Vault-13

J P MORGAN EXCHANGE TRADED F JMST

ULTRA SHT MUNCPL · ETP · CUSIP 46641Q654

368 institutional holders +14 vs Q4 2022
36,402,51936.4m shares reported held*
$1.8bnreported value*
49 new 117 added 157 reduced 28 sold out net sold ≈ $162.8m (-3.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.68.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 325Q4 22: 354Q1 23: 368368Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022325
Q4 2022354
Q1 2023368

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 162 bought or addedQ4 22: 168 cut or sold outQ4 22Q1 23: 166 bought or addedQ1 23: 185 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022162168
Q1 2023166185

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $1.9mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $2.5mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$1.9m$00.00
Q4 2022$2.5m$00.00
Q1 2023$0$0—

Biggest buyers

JANE STREET GROUP, LLC Added +574,170+574.2k
RENAISSANCE TECHNOLOGIES LLC New +290,055+290.1k
SVB WEALTH LLC New +227,682+227.7k
GREAT VALLEY ADVISOR GROUP, INC. Added +202,943+202.9k
SigFig Wealth Management, LLC New +180,138+180.1k
FLOW TRADERS U.S. LLC Added +161,147+161.1k
KM Capital Management Ltd. Added +140,142+140.1k
WELLS FARGO & COMPANY/MN Added +118,504+118.5k
CHOREO, LLC New +105,046+105.0k
Frisch Financial Group, Inc. New +102,457+102.5k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -1,181,975-1.2m
HB Wealth Management, LLC Reduced -768,545-768.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -518,532-518.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -494,080-494.1k
MERCER GLOBAL ADVISORS INC /ADV Reduced -460,872-460.9k
Klingman & Associates, LLC Reduced -403,755-403.8k
FIRST FOUNDATION ADVISORS Reduced -261,156-261.2k
Slow Capital, Inc. Reduced -228,025-228.0k
Fiduciary Trust Co Reduced -165,011-165.0k
Thrivent Financial for Lutherans Reduced -162,095-162.1k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 4,216,0264.2m $214.1m $214.1m 0.02% Reduced -1.2m -1,181,975
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.14% of their portfolio MILWAUKEE, WI 2,000,1142.0m $101.6m $101.6m 0.14% Reduced -494.1k -494,080
3 Fiduciary Trust Co 1.19% of their portfolio Boston, MA 1,261,4151.3m $64.1m $64.1m 1.19% Reduced -165.0k -165,011
4 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,235,1921.2m $62.7m $62.7m 0.05% Added +44.3k +44,289
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 793,945793.9k $40.3m $40.3m 0.01% Added +118.5k +118,504
6 Global Strategic Investment Solutions, LLC 5.66% of their portfolio Scottsdale, AZ 777,804777.8k $39.5m $39.5m 5.66% Added +37.6k +37,607
7 JANE STREET GROUP, LLC 0.06% of their portfolio NEW YORK, NY 727,926727.9k $37.0m $37.0m 0.06% Added +574.2k +574,170
8 UBS Group AG 0.02% of their portfolio ZURICH, V8 724,126724.1k $36.8m $36.8m 0.02% Added +21.9k +21,928
9 Cerity Partners LLC 0.09% of their portfolio NEW YORK, NY 671,735671.7k $34.1m $34.1m 0.09% Reduced -93.6k -93,625
10 Mills Wealth Advisors LLC 27.44% of their portfolio SOUTHLAKE, TX 670,676670.7k $34.1m $34.1m 27.44% Added +79.7k +79,741
11 Sequoia Financial Advisors, LLC 0.72% of their portfolio Akron, OH 634,776634.8k $32.2m $32.2m 0.72% Reduced -48.1k -48,068
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 628,707628.7k $31.9m $31.9m 0.00% Reduced -21.1k -21,080
