Vault-13

J P MORGAN EXCHANGE TRADED F BBCA

BETABUILDERS CDA · ETP · CUSIP 46641Q225

170 institutional holders +8 vs Q4 2023
168,163,972168.2m shares reported held*
$11.2bnreported value*
28 new 54 added 50 reduced 18 sold out net bought ≈ $279.7m (+4.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($15.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $66.81. Options: 1 managers hold calls ($100.2k notional), 1 hold puts ($13.4k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 129Q4 22: 137Q1 23: 141Q2 23: 143Q3 23: 151Q4 23: 162Q1 24: 170170Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022129
Q4 2022137
Q1 2023141
Q2 2023143
Q3 2023151
Q4 2023162
Q1 2024170

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 60 bought or addedQ4 22: 66 cut or sold outQ4 22Q1 23: 64 bought or addedQ1 23: 57 cut or sold outQ1 23Q2 23: 64 bought or addedQ2 23: 65 cut or sold outQ2 23Q3 23: 74 bought or addedQ3 23: 69 cut or sold outQ3 23Q4 23: 77 bought or addedQ4 23: 73 cut or sold outQ4 23Q1 24: 82 bought or addedQ1 24: 68 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226066
Q1 20236457
Q2 20236465
Q3 20237469
Q4 20237773
Q1 20248268

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ2 23 calls: $0Q2 23 puts: $318.6kQ2 23P/C —Q3 23 calls: $232.6kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $333.4kQ4 23 puts: $12.8kQ4 23P/C 0.04Q1 24 calls: $100.2kQ1 24 puts: $13.4kQ1 24P/C 0.13
Numbers
QuarterCallsPutsP/C
Q2 2023$0$318.6k—
Q3 2023$232.6k$00.00
Q4 2023$333.4k$12.8k0.04
Q1 2024$100.2k$13.4k0.13

Biggest buyers

JPMORGAN CHASE & CO Added +3,975,316+4.0m
Mirae Asset Global Investments Co., Ltd. Added +298,290+298.3k
MORGAN STANLEY Added +102,312+102.3k
ROYAL BANK OF CANADA Added +95,528+95.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +50,626+50.6k
Elm Partners Management LLC Added +48,726+48.7k
RiverFront Investment Group, LLC Added +41,616+41.6k
ASSETMARK, INC Added +37,992+38.0k
Rockefeller Capital Management L.P. New +25,072+25.1k
Cetera Investment Advisers Added +23,057+23.1k

Biggest sellers

Avidian Wealth Enterprises, LLC Reduced -157,443-157.4k
JANE STREET GROUP, LLC Sold out -102,917-102.9k
OSAIC HOLDINGS, INC. Reduced -71,640-71.6k
BANK OF AMERICA CORP /DE/ Reduced -41,479-41.5k
AMERIPRISE FINANCIAL INC Reduced -40,958-41.0k
Richard Bernstein Advisors LLC Reduced -23,859-23.9k
Cetera Advisor Networks LLC Sold out -22,764-22.8k
SYON CAPITAL LLC Reduced -22,161-22.2k
BlackRock Inc. Reduced -22,033-22.0k
COMERICA BANK Reduced -21,114-21.1k

