduced -110,863-110.9k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.02% of their portfolio BOSTON, MA 4,116,6714.1m $207.7m $207.7m 0.02% Reduced -2 -2
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 3,459,9373.5m $174.6m $174.6m 0.02% Reduced -202.9k -202,857
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.10% of their portfolio MILWAUKEE, WI 1,598,6711.6m $80.7m $80.7m 0.10% Reduced -243.4k -243,447
4 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 1,562,5061.6m $78.8m $78.8m 0.06% Added +266.9k +266,857
5 Fiduciary Trust Co 1.13% of their portfolio Boston, MA 1,224,6471.2m $61.8m $61.8m 1.13% Added +8.0k +7,994
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 792,901792.9k $40.0m $40.0m 0.01% Added +124.5k +124,460
7 UBS Group AG 0.02% of their portfolio ZURICH, V8 683,472683.5k $34.5m $34.5m 0.02% Reduced -52.5k -52,543
8 Global Strategic Investment Solutions, LLC 4.32% of their portfolio Scottsdale, AZ 664,040664.0k $33.5m $33.5m 4.32% Reduced -144.9k -144,910
9 Resonant Capital Advisors, LLC 3.52% of their portfolio Madison, WI 655,062655.1k $33.0m $33.0m 3.52% Added +82.9k +82,920
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 654,508654.5k $33.0m $33.0m 0.00% Added +28.8k +28,768
11 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 636,069636.1k $32.1m $32.1m 0.05% Added +67.0k +66,984
12 Sequoia Financial Advisors, LLC 0.54% of their portfolio Akron, OH 605,173605.2k $30.5m $30.5m 0.54% Reduced -20.6k -20,606
13 WEATHERLY ASSET MANAGEMENT L. P. 3.53% of their portfolio DEL MAR, CA 585,804585.8k $29.6m $29.6m 3.53% Reduced -3.2k -3,174
14 Boothe Investment Group, Inc. 7.22% of their portfolio DOVER, DE 563,668563.7k $28.4m $28.4m 7.22% Added +484.5k +484,544
15 Slow Capital, Inc. 5.20% of their portfolio GREENBRAE, CA 561,014561.0k $28.3m $28.3m 5.20% Added +355.6k +355,573
16 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 485,961486.0k $24.5m $24.5m 0.04% Added +201.6k +201,578
17 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 476,724476.7k $24.1m $24.1m 0.06% Reduced -27.4k -27,388
18 Cerity Partners LLC 0.12% of their portfolio NEW YORK, NY 475,246475.2k $24.0m $24.0m 0.12% Reduced -110.9k -110,863
19 Bridgewater Advisors Inc. 3.66% of their portfolio NEW YORK, NY 452,734452.7k $22.8m $22.8m 3.66% Reduced -39.2k -39,162
20 Mills Wealth Advisors LLC 17.48% of their portfolio SOUTHLAKE, TX 432,790432.8k $21.8m $21.8m 17.48% Reduced -209.4k -209,395
21 CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio RALEIGH, NC 421,132421.1k $21.2m $21.2m 0.08% Reduced -16.5k -16,513
22 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 412,270412.3k $20.8m $20.8m 0.04% Added +51.5k +51,470
23 Kathmere Capital Management, LLC 2.91% of their portfolio WAYNE, PA 388,879388.9k $19.6m $19.6m 2.91% Added +10.1k +10,104
24 CWM, LLC 0.12% of their portfolio OMAHA, NE 380,242380.2k $19.2m $19.2m 0.12% Reduced -84.5k -84,456
