Vault-13

J P MORGAN EXCHANGE TRADED F BBAG

BETABUILDERS US · ETP · CUSIP 46641Q241

91 institutional holders +2 vs Q3 2023
55,253,05855.3m shares reported held*
$2.6bnreported value*
11 new 22 added 49 reduced 13 sold out net bought ≈ $903.5m (+19.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $46.53.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 65Q4 22: 77Q1 23: 77Q2 23: 82Q3 23: 89Q4 23: 9191Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202265
Q4 202277
Q1 202377
Q2 202382
Q3 202389
Q4 202391

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 36 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 41 bought or addedQ1 23: 39 cut or sold outQ1 23Q2 23: 41 bought or addedQ2 23: 40 cut or sold outQ2 23Q3 23: 40 bought or addedQ3 23: 49 cut or sold outQ3 23Q4 23: 33 bought or addedQ4 23: 62 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223635
Q1 20234139
Q2 20234140
Q3 20234049
Q4 20233362

Biggest buyers

JPMORGAN CHASE & CO Added +23,856,474+23.9m
MORGAN STANLEY Added +511,655+511.7k
Janney Montgomery Scott LLC Added +93,005+93.0k
Bensler, LLC Added +25,688+25.7k
CGN Advisors LLC Added +21,058+21.1k
Kovack Advisors, Inc. Added +16,731+16.7k
Wealth Alliance Advisory Group, LLC Added +13,366+13.4k
Iron Horse Wealth Management, LLC Added +11,666+11.7k
FLOW TRADERS U.S. LLC Added +9,119+9.1k
Envestnet Portfolio Solutions, Inc. Added +6,381+6.4k