Biggest calls

CITADEL ADVISORS LLC Reduced $100.2k1.5k shares

Biggest puts

CITADEL ADVISORS LLC Unchanged $13.4k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.48% of their portfolio NEW YORK, NY 160,329,176160.3m $10.7bn $10.7bn 0.48% Added +4.0m +3,975,316
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 932,965933.0k $62.3m $62.3m 0.01% Reduced -41.5k -41,479
3 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 887,029887.0k $59.3m $59.3m 0.02% Reduced -4.5k -4,450
4 ASSETMARK, INC 0.17% of their portfolio CONCORD, CA 762,096762.1k $50.9m $50.9m 0.17% Added +38.0k +37,992
5 Richard Bernstein Advisors LLC 0.83% of their portfolio NEW YORK, NY 579,569579.6k $38.7m $38.7m 0.83% Reduced -23.9k -23,859
6 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 519,587519.6k $34.8m $34.8m 0.01% Reduced -41.0k -40,958
7 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 473,236473.2k $31.6m $31.6m 0.05% Reduced -2.8k -2,751
8 Mirae Asset Global Investments Co., Ltd. 0.06% of their portfolio SEOUL, M5 433,420433.4k $29.0m $29.0m 0.06% Added +298.3k +298,290
9 RiverFront Investment Group, LLC 0.81% of their portfolio RICHMOND, VA 429,760429.8k $28.7m $28.7m 0.81% Added +41.6k +41,616
10 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 312,296312.3k $20.9m $20.9m 0.01% Added +95.5k +95,528
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 297,708297.7k $19.9m $19.9m 0.00% Added +102.3k +102,312
12 Elm Partners Management LLC 1.45% of their portfolio Philadelphia, PA 274,459274.5k $18.3m $18.3m 1.45% Added +48.7k +48,726
13 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 241,158241.2k $16.1m $16.1m 0.01% Added +3.0k +3,015
14 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 131,891131.9k $8.8m $8.8m 0.02% Reduced -2.6k -2,594
15 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 122,751122.8k $8.2m $8.2m 0.02% Added +23.1k +23,057
16 Willis Johnson & Associates, Inc. 0.66% of their portfolio Houston, TX 114,053114.1k $7.6m $7.6m 0.66% Added +7.3k +7,323
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 94,58394.6k $6.3m $6.3m 0.00% Added +612 +612
18 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 86,95487.0k $5.8m $5.8m 0.02% Reduced -494 -494
19 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 82,73982.7k $5.5m $5.5m 0.00% Reduced -1.1k -1,131
20 INNEALTA CAPITAL, LLC 1.88% of their portfolio AUSTIN, TX 66,64166.6k $4.5m $4.5m 1.88% Unchanged
21 Dorsey & Whitney Trust CO LLC 0.28% of their portfolio SIOUX FALLS, SD 60,80560.8k $4.1m $4.1m 0.28% Added +1.1k +1,082
22 PGIM Custom Harvest LLC 0.09% of their portfolio NEWARK, NJ 53,43153.4k $3.6m $3.6m 0.09% Added +1.9k +1,888
23 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 51,79451.8k $3.5m $3.5m 0.01% Reduced -71.6k -71,640
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 50,62650.6k $3.4m $3.4m 0.01% New
25 ATLAS CAPITAL ADVISORS INC. 0.50% of their portfolio JACKSON, WY 47,56247.6k $3.2m $3.2m 0.50% Added +6.3k +6,254
26 BlackRock Inc. 0.00% of their portfolio New York, NY 45,83845.8k $3.1m $3.1m 0.00% Reduced -22.0k -22,033
27 CWM, LLC 0.01% of their portfolio OMAHA, NE 43,95744.0k $2.9m $2.9m 0.01% Reduced -84 -84
28 Keel Point, LLC 0.30% of their portfolio HUNTSVILLE, AL 43,40843.4k $2.9m $2.9m 0.30% Unchanged
29 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 27,19427.2k $1.8m $1.8m 0.00% Reduced -1.1k -1,083
30 LAKE STREET ADVISORS GROUP, LLC 0.08% of their portfolio PORTSMOUTH, NH 25,74325.7k $1.7m $1.7m 0.08% Added +6.5k +6,471
31 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 25,07225.1k $1.7m $1.7m 0.00% New
32 COMERICA BANK 0.01% of their portfolio DALLAS, TX 21,52621.5k $1.4m $1.4m 0.01% Reduced -21.1k -21,114
