Vault-13

J P MORGAN EXCHANGE TRADED F JPUS

JPMORGAN DIVER · ETP · CUSIP 46641Q407

76 institutional holders +2 vs Q1 2023
3,658,8823.7m shares reported held*
$356.6mreported value*
6 new 22 added 34 reduced 6 sold out net sold ≈ $9.4m (-91.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $97.46. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 73Q4 22: 72Q1 23: 74Q2 23: 7676Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202273
Q4 202272
Q1 202374
Q2 202376

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 36 bought or addedQ4 22: 36 cut or sold outQ4 22Q1 23: 31 bought or addedQ1 23: 34 cut or sold outQ1 23Q2 23: 28 bought or addedQ2 23: 40 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223636
Q1 20233134
Q2 20232840

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $2.7mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $4.5mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $4.3mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$2.7m$00.00
Q4 2022$4.5m$00.00
Q1 2023$4.3m$00.00
Q2 2023$0$0—

Biggest buyers

CAPTRUST FINANCIAL ADVISORS Added +204,878+204.9k
Qube Research & Technologies Ltd Added +12,389+12.4k
GOLDMAN SACHS GROUP INC New +10,533+10.5k
ROYAL BANK OF CANADA Added +10,035+10.0k
RHS Financial, LLC Added +8,770+8.8k
Raymond James Financial Services Advisors, Inc. Added +6,178+6.2k
PLANNING ALTERNATIVES LTD /ADV Added +4,431+4.4k
Patten Group, Inc. Added +3,686+3.7k
JANE STREET GROUP, LLC Added +3,125+3.1k
Equitable Holdings, Inc. New +2,695+2.7k