25 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 346,699346.7k $17.5m $17.5m 0.03% Added +30.4k +30,352
26 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.46% of their portfolio MINNEAPOLIS, MN 325,282325.3k $16.4m $16.4m 0.46% Added +2.2k +2,210
27 GREAT VALLEY ADVISOR GROUP, INC. 0.66% of their portfolio WILMINGTON, DE 316,100316.1k $15.9m $15.9m 0.66% Added +21.0k +20,980
28 CWA Asset Management Group, LLC 1.16% of their portfolio NAPLES, FL 312,501312.5k $15.8m $15.8m 1.16% Added +9.9k +9,897
29 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 304,013304.0k $15.3m $15.3m 0.03% Added +60 +60
30 One Capital Management, LLC 0.66% of their portfolio WESTLAKE VILLAGE, CA 296,678296.7k $15.0m $15.0m 0.66% Reduced -30.9k -30,863
31 Auxano Advisors, LLC 6.00% of their portfolio BELLEVUE, WA 290,805290.8k $14.7m $14.7m 6.00% Reduced -27.8k -27,802
32 Trust Co 2.24% of their portfolio MANHATTAN, KS 274,761274.8k $13.9m $13.9m 2.24% Reduced -193.2k -193,167
33 MJP ASSOCIATES INC /ADV 3.80% of their portfolio FARMINGTON, CT 257,320257.3k $13.0m $13.0m 3.80% Added +94.5k +94,465
34 Sunburst Financial Group, LLC 4.42% of their portfolio VESTAVIA HILLS, AL 248,217248.2k $12.5m $12.5m 4.42% Reduced -38.6k -38,583
35 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 243,593243.6k $12.3m $12.3m 0.01% Reduced -25.5k -25,494
36 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 240,496240.5k $12.1m $12.1m 0.00% Added +121.4k +121,369
37 WCG Wealth Advisors LLC 0.93% of their portfolio LAS VEGAS, NV 238,324238.3k $12.7m $12.7m 0.93% Added +21.7k +21,654
38 MBM WEALTH CONSULTANTS, LLC 5.05% of their portfolio CHESTERFIELD, MO 230,170230.2k $11.6m $11.6m 5.05% Reduced -42.6k -42,589
39 Advisor OS, LLC 1.74% of their portfolio CHICAGO, IL 229,659229.7k $11.6m $11.6m 1.74% Added +111.3k +111,273
40 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 205,976206.0k $10.4m $10.4m 0.05% Added +137.3k +137,300
41 APPLETON PARTNERS INC/MA 0.88% of their portfolio BOSTON, MA 195,872195.9k $9.9m $9.9m 0.88% Reduced -45.5k -45,515
42 AlphaCore Capital LLC 1.51% of their portfolio LA JOLLA, CA 189,110189.1k $9.5m $9.5m 1.51% Unchanged
43 Rosenberg Matthew Hamilton 3.14% of their portfolio GRAND JUNCTION, CO 186,717186.7k $9.4m $9.4m 3.14% Added +44.1k +44,138
44 COLONY GROUP LLC 0.14% of their portfolio Boston, MA 184,870184.9k $9.3m $9.3m 0.14% Reduced -5.2k -5,211
45 Sunflower Bank, N.A. 2.23% of their portfolio DALLAS, TX 183,061183.1k $9.2m $9.2m 2.23% Added +14.7k +14,672
46 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 170,325170.3k $8.6m $8.6m 0.01% Reduced -19.4k -19,384
47 HB Wealth Management, LLC 0.13% of their portfolio Atlanta, GA 164,962165.0k $8.3m $8.3m 0.13% Reduced -20.7k -20,654
48 BCGM Wealth Management, LLC 3.69% of their portfolio LAFAYETTE, IN 159,283159.3k $8.0m $8.0m 3.69% Reduced -15.4k -15,387
49 Orion Porfolio Solutions, LLC 0.09% of their portfolio OMAHA, NE 151,717151.7k $7.7m $7.7m 0.09% Reduced -130.7k -130,711