33 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 21,39421.4k $1.4m $1.4m 0.00% Reduced -12.9k -12,938
34 SPINNAKER TRUST 0.09% of their portfolio PORTLAND, ME 20,97221.0k $1.4m $1.4m 0.09% Reduced -203 -203
35 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 19,65219.7k $1.3m $1.3m 0.00% Added +11.2k +11,165
36 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 18,74518.7k $1.3m $1.3m 0.02% Added +1.9k +1,939
37 Alaska Permanent Capital Management, LLC 0.10% of their portfolio ANCHORAGE, AK 18,69318.7k $1.2m $1.2m 0.10% Added +654 +654
38 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 17,16117.2k $1.1m $1.1m 0.00% Added +4.3k +4,310
39 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 14,52614.5k $970.5k $970.5k 0.00% Added +395 +395
40 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 14,15214.2k $945.6k $945.6k 0.01% Added +50 +50
41 SYON CAPITAL LLC 0.08% of their portfolio SAN FRANCISCO, CA 13,34513.3k $891.6k $891.6k 0.08% Reduced -22.2k -22,161
42 FMR LLC 0.00% of their portfolio BOSTON, MA 11,41711.4k $762.7k $762.7k 0.00% Added +2.6k +2,632
43 SAPIENT CAPITAL LLC 0.02% of their portfolio INDIANAPOLIS, IN 11,24911.2k $751.5k $751.5k 0.02% Reduced -1.5k -1,538
44 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 11,18511.2k $747.3k $747.3k 0.00% New
45 Argent Trust Co 0.03% of their portfolio NASHVILLE, TN 10,56610.6k $705.9k $705.9k 0.03% Reduced -210 -210
46 PRIVATE TRUST CO NA 0.07% of their portfolio CLEVELAND, OH 9,8549.9k $658.3k $658.3k 0.07% Reduced -1.3k -1,318
47 Avidian Wealth Enterprises, LLC 0.03% of their portfolio Houston, TX 8,3298.3k $556.4k $556.4k 0.03% Reduced -157.4k -157,443
48 Wealthspire Advisors, LLC 0.01% of their portfolio NEW YORK, NY 7,7497.7k $517.7k $517.7k 0.01% Reduced -685 -685
49 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 7,4707.5k $499.1k $499.1k 0.00% Added +2.2k +2,244
50 CVA Family Office, LLC 0.09% of their portfolio DENVER, CO 7,4207.4k $495.7k $495.7k 0.09% Unchanged
51 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,2387.2k $484.0k $484.0k 0.00% Added +462 +462
52 TRANSCEND CAPITAL ADVISORS, LLC 0.04% of their portfolio MADISON, NJ 7,1777.2k $479.5k $479.5k 0.04% Reduced -308 -308
53 RICHARDSON FINANCIAL SERVICES INC. 0.34% of their portfolio MEDWAY, MA 7,1167.1k $475.4k $475.4k 0.34% Reduced -596 -596
54 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 7,0397.0k $470.3k $470.3k 0.01% Reduced -412 -412
55 Inscription Capital, LLC 0.08% of their portfolio HOUSTON, TX 6,9597.0k $464.9k $464.9k 0.08% Unchanged
56 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 6,7966.8k $454.0k $454.0k 0.00% Added +1.4k +1,428
57 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 6,5356.5k $436.6k $436.6k 0.00% Added +2.6k +2,594
58 FineMark National Bank & Trust 0.02% of their portfolio FORT MYERS, FL 6,3056.3k $421.2k $421.2k 0.02% Unchanged
59 Icon Wealth Advisors, LLC 0.04% of their portfolio HOUSTON, TX 6,3026.3k $421.0k $421.0k 0.04% Unchanged
60 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 6,2426.2k $417.0k $417.0k 0.02% Reduced -4.7k -4,682
61 Source Financial Advisors LLC 0.13% of their portfolio NEW YORK, NY 6,2426.2k $417.0k $417.0k 0.13% Reduced -4.7k -4,682
62 Mariner, LLC 0.00% of their portfolio Overland Park, KS 6,0206.0k $402.2k $402.2k 0.00% Added +200 +200
63 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 5,9936.0k $400.4k $400.4k 0.01% Added +232 +232
64 Sunpointe, LLC 0.44% of their portfolio ST. LOUIS, MO 5,8815.9k $392.9k $392.9k 0.44% Added +1.1k +1,124
65 Marcum Wealth, LLC 0.04% of their portfolio CLEVELAND, OH 5,8515.9k $390.9k $390.9k 0.04% Added +538 +538
66 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 5,6665.7k $379.0k $379.0k 0.00% Added +142 +142