Biggest sellers

Symmetry Partners, LLC Sold out -1,508,568-1.5m
JANE STREET GROUP, LLC Reduced -765,148-765.1k
OSAIC HOLDINGS, INC. Reduced -629,541-629.5k
LPL Financial LLC Reduced -627,341-627.3k
BANK OF AMERICA CORP /DE/ Reduced -334,663-334.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -326,419-326.4k
Clearwater Capital Advisors, LLC Reduced -298,730-298.7k
Cambridge Investment Research Advisors, Inc. Reduced -139,495-139.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -93,123-93.1k
GPS Wealth Strategies Group, LLC Reduced -61,455-61.5k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.11% of their portfolio NEW YORK, NY 45,715,86845.7m $2.1bn $2.1bn 0.11% Added +23.9m +23,856,474
2 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,925,0431.9m $89.6m $89.6m 0.05% Reduced -627.3k -627,341
3 Berger Financial Group, Inc 4.75% of their portfolio PLYMOUTH, MN 986,273986.3k $45.9m $45.9m 4.75% Reduced -2.2k -2,212
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 832,976833.0k $38.8m $38.8m 0.00% Added +511.7k +511,655
5 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 809,684809.7k $37.7m $37.7m 0.02% Reduced -326.4k -326,419
6 Clearwater Capital Advisors, LLC 3.98% of their portfolio HOFFMAN ESTATES, IL 764,147764.1k $35.6m $35.6m 3.98% Reduced -298.7k -298,730
7 Iron Horse Wealth Management, LLC 7.91% of their portfolio JOHSTON, IA 388,880388.9k $18.1m $18.1m 7.91% Added +11.7k +11,666
8 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 382,387382.4k $17.8m $17.8m 0.03% Reduced -1.4k -1,371
9 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 313,181313.2k $14.6m $14.6m 0.06% Reduced -139.5k -139,495
10 Bensler, LLC 2.14% of their portfolio Bellevue, WA 277,693277.7k $12.9m $12.9m 2.14% Added +25.7k +25,688
11 CGN Advisors LLC 1.70% of their portfolio MANHATTAN, KS 263,737263.7k $12.3m $12.3m 1.70% Added +21.1k +21,058
12 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 254,596254.6k $11.8m $11.8m 0.04% Added +93.0k +93,005
13 Wealth Alliance Advisory Group, LLC 3.01% of their portfolio Wichita, KS 247,864247.9k $11.5m $11.5m 3.01% Added +13.4k +13,366
14 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 242,907242.9k $11.3m $11.3m 0.02% Reduced -629.5k -629,541
15 Sharkey, Howes & Javer 1.25% of their portfolio DENVER, CO 151,727151.7k $7.1m $7.1m 1.25% Reduced -8.4k -8,382
16 Heck Capital Advisors, LLC 1.09% of their portfolio Rhinelander, WI 144,103144.1k $6.7m $6.7m 1.09% Reduced -31.9k -31,896
17 PARK AVENUE SECURITIES LLC 0.08% of their portfolio NEW YORK, NY 124,118124.1k $5.8m $5.8m 0.08% Reduced -50.8k -50,824
18 Apella Capital, LLC 0.27% of their portfolio WEST HARTFORD, CT 105,871105.9k $4.9m $4.9m 0.27% Reduced -13.3k -13,260
19 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 90,62490.6k $4.2m $4.2m 0.06% Reduced -730 -730
20 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 85,80185.8k $4.0m $4.0m 0.00% Reduced -334.7k -334,663
21 Legacy Private Trust Co. 0.31% of their portfolio NEENAH, WI 83,91883.9k $3.9m $3.9m 0.31% Reduced -25.9k -25,921
22 NICOLET ADVISORY SERVICES, LLC 0.37% of their portfolio GREEN BAY, WI 74,28574.3k $3.4m $3.4m 0.37% Reduced -7.4k -7,397
23 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 67,50467.5k $3.1m $3.1m 0.01% Reduced -22.7k -22,704
24 Richard W. Paul & Associates, LLC 1.14% of their portfolio NOVI, MI 58,23558.2k $2.7m $2.7m 1.14% Reduced -1.0k -1,003
25 Cooper Financial Group 0.49% of their portfolio IRVINE, CA 57,86857.9k $2.7m $2.7m 0.49% Reduced -2.8k -2,775
26 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 53,82953.8k $2.5m $2.5m 0.04% Reduced -699 -699
27 ACT Advisors, LLC. 1.42% of their portfolio ASHEVILLE, NC 53,62953.6k $2.5m $2.5m 1.42% Reduced -6.0k -6,009
28 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 43,33843.3k $2.0m $2.0m 0.01% Reduced -12.8k -12,821
29 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 42,33342.3k $2.0m $2.0m 0.00% Reduced -38.8k -38,814
30 BAILARD, INC. 0.06% of their portfolio Foster City, CA 41,61441.6k $1.9m $1.9m 0.06% Added +1.1k +1,142
31 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 39,97040.0k $1.9m $1.9m 0.01% Reduced -14.0k -14,003
32 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 35,75235.8k $1.7m $1.7m 0.00% Reduced -765.1k -765,148
33 CreativeOne Wealth, LLC 0.09% of their portfolio OVERLAND PARK, KS 29,46629.5k $1.4m $1.4m 0.09% Reduced -5.3k -5,254
34 Kovack Advisors, Inc. 0.16% of their portfolio FT. LAUDERDALE, FL 29,08429.1k $1.4m $1.4m 0.16% Added +16.7k +16,731
35 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 28,36028.4k $1.3m $1.3m 0.04% Added +9.1k +9,119
36 LOCKERMAN FINANCIAL GROUP, INC. 3.02% of their portfolio NEWPORT BEACH, CA 28,08228.1k $1.3m $1.3m 3.02% Reduced -9.4k -9,407
37 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 26,03326.0k $1.2m $1.2m 0.01% Reduced -10.6k -10,608
38 MN Wealth Advisors, LLC 0.83% of their portfolio OVERLAND PARK, KS 25,94225.9k $1.2m $1.2m 0.83% First filing
39 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 24,21924.2k $1.1m $1.1m 0.02% Reduced -4.7k -4,671
40 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 20,63020.6k $959.9k $959.9k 0.02% Reduced -140 -140
41 EAGLE HARBOR ASSET MANAGEMENT INC /ADV 0.98% of their portfolio SEATTLE, WA 18,35418.4k $854.0k $854.0k 0.98% Added +4.4k +4,412