Biggest sellers

LPL Financial LLC Reduced -125,907-125.9k
One Capital Management, LLC Reduced -53,213-53.2k
GeoWealth Management, LLC Reduced -51,767-51.8k
Apollon Wealth Management, LLC Reduced -30,513-30.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -23,994-24.0k
Empire Financial Management Company, LLC Reduced -18,123-18.1k
Modera Wealth Management, LLC Reduced -13,041-13.0k
CreativeOne Wealth, LLC Reduced -11,434-11.4k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -7,888-7.9k
MORGAN STANLEY Reduced -6,130-6.1k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ST GERMAIN D J CO INC 3.18% of their portfolio SPRINGFIELD, MA 615,588615.6k $60.2m $60.2m 3.18% First filing
2 PLANNING ALTERNATIVES LTD /ADV 9.31% of their portfolio BIRMINGHAM, MI 517,823517.8k $50.6m $50.6m 9.31% Added +4.4k +4,431
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 472,155472.2k $46.2m $46.2m 0.01% Added +1.2k +1,231
4 Modera Wealth Management, LLC 0.65% of their portfolio WESTWOOD, NJ 364,868364.9k $35.7m $35.7m 0.65% Reduced -13.0k -13,041
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 338,061338.1k $33.1m $33.1m 0.01% Reduced -2.4k -2,375
6 CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio RALEIGH, NC 216,194216.2k $21.1m $21.1m 0.08% Added +204.9k +204,878
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 185,947185.9k $18.2m $18.2m 0.00% Reduced -6.1k -6,130
8 CreativeOne Wealth, LLC 0.32% of their portfolio OVERLAND PARK, KS 137,867137.9k $12.7m $12.7m 0.32% Reduced -11.4k -11,434
9 Sterneck Capital Management, LLC 4.43% of their portfolio KANSAS CITY, MO 74,01774.0k $7.2m $7.2m 4.43% Reduced -1.9k -1,936
10 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 68,10968.1k $6.7m $6.7m 0.01% Added +6.2k +6,178
11 BELLEVUE ASSET MANAGEMENT, LLC 3.41% of their portfolio BELLEVUE, WA 55,64055.6k $5.4m $5.4m 3.41% Added +628 +628
12 First Capital Advisors Group, LLC. 2.42% of their portfolio LITTLE SILVER, NJ 47,38847.4k $4.6m $4.6m 2.42% Reduced -443 -443
13 SkyView Investment Advisors, LLC 1.16% of their portfolio SHREWSBURY, NJ 47,38847.4k $4.6m $4.6m 1.16% Reduced -443 -443
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 46,01346.0k $4.5m $4.5m 0.00% Reduced -125.9k -125,907
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 45,67645.7k $4.5m $4.5m 0.00% Reduced -2.7k -2,689
16 Empire Financial Management Company, LLC 1.46% of their portfolio NEW YORK, NY 37,39437.4k $3.7m $3.7m 1.46% Reduced -18.1k -18,123
17 Apollon Wealth Management, LLC 0.15% of their portfolio MOUNT PLEASANT, SC 31,15531.2k $3.0m $3.0m 0.15% Reduced -30.5k -30,513
18 HHM Wealth Advisors, LLC 0.57% of their portfolio CHATTANOOGA, TN 30,83630.8k $3.0m $3.0m 0.57% Reduced -3.1k -3,089
19 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 22,79822.8k $2.2m $2.2m 0.01% Reduced -218 -218
20 Etesian Wealth Advisors, Inc. 1.27% of their portfolio West Linn, OR 19,83719.8k $1.9m $1.9m 1.27% Reduced -380 -380
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,51218.5k $1.8m $1.8m 0.00% Reduced -7.9k -7,888
22 Fort Point Capital Partners LLC 0.24% of their portfolio San Francisco, CA 16,13016.1k $1.6m $1.6m 0.24% Added +113 +113
23 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 14,94914.9k $1.5m $1.5m 0.00% Added +3.1k +3,125
24 RHS Financial, LLC 1.02% of their portfolio SAN FRANCISCO, CA 14,23814.2k $1.4m $1.4m 1.02% Added +8.8k +8,770
25 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 12,68812.7k $686.7k $686.7k 0.00% Added +12.4k +12,389
26 Independent Wealth Network Inc. 0.71% of their portfolio URBANDALE, IA 12,16612.2k $1.2m $1.2m 0.71% Added +102 +102
27 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 12,00912.0k $1.2m $1.2m 0.00% Reduced -73 -73
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 11,75611.8k $1.1m $1.1m 0.00% Added +10.0k +10,035
29 Patten Group, Inc. 0.33% of their portfolio CHATTANOOGA, TN 11,74411.7k $1.1m $1.1m 0.33% Added +3.7k +3,686
30 LexAurum Advisors, LLC 0.33% of their portfolio OVERLAND PARK, KS 11,15711.2k $1.1m $1.1m 0.33% Reduced -688 -688
31 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 11,02511.0k $1.1m $1.1m 0.00% Added +1.5k +1,466
32 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 10,53310.5k $1.0m $1.0m 0.00% New
33 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 8,8758.9k $867.7k $867.7k 0.01% Reduced -54 -54
34 Avant Capital LLC 0.76% of their portfolio LAFAYETTE, LA 7,0417.0k $688.4k $688.4k 0.76% Added +739 +739