67 Sather Financial Group Inc 0.03% of their portfolio Victoria, TX 5,6345.6k $376.4k $376.4k 0.03% New
68 Ullmann Wealth Partners Group, LLC 0.05% of their portfolio JACKSONVILLE BEACH, FL 5,5255.5k $369.1k $369.1k 0.05% Unchanged
69 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 5,4955.5k $367.0k $367.0k 0.00% Reduced -5 -5
70 Operose Advisors LLC 0.12% of their portfolio MILWAUKEE, WI 5,3745.4k $359.0k $359.0k 0.12% New
71 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,3205.3k $355.4k $355.4k 0.00% Reduced -684 -684
72 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 5,3155.3k $355.0k $355.0k 0.01% Added +225 +225
73 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 5,2875.3k $353.2k $353.2k 0.01% New
74 QUADRANT CAPITAL GROUP LLC 0.03% of their portfolio CINCINNATI, OH 5,2545.3k $351.0k $351.0k 0.03% Unchanged
75 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5,2035.2k $347.6k $347.6k 0.00% Added +2.9k +2,909
76 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 5,1455.1k $343.8k $343.8k 0.00% Reduced -3.9k -3,939
77 Custos Family Office, LLC 0.17% of their portfolio AUSTIN, TX 5,0535.1k $337.6k $337.6k 0.17% Reduced -333 -333
78 Csenge Advisory Group 0.02% of their portfolio CLEARWATER, FL 4,8954.9k $327.0k $327.0k 0.02% Reduced -30 -30
79 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 4,4934.5k $300.2k $300.2k 0.00% Added +78 +78
80 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 4,3554.4k $291.0k $291.0k 0.00% Added +48 +48
81 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,1764.2k $279.0k $279.0k 0.00% Reduced -2.3k -2,316
82 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 4,0634.1k $271.0k $271.0k 0.00% Added +4.0k +4,046
83 SEVEN MILE ADVISORY 0.20% of their portfolio TALLAHASSEE, FL 4,0134.0k $268.1k $268.1k 0.20% Reduced -38 -38
84 Cooksen Wealth, LLC 0.26% of their portfolio THE WOODLANDS, TX 3,7283.7k $249.1k $249.1k 0.26% Unchanged
85 Gallagher Fiduciary Advisors, LLC 0.01% of their portfolio ROLLING MEADOWS, IL 3,6833.7k $246.1k $246.1k 0.01% Added +181 +181
86 Curi Capital, LLC 0.01% of their portfolio CHICAGO, IL 3,5403.5k $236.5k $236.5k 0.01% Unchanged
87 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 3,3703.4k $225.2k $225.2k 0.00% Added +250 +250
88 One Wealth Management Investment & Advisory Services, LLC 0.09% of their portfolio BOCA RATON, FL 3,3463.3k $223.5k $223.5k 0.09% Unchanged
89 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 3,2583.3k $217.7k $217.7k 0.00% New
90 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,2583.3k $217.7k $217.7k 0.00% Added +21 +21
91 Cadence Bank 0.02% of their portfolio Tupelo, MS 3,1473.1k $210.2k $210.2k 0.02% Reduced -386 -386
92 Busey Bank 0.01% of their portfolio URBANA, IL 3,1323.1k $209.2k $209.2k 0.01% Unchanged
93 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,1323.1k $209.2k $209.2k 0.00% Added +3.0k +2,979
94 BRANDYWINE OAK PRIVATE WEALTH LLC 0.02% of their portfolio Kennett Square, PA 3,0333.0k $202.6k $202.6k 0.02% New
95 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 3,0043.0k $200.7k $200.7k 0.00% New
96 Clearstead Advisors, LLC 0.01% of their portfolio CLEVELAND, OH 2,7642.8k $183.5k $183.5k 0.01% Unchanged
97 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,1092.1k $140.9k $140.9k 0.00% Added +2.1k +2,080
98 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 1,7091.7k $114.2k $114.2k 0.00% Added +195 +195
99 TD PRIVATE CLIENT WEALTH LLC 0.00% of their portfolio NEW YORK, NY 1,5411.5k $103.0k $103.0k 0.00% Added +772 +772
100 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 1,3611.4k $90.9k $90.9k 0.00% Reduced -693 -693