13 Resonant Capital Advisors, LLC 3.39% of their portfolio Madison, WI 588,193588.2k $29.9m $29.9m 3.39% Reduced -32.7k -32,731
14 WEATHERLY ASSET MANAGEMENT L. P. 3.80% of their portfolio DEL MAR, CA 575,898575.9k $29.2m $29.2m 3.80% Added +17.9k +17,855
15 Corient Private Wealth LP 0.07% of their portfolio MIAMI, FL 538,520538.5k $27.4m $27.4m 0.07% Reduced -95.3k -95,338
16 Bridgewater Advisors Inc. 5.83% of their portfolio NEW YORK, NY 525,679525.7k $26.7m $26.7m 5.83% Added +13.0k +12,972
17 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 508,640508.6k $25.8m $25.8m 0.05% Added +29.4k +29,357
18 ANDERSON HOAGLAND & CO 3.44% of their portfolio ST LOUIS, MO 472,236472.2k $24.0m $24.0m 3.44% Reduced -35.1k -35,063
19 Trust Co 3.61% of their portfolio MANHATTAN, KS 468,760468.8k $23.8m $23.8m 3.61% Added +6.7k +6,703
20 CAPTRUST FINANCIAL ADVISORS 0.10% of their portfolio RALEIGH, NC 446,834446.8k $22.7m $22.7m 0.10% Added +23.6k +23,570
21 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.60% of their portfolio MINNEAPOLIS, MN 400,804400.8k $20.4m $20.4m 0.60% Reduced -89.0k -89,034
22 CWM, LLC 0.13% of their portfolio OMAHA, NE 392,641392.6k $19.9m $19.9m 0.13% Added +24.3k +24,256
23 Kathmere Capital Management, LLC 3.12% of their portfolio WAYNE, PA 374,131374.1k $19.0m $19.0m 3.12% Added +19.8k +19,846
24 MBM WEALTH CONSULTANTS, LLC 7.33% of their portfolio CHESTERFIELD, MO 353,423353.4k $18.0m $18.0m 7.33% Unchanged
25 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 343,853343.9k $17.5m $17.5m 0.04% Added +22.7k +22,735
26 One Capital Management, LLC 0.83% of their portfolio WESTLAKE VILLAGE, CA 333,882333.9k $17.0m $17.0m 0.83% Added +5.0k +5,002
27 Auxano Advisors, LLC 6.47% of their portfolio BELLEVUE, WA 318,607318.6k $16.2m $16.2m 6.47% Reduced -1.1k -1,051
28 CWA Asset Management Group, LLC 1.19% of their portfolio NAPLES, FL 316,028316.0k $16.1m $16.1m 1.19% Added +52.0k +51,992
29 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 304,495304.5k $15.5m $15.5m 0.03% Reduced -5.2k -5,153
30 FIRST FOUNDATION ADVISORS 0.70% of their portfolio Irvine, CA 300,538300.5k $15.3m $15.3m 0.70% Reduced -261.2k -261,156
31 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 290,055290.1k $14.7m $14.7m 0.02% New
32 Sunburst Financial Group, LLC 5.42% of their portfolio VESTAVIA HILLS, AL 289,387289.4k $14.7m $14.7m 5.42% Added +1.8k +1,834
33 Klingman & Associates, LLC 1.26% of their portfolio New York, NY 287,613287.6k $14.6m $14.6m 1.26% Reduced -403.8k -403,755
34 APPLETON PARTNERS INC/MA 1.15% of their portfolio BOSTON, MA 253,526253.5k $12.9m $12.9m 1.15% Added +675 +675
35 GREAT VALLEY ADVISOR GROUP, INC. 0.58% of their portfolio WILMINGTON, DE 245,696245.7k $12.5m $12.5m 0.58% Added +202.9k +202,943
36 HB Wealth Management, LLC 0.21% of their portfolio Atlanta, GA 235,566235.6k $12.0m $12.0m 0.21% Reduced -768.5k -768,545
37 SVB WEALTH LLC 0.16% of their portfolio BOSTON, MA 227,682227.7k $11.6m $11.6m 0.16% New
38 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 222,798222.8k $11.3m $11.3m 0.01% Reduced -518.5k -518,532
39 Graves Light Lenhart Wealth, Inc. 1.71% of their portfolio HARRISONBURG, VA 217,902217.9k $11.1m $11.1m 1.71% Reduced -48.4k -48,413
40 FLOW TRADERS U.S. LLC 0.44% of their portfolio NEW YORK, NY 213,052213.1k $10.8m $10.8m 0.44% Added +161.1k +161,147
41 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 191,564191.6k $9.7m $9.7m 0.01% Added +25.1k +25,127