50 Orion Portfolio Solutions, LLC 0.09% of their portfolio Omaha, NE 151,717151.7k $7.7m $7.7m 0.09% Reduced -130.7k -130,711
51 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 148,782148.8k $7.5m $7.5m 0.01% Added +1.9k +1,871
52 Levy Wealth Management Group, LLC 2.32% of their portfolio PHILADELPHIA, PA 148,534148.5k $7.5m $7.5m 2.32% Reduced -18.5k -18,472
53 SVB WEALTH LLC 0.16% of their portfolio BOSTON, MA 144,098144.1k $7.3m $7.3m 0.16% Reduced -59.5k -59,464
54 WEBSTERROGERS FINANCIAL ADVISORS, LLC 3.14% of their portfolio FLORENCE, SC 141,352141.4k $7.1m $7.1m 3.14% Reduced -3.8k -3,760
55 Cooper Financial Group 1.70% of their portfolio IRVINE, CA 140,114140.1k $7.1m $7.1m 1.70% Added +342 +342
56 Mariner, LLC 0.02% of their portfolio Overland Park, KS 140,065140.1k $7.1m $7.1m 0.02% Added +39.0k +39,047
57 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 138,129138.1k $7.0m $7.0m 0.04% Added +111.2k +111,165
58 COLLECTIVE FAMILY OFFICE LLC 2.68% of their portfolio YORK, PA 136,345136.3k $6.9m $6.9m 2.68% Added +21.4k +21,392
59 Integrated Advisors Network LLC 0.42% of their portfolio DALLAS, TX 134,076134.1k $6.8m $6.8m 0.42% Reduced -18.1k -18,121
60 FIRST FOUNDATION ADVISORS 0.31% of their portfolio Irvine, CA 133,615133.6k $6.7m $6.7m 0.31% Reduced -50.4k -50,367
61 REGIONS FINANCIAL CORP 0.06% of their portfolio BIRMINGHAM, AL 133,521133.5k $6.7m $6.7m 0.06% Reduced -4.3k -4,342
62 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 133,513133.5k $6.7m $6.7m 0.04% Added +29.2k +29,183
63 1900 WEALTH MANAGEMENT LLC 0.67% of their portfolio SAN ANTONIO, TX 133,314133.3k $6.7m $6.7m 0.67% Added +8.2k +8,193
64 Perigon Wealth Management, LLC 0.27% of their portfolio SAN FRANCISCO, CA 131,766131.8k $6.6m $6.6m 0.27% Added +56.9k +56,949
65 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 131,652131.7k $6.6m $6.6m 0.00% Added +2.1k +2,145
66 TD Capital Management LLC 0.79% of their portfolio MEMPHIS, TN 127,498127.5k $6.4m $6.4m 0.79% Reduced -6.9k -6,902
67 Callan Capital, LLC 0.69% of their portfolio LA JOLLA, CA 127,012127.0k $6.4m $6.4m 0.69% Reduced -997 -997
68 BRANDYWINE OAK PRIVATE WEALTH LLC 0.76% of their portfolio Kennett Square, PA 127,008127.0k $6.4m $6.4m 0.76% Reduced -9.6k -9,643
69 First Heartland Consultants, Inc. 0.77% of their portfolio LAKE ST. LOUIS, MO 121,542121.5k $6.1m $6.1m 0.77% New
70 Oak Harvest Investment Services 1.30% of their portfolio HOUSTON, TX 121,409121.4k $6.1m $6.1m 1.30% Added +43.1k +43,073
71 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 120,279120.3k $6.1m $6.1m 0.00% Added +4.4k +4,366
72 Frisch Financial Group, Inc. 2.41% of their portfolio MELVILLE, NY 117,627117.6k $5.9m $5.9m 2.41% Added +4.2k +4,234
73 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 117,616117.6k $5.9m $5.9m 0.01% Reduced -12.4k -12,409
74 Three Bridge Wealth Advisors, LLC 2.42% of their portfolio LOS ALTOS, CA 115,639115.6k $5.8m $5.8m 2.42% Reduced -28.1k -28,148