42 True Vision MN LLC 0.58% of their portfolio WOODBURY, MN 15,47215.5k $722.4k $722.4k 0.58% First filing
43 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 13,96714.0k $649.9k $649.9k 0.00% Added +6.4k +6,381
44 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,50713.5k $628.5k $628.5k 0.00% Added +3.9k +3,889
45 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.04% of their portfolio BIRMINGHAM, AL 12,96613.0k $605.4k $605.4k 0.04% Reduced -4.0k -4,019
46 Alpha Omega Wealth Management LLC 0.10% of their portfolio RICHMOND, VA 12,96213.0k $603.1k $603.1k 0.10% Reduced -340 -340
47 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 12,69812.7k $590.8k $590.8k 0.01% Reduced -1.9k -1,947
48 Ascent Group, LLC 0.05% of their portfolio VIRGINIA BEACH, VA 12,54612.5k $574.0k $574.0k 0.05% Added +3.6k +3,579
49 Gladstone Institutional Advisory LLC 0.03% of their portfolio Bedminster, NJ 12,19212.2k $567.3k $567.3k 0.03% Reduced -4.9k -4,863
50 VERUS CAPITAL PARTNERS, LLC 0.06% of their portfolio SCOTTSDALE, AZ 10,92010.9k $508.1k $508.1k 0.06% Reduced -2 -2
51 Hennion & Walsh Asset Management, Inc. 0.03% of their portfolio Parsippany, NJ 10,61910.6k $494.1k $494.1k 0.03% Reduced -900 -900
52 Shelter Mutual Insurance Co 0.13% of their portfolio COLUMBIA, MO 10,40010.4k $483.9k $483.9k 0.13% Unchanged
53 TRANSCEND CAPITAL ADVISORS, LLC 0.04% of their portfolio MADISON, NJ 10,29410.3k $479.0k $479.0k 0.04% Added +1.2k +1,246
54 CONTINUUM WEALTH ADVISORS, LLC 0.28% of their portfolio SARATOGA SPRINGS, NY 9,2779.3k $431.7k $431.7k 0.28% Added +491 +491
55 WORLD EQUITY GROUP, INC. 0.08% of their portfolio SCHAUMBURG, IL 8,6008.6k $400.2k $400.2k 0.08% Reduced -148 -148
56 SUTTON PLACE INVESTORS LLC 0.28% of their portfolio ARMONK, NY 8,2008.2k $381.5k $381.5k 0.28% Reduced -227 -227
57 Perennial Investment Advisors, LLC 0.06% of their portfolio Los Angeles, CA 7,4157.4k $345.0k $345.0k 0.06% Reduced -300 -300
58 TWIN PEAKS WEALTH ADVISORS, LLC 0.21% of their portfolio SAN FRANCISCO, CA 7,0677.1k $328.8k $328.8k 0.21% First filing
59 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 6,8566.9k $319.0k $319.0k 0.00% Added +586 +586
60 CENTRAL TRUST Co 0.01% of their portfolio JEFFERSON CITY, MO 6,1406.1k $285.7k $285.7k 0.01% Reduced -2.6k -2,646
61 Beacon Financial Advisory LLC 0.12% of their portfolio CLEVELAND, OH 5,1535.2k $239.8k $239.8k 0.12% Reduced -2.0k -2,015
62 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 5,0655.1k $236.0k $236.0k 0.00% Reduced -518 -518
63 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 5,0505.0k $235.0k $235.0k 0.03% Reduced -1.8k -1,827
64 VALLEY NATIONAL ADVISERS INC 0.04% of their portfolio BETHLEHEM, PA 4,7594.8k $221.0k $221.0k 0.04% Added +692 +692
65 Cobblestone Asset Management LLC 0.16% of their portfolio RICHMOND, VA 4,7444.7k $220.7k $220.7k 0.16% New
66 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 4,6754.7k $217.5k $217.5k 0.00% Reduced -2.1k -2,076
67 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 4,6004.6k $214.0k $214.0k 0.00% New
68 NICOLET BANKSHARES INC 0.06% of their portfolio GREEN BAY, WI 4,5214.5k $210.4k $210.4k 0.06% New
69 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 3,7343.7k $172.2k $172.2k 0.01% Added +1.8k +1,764
70 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 3,6673.7k $170.6k $170.6k 0.00% Reduced -205 -205
71 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 2,9082.9k $135.3k $135.3k 0.00% New
72 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,9082.9k $135.3k $135.3k 0.00% Added +3 +3
73 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 2,1842.2k $101.6k $101.6k 0.01% Reduced -691 -691
74 GeoWealth Management, LLC 0.01% of their portfolio CHICAGO, IL 1,8091.8k $84.0k $84.0k 0.01% Reduced -244 -244
75 ICA Group Wealth Management, LLC 0.01% of their portfolio DENVER, CO 1,3511.4k $62.9k $62.9k 0.01% New
76 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 717717 $33.4k $33.4k 0.00% New
77 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 669669 $31.1k $31.1k 0.00% New
78 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 557557 $25.9k $25.9k 0.00% Reduced -61.5k -61,455
79 LGT Financial Advisors LLC 0.03% of their portfolio DALLAS, TX 473473 $22.0k $22.0k 0.03% Reduced -973 -973
80 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 339339 $15.8k $15.8k 0.00% New
81 Clear Point Advisors Inc. 0.01% of their portfolio MELVILLE, NY 302302 $14.0k $14.0k 0.01% First filing
82 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 237237 $11.1k $11.1k 0.00% Unchanged
83 BARRETT & COMPANY, INC. 0.00% of their portfolio PROVIDENCE, RI 165165 $7.7k $7.7k 0.00% Unchanged
84 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 107107 $5.0k $5.0k 0.00% Added +106 +106
85 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 9393 $4.3k $4.3k 0.00% Unchanged
86 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 7777 $3.5k $3.5k 0.00% Added +5 +5
87 Sandy Spring Bank 0.00% of their portfolio Olney, MD 7070 $3.3k $3.3k 0.00% Unchanged
88 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6969 $3.0k $3.0k 0.00% Reduced -351 -351
89 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 2828 $1.3k $1.3k 0.00% New
90 Cranbrook Wealth Management, LLC 0.00% of their portfolio Bloomfield Hills, MI 33 $140 $140 0.00% New
91 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 11 $47 $47 0.00% New