42 Levy Wealth Management Group, LLC 2.88% of their portfolio PHILADELPHIA, PA 184,082184.1k $9.3m $9.3m 2.88% Reduced -17.4k -17,366
43 SigFig Wealth Management, LLC 0.50% of their portfolio SAN FRANCISCO, CA 180,138180.1k $9.1m $9.1m 0.50% New
44 COLONY GROUP LLC 0.13% of their portfolio Boston, MA 177,012177.0k $9.0m $9.0m 0.13% Added +2.8k +2,759
45 Sunflower Bank, N.A. 1.98% of their portfolio DALLAS, TX 172,540172.5k $8.8m $8.8m 1.98% Added +17.4k +17,411
46 BCGM Wealth Management, LLC 4.33% of their portfolio LAFAYETTE, IN 169,054169.1k $8.6m $8.6m 4.33% Reduced -3.1k -3,062
47 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 162,936162.9k $8.3m $8.3m 0.04% Reduced -460.9k -460,872
48 KM Capital Management Ltd. 7.60% of their portfolio AUSTIN, TX 162,320162.3k $8.2m $8.2m 7.60% Added +140.1k +140,142
49 Integrated Advisors Network LLC 0.49% of their portfolio DALLAS, TX 159,135159.1k $8.1m $8.1m 0.49% Reduced -1.2k -1,161
50 Mariner, LLC 0.02% of their portfolio Overland Park, KS 158,919158.9k $8.1m $8.1m 0.02% Added +43.1k +43,135
51 Rosenberg Matthew Hamilton 2.56% of their portfolio GRAND JUNCTION, CO 155,986156.0k $7.9m $7.9m 2.56% Reduced -9.7k -9,697
52 WEBSTERROGERS FINANCIAL ADVISORS, LLC 3.53% of their portfolio FLORENCE, SC 150,931150.9k $7.7m $7.7m 3.53% Reduced -21.1k -21,137
53 MJP ASSOCIATES INC /ADV 2.34% of their portfolio FARMINGTON, CT 149,562149.6k $7.6m $7.6m 2.34% Reduced -13.6k -13,640
54 BRANDYWINE OAK PRIVATE WEALTH LLC 0.88% of their portfolio Kennett Square, PA 148,932148.9k $7.6m $7.6m 0.88% Reduced -3.8k -3,833
55 TD Capital Management LLC 0.93% of their portfolio MEMPHIS, TN 148,210148.2k $7.5m $7.5m 0.93% Added +7.0k +6,997
56 Three Bridge Wealth Advisors, LLC 3.47% of their portfolio LOS ALTOS, CA 147,339147.3k $7.5m $7.5m 3.47% Added +15.8k +15,774
57 VISTA FINANCE, LLC 10.12% of their portfolio Clayton, MO 140,713140.7k $7.1m $7.1m 10.12% Reduced -10.4k -10,417
58 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 140,352140.4k $7.1m $7.1m 0.01% Added +10.0k +9,953
59 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 140,342140.3k $7.1m $7.1m 0.00% Reduced -7.7k -7,710
60 BOSTON FAMILY OFFICE LLC 0.54% of their portfolio BOSTON, MA 133,543133.5k $6.8m $6.8m 0.54% Reduced -6.7k -6,749
61 REGIONS FINANCIAL CORP 0.06% of their portfolio BIRMINGHAM, AL 131,154131.2k $6.7m $6.7m 0.06% Added +2.8k +2,758
62 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 129,225129.2k $6.6m $6.6m 0.01% Reduced -2.9k -2,850
63 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 121,102121.1k $6.2m $6.2m 0.01% Reduced -23.5k -23,467
64 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 120,952121.0k $6.1m $6.1m 0.04% Reduced -17.1k -17,095
65 PDS Planning, Inc 0.83% of their portfolio DUBLIN, OH 119,084119.1k $6.0m $6.0m 0.83% Reduced -1.4k -1,430
66 Transform Wealth, LLC 0.57% of their portfolio GREENWOOD VILLAGE, CO 118,076118.1k $6.0m $6.0m 0.57% Added +86.3k +86,268
67 Cooper Financial Group 1.54% of their portfolio IRVINE, CA 112,523112.5k $5.7m $5.7m 1.54% Added +8.8k +8,757
68 Elmwood Wealth Management, Inc. 2.67% of their portfolio BERKELEY, CA 111,330111.3k $5.7m $5.7m 2.67% Added +18.8k +18,809
69 COLLECTIVE FAMILY OFFICE LLC 2.24% of their portfolio YORK, PA 107,053107.1k $5.4m $5.4m 2.24% Added +46.0k +46,014
70 UMB Bank, n.a. 0.09% of their portfolio Kansas City, MO 105,935105.9k $5.4m $5.4m 0.09% Reduced -39.0k -39,023
71 CHOREO, LLC 0.19% of their portfolio ROCKFORD, IL 105,046105.0k $5.3m $5.3m 0.19% New
72 Callan Capital, LLC 0.61% of their portfolio LA JOLLA, CA 104,204104.2k $5.3m $5.3m 0.61% Reduced -44.7k -44,743
73 Frisch Financial Group, Inc. 2.02% of their portfolio MELVILLE, NY 102,457102.5k $5.2m $5.2m 2.02% New
74 Vawter Financial, Ltd. 4.95% of their portfolio COLUMBUS, OH 96,21196.2k $4.9m $4.9m 4.95% Reduced -39.6k -39,584
75 Interchange Capital Partners, LLC 2.63% of their portfolio PITTSBURGH, PA 94,89094.9k $4.8m $4.8m 2.63% New
76 Kistler-Tiffany Companies, LLC 0.91% of their portfolio BERWYN, PA 94,70494.7k $4.8m $4.8m 0.91% Reduced -489 -489
77 Slow Capital, Inc. 0.89% of their portfolio GREENBRAE, CA 94,19494.2k $4.8m $4.8m 0.89% Reduced -228.0k -228,025
78 Barber Financial Group, Inc. 0.83% of their portfolio LENEXA, KS 93,25393.3k $4.7m $4.7m 0.83% Added +557 +557
79 SIGNET FINANCIAL MANAGEMENT, LLC 0.79% of their portfolio PARSIPPANY, NJ 92,66992.7k $4.7m $4.7m 0.79% Added +31.5k +31,535
80 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 91,12791.1k $4.6m $4.6m 0.02% Added +11.0k +11,030
81 SYNOVUS FINANCIAL CORP 0.05% of their portfolio Columbus, GA 88,64088.6k $4.5m $4.5m 0.05% Reduced -47.4k -47,409
82 DAVIDSON INVESTMENT ADVISORS 0.29% of their portfolio GREAT FALLS, MT 87,58687.6k $4.4m $4.4m 0.29% New
83 PFS INVESTMENTS INC. 0.08% of their portfolio DULUTH, GA 86,01986.0k $4.4m $4.4m 0.08% Reduced -11.1k -11,101
84 Ritter Daniher Financial Advisory LLC / DE 1.91% of their portfolio CINCINNATI, OH 85,42785.4k $4.3m $4.3m 1.91% Reduced -16.1k -16,098
85 COWA, LLC 0.00% of their portfolio Tulsa, OK 80,13480.1k $1.5k $1.5k 0.00% New
86 Vertex Planning Partners, LLC 1.52% of their portfolio DOWNERS GROVE, IL 79,25679.3k $4.0m $4.0m 1.52% Added +16.1k +16,076
87 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 78,95679.0k $4.0m $4.0m 0.00% Added +8.6k +8,564
88 CAPITAL MANAGEMENT CORP /VA 0.91% of their portfolio GLEN ALLEN, VA 78,18978.2k $4.0m $4.0m 0.91% Reduced -955 -955
89 HARBOUR INVESTMENT MANAGEMENT LLC 2.17% of their portfolio EDMONDS, WA 77,25577.3k $3.9m $3.9m 2.17% Reduced -3.0k -3,000
90 3D/L Capital Management, LLC 1.04% of their portfolio Hartford, CT 77,24277.2k $3.9m $3.9m 1.04% Reduced -7.6k -7,611
91 FinTrust Capital Advisors, LLC 0.94% of their portfolio Greenville, SC 76,45176.5k $3.9m $3.9m 0.94% Unchanged
92 Boothe Investment Group, Inc. 2.06% of their portfolio DOVER, DE 76,20376.2k $3.9m $3.9m 2.06% New
93 Wealth Alliance Advisory Group, LLC 1.44% of their portfolio Wichita, KS 75,84475.8k $3.9m $3.9m 1.44% Reduced -913 -913
94 Financial Advisory Group 0.77% of their portfolio HOUSTON, TX 75,02575.0k $3.8m $3.8m 0.77% Reduced -14.9k -14,935
95 Smart Money Group LLC 1.91% of their portfolio EASTLAND, TX 74,82374.8k $3.8m $3.8m 1.91% Added +63.9k +63,934
96 John W. Brooker & Co., CPAs 2.48% of their portfolio OAKLAND, CA 73,74073.7k $3.7m $3.7m 2.48% Reduced -16.4k -16,429
97 Perigon Wealth Management, LLC 0.20% of their portfolio SAN FRANCISCO, CA 70,70770.7k $3.6m $3.6m 0.20% Added +147 +147
98 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 70,41570.4k $3.6m $3.6m 0.01% Reduced -162.1k -162,095
99 Galvin, Gaustad & Stein, LLC 0.34% of their portfolio Scottsdale, AZ 68,49268.5k $3.5m $3.5m 0.34% Reduced -22.1k -22,105
100 ENCOMPASS WEALTH ADVISORS, LLC 1.13% of their portfolio PORTLAND, OR 65,64865.6k $3.3m $3.3m 1.13% Added +13 +13