75 Elmwood Wealth Management, Inc. 2.70% of their portfolio BERKELEY, CA 110,885110.9k $5.6m $5.6m 2.70% Reduced -5.9k -5,945
76 Opal Wealth Advisors, LLC 3.26% of their portfolio JERICHO, NY 110,447110.4k $5.6m $5.6m 3.26% New
77 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 108,715108.7k $5.5m $5.5m 0.02% Added +1.4k +1,434
78 PDS Planning, Inc 0.69% of their portfolio DUBLIN, OH 105,083105.1k $5.3m $5.3m 0.69% Reduced -1.1k -1,127
79 Klingman & Associates, LLC 0.43% of their portfolio New York, NY 104,587104.6k $5.3m $5.3m 0.43% Reduced -105.0k -105,018
80 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 103,310103.3k $5.2m $5.2m 0.02% New
81 ZWJ INVESTMENT COUNSEL INC 0.28% of their portfolio Atlanta, GA 99,46399.5k $5.0m $5.0m 0.28% Reduced -10.4k -10,400
82 MFA WEALTH ADVISORS, LLC 1.56% of their portfolio PITTSBURGH, PA 99,38799.4k $5.0m $5.0m 1.56% Added +10.0k +10,017
83 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 98,83998.8k $5.0m $5.0m 0.01% Reduced -20.6k -20,578
84 New Capital Management LP 1.68% of their portfolio HOUSTON, TX 95,91395.9k $4.8m $4.8m 1.68% First filing
85 D L CARLSON INVESTMENT GROUP INC 0.96% of their portfolio CONCORD, NH 94,30994.3k $4.8m $4.8m 0.96% Reduced -5.5k -5,548
86 EP Wealth Advisors, LLC 0.07% of their portfolio TORRANCE, CA 94,12094.1k $4.7m $4.7m 0.07% Added +33.7k +33,712
87 SigFig Wealth Management, LLC 0.17% of their portfolio SAN FRANCISCO, CA 83,60983.6k $4.2m $4.2m 0.17% Reduced -82.6k -82,554
88 CAPITAL MANAGEMENT CORP /VA 0.93% of their portfolio GLEN ALLEN, VA 81,71681.7k $4.1m $4.1m 0.93% Added +49 +49
89 Cresset Asset Management, LLC 0.03% of their portfolio Chicago, IL 81,50481.5k $4.1m $4.1m 0.03% Added +637 +637
90 SIGNET FINANCIAL MANAGEMENT, LLC 0.68% of their portfolio PARSIPPANY, NJ 81,46481.5k $4.1m $4.1m 0.68% Reduced -9.6k -9,588
91 Vawter Financial, Ltd. 3.64% of their portfolio COLUMBUS, OH 80,20880.2k $4.0m $4.0m 3.64% Reduced -10.2k -10,150
92 Jupiter Wealth Management LLC 2.62% of their portfolio GLENDALE, CO 80,00080.0k $4.0m $4.0m 2.62% New
93 Graves Light Lenhart Wealth, Inc. 0.54% of their portfolio HARRISONBURG, VA 79,07179.1k $4.0m $4.0m 0.54% Reduced -145.3k -145,318
94 Wealth Alliance Advisory Group, LLC 1.13% of their portfolio Wichita, KS 75,36975.4k $3.8m $3.8m 1.13% Reduced -25 -25
95 SYNOVUS FINANCIAL CORP 0.04% of their portfolio Columbus, GA 73,38273.4k $3.7m $3.7m 0.04% Reduced -2.0k -1,995
96 Smart Money Group LLC 1.75% of their portfolio EASTLAND, TX 72,88272.9k $3.7m $3.7m 1.75% Reduced -716 -716
97 Dynamic Advisor Solutions LLC 0.17% of their portfolio PHOENIX, AZ 72,71172.7k $3.7m $3.7m 0.17% Reduced -1.4k -1,383
98 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 70,22470.2k $3.5m $3.5m 0.01% Reduced -17.1k -17,081
99 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 69,57169.6k $3.5m $3.5m 0.00% Added +63.4k +63,404
100 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 69,08169.1k $3.5m $3.5m 0.04% Added +6.0k +5,968