35 SignalPoint Asset Management, LLC 0.21% of their portfolio SPRINGFIELD, MO 6,9256.9k $677.1k $677.1k 0.21% Reduced -10 -10
36 INTERACTIVE FINANCIAL ADVISORS, INC. 0.43% of their portfolio New Lenox, IL 6,5416.5k $639.6k $639.6k 0.43% Reduced -69 -69
37 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 6,2906.3k $615.0k $615.0k 0.01% Reduced -114 -114
38 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 5,6525.7k $552.6k $552.6k 0.00% Reduced -225 -225
39 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,4145.4k $529.3k $529.3k 0.00% Added +2.2k +2,161
40 One Capital Management, LLC 0.02% of their portfolio WESTLAKE VILLAGE, CA 5,0165.0k $490.4k $490.4k 0.02% Reduced -53.2k -53,213
41 BEACON INVESTMENT ADVISORY SERVICES, INC. 0.02% of their portfolio MORRISTOWN, NJ 4,8524.9k $474.4k $474.4k 0.02% Unchanged
42 FOSTER & MOTLEY INC 0.03% of their portfolio CINCINNATI, OH 4,6014.6k $450.0k $450.0k 0.03% Reduced -118 -118
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 4,3704.4k $427.3k $427.3k 0.00% Reduced -24.0k -23,994
44 Clear Creek Financial Management, LLC 0.07% of their portfolio SILVERDALE, WA 4,3264.3k $423.0k $423.0k 0.07% Reduced -186 -186
45 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 4,2724.3k $417.7k $417.7k 0.00% Reduced -1.8k -1,809
46 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 4,2604.3k $416.5k $416.5k 0.00% Added +205 +205
47 Intrua Financial, LLC 0.07% of their portfolio Houston, TX 4,1804.2k $408.7k $408.7k 0.07% Unchanged
48 NWAM LLC 0.03% of their portfolio MERCER ISLAND, WA 3,8663.9k $378.0k $378.0k 0.03% Unchanged
49 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 3,1283.1k $305.8k $305.8k 0.00% Added +14 +14
50 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 3,0613.1k $299.3k $299.3k 0.01% Unchanged
51 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 3,0033.0k $293.6k $293.6k 0.01% Reduced -120 -120
52 WBI INVESTMENTS, LLC 0.05% of their portfolio RED BANK, NJ 2,8372.8k $277.4k $277.4k 0.05% Added +439 +439
53 Kathmere Capital Management, LLC 0.04% of their portfolio WAYNE, PA 2,7972.8k $273.5k $273.5k 0.04% Unchanged
54 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 2,6952.7k $263.5k $263.5k 0.00% New
55 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 2,6122.6k $255.4k $255.4k 0.00% Added +21 +21
56 NORTH STAR ASSET MANAGEMENT INC 0.01% of their portfolio NEENAH, WI 2,3502.4k $229.8k $229.8k 0.01% Reduced -450 -450
57 FMR LLC 0.00% of their portfolio BOSTON, MA 2,2822.3k $223.1k $223.1k 0.00% Reduced -2.3k -2,310
58 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 2,2422.2k $219.2k $219.2k 0.00% Unchanged
59 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 2,1742.2k $212.6k $212.6k 0.00% New
60 Continuum Advisory, LLC 0.03% of their portfolio EAGLE, ID 2,0812.1k $203.5k $203.5k 0.03% Reduced -540 -540
61 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 2,0642.1k $201.8k $201.8k 0.00% New
62 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 1,6301.6k $159.4k $159.4k 0.00% New
63 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,3561.4k $133.0k $133.0k 0.00% Reduced -121 -121
64 Sanctuary Wealth Management, L.L.C. 0.11% of their portfolio POCATELLO, ID 1,0661.1k $104.2k $104.2k 0.11% First filing
65 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 1,0421.0k $101.9k $101.9k 0.00% Unchanged
66 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 871871 $85.2k $85.2k 0.00% Unchanged
67 GeoWealth Management, LLC 0.01% of their portfolio CHICAGO, IL 836836 $81.0k $81.0k 0.01% Reduced -51.8k -51,767
68 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 784784 $76.7k $76.7k 0.00% Reduced -4 -4
69 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 463463 $45.3k $45.3k 0.00% Added +2 +2
70 Tyler-Stone Wealth Management 0.02% of their portfolio Beachwood, OH 355355 $35.0k $35.0k 0.02% First filing
71 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 180180 $17.6k $17.6k 0.00% Unchanged
72 Balefire, LLC 0.01% of their portfolio DALLAS, TX 165165 $16.1k $16.1k 0.01% New
73 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 137137 $13.4k $13.4k 0.00% Added +72 +72
74 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 110110 $10.7k $10.7k 0.00% Added +1 +1
75 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 4949 $4.8k $4.8k 0.00% Unchanged
76 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged