Vault-13

J P MORGAN EXCHANGE TRADED F BBCA

BETABUILDERS CDA · ETP · CUSIP 46641Q225

162 institutional holders +11 vs Q3 2023
163,979,856164.0m shares reported held*
$10.5bnreported value*
33 new 44 added 44 reduced 29 sold out net bought ≈ $5.1bn (+79.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($14.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $64.12. Options: 1 managers hold calls ($333.4k notional), 1 hold puts ($12.8k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 129Q4 22: 137Q1 23: 141Q2 23: 143Q3 23: 151Q4 23: 162162Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022129
Q4 2022137
Q1 2023141
Q2 2023143
Q3 2023151
Q4 2023162

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 60 bought or addedQ4 22: 66 cut or sold outQ4 22Q1 23: 64 bought or addedQ1 23: 57 cut or sold outQ1 23Q2 23: 64 bought or addedQ2 23: 65 cut or sold outQ2 23Q3 23: 74 bought or addedQ3 23: 69 cut or sold outQ3 23Q4 23: 77 bought or addedQ4 23: 73 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226066
Q1 20236457
Q2 20236465
Q3 20237469
Q4 20237773

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ1 23 calls: $2.5mQ1 23 puts: $660.8kQ1 23P/C 0.27Q2 23 calls: $0Q2 23 puts: $318.6kQ2 23P/C —Q3 23 calls: $232.6kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $333.4kQ4 23 puts: $12.8kQ4 23P/C 0.04
Numbers
QuarterCallsPutsP/C
Q1 2023$2.5m$660.8k0.27
Q2 2023$0$318.6k—
Q3 2023$232.6k$00.00
Q4 2023$333.4k$12.8k0.04

Biggest buyers

JPMORGAN CHASE & CO Added +78,905,880+78.9m
AMERIPRISE FINANCIAL INC Added +543,812+543.8k
MORGAN STANLEY Added +83,607+83.6k
ROYAL BANK OF CANADA Added +37,781+37.8k
SYON CAPITAL LLC New +35,506+35.5k
INNEALTA CAPITAL, LLC Added +32,541+32.5k
COMERICA BANK Added +27,267+27.3k
Elm Partners Management LLC Added +15,405+15.4k
RiverFront Investment Group, LLC Added +12,775+12.8k
UBS Group AG Added +12,500+12.5k

Biggest sellers

VICTORY CAPITAL MANAGEMENT INC Sold out -320,163-320.2k
OSAIC HOLDINGS, INC. Reduced -90,504-90.5k
BANK OF AMERICA CORP /DE/ Reduced -63,230-63.2k
HighTower Advisors, LLC Reduced -53,191-53.2k
Richard Bernstein Advisors LLC Reduced -43,270-43.3k
Advisors Capital Management, LLC Sold out -21,860-21.9k
Sageworth Trust Co Sold out -19,706-19.7k
BROWN ADVISORY INC Sold out -17,087-17.1k
ASSETMARK, INC Reduced -15,362-15.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -14,769-14.8k

Biggest calls

CITADEL ADVISORS LLC Added $333.4k5.2k shares

Biggest puts

CITADEL ADVISORS LLC New $12.8k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.51% of their portfolio NEW YORK, NY 156,353,860156.4m $10.0bn $10.0bn 0.51% Added +78.9m +78,905,880
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 974,444974.4k $62.5m $62.5m 0.01% Reduced -63.2k -63,230
3 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 891,479891.5k $57.2m $57.2m 0.02% Reduced -14.8k -14,769
4 ASSETMARK, INC 0.17% of their portfolio CONCORD, CA 724,104724.1k $46.4m $46.4m 0.17% Reduced -15.4k -15,362
5 Richard Bernstein Advisors LLC 0.86% of their portfolio NEW YORK, NY 603,428603.4k $38.7m $38.7m 0.86% Reduced -43.3k -43,270
6 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 560,545560.5k $35.9m $35.9m 0.01% Added +543.8k +543,812
7 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 475,987476.0k $30.5m $30.5m 0.05% Reduced -53.2k -53,191
8 RiverFront Investment Group, LLC 0.78% of their portfolio RICHMOND, VA 388,144388.1k $24.9m $24.9m 0.78% Added +12.8k +12,775
9 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 238,143238.1k $15.3m $15.3m 0.01% Reduced -11.0k -10,968
10 Elm Partners Management LLC 1.32% of their portfolio Philadelphia, PA 225,733225.7k $14.5m $14.5m 1.32% Added +15.4k +15,405
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 216,768216.8k $13.9m $13.9m 0.00% Added +37.8k +37,781
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 195,396195.4k $12.5m $12.5m 0.00% Added +83.6k +83,607
13 Avidian Wealth Enterprises, LLC 0.66% of their portfolio Houston, TX 165,772165.8k $10.6m $10.6m 0.66% Reduced -3.8k -3,816
14 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 135,130135.1k $8.7m $8.7m 0.02% Added +7.4k +7,400
15 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 134,485134.5k $8.6m $8.6m 0.02% Reduced -10.0k -9,957
16 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 123,434123.4k $7.9m $7.9m 0.01% Reduced -90.5k -90,504
17 Willis Johnson & Associates, Inc. 0.66% of their portfolio Houston, TX 106,730106.7k $6.8m $6.8m 0.66% Added +5.3k +5,296
18 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 102,917102.9k $6.6m $6.6m 0.01% Reduced -13.2k -13,210
19 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 99,69499.7k $6.4m $6.4m 0.05% Reduced -6.2k -6,195
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 93,97194.0k $6.0m $6.0m 0.00% Added +12.5k +12,500
21 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 87,44887.4k $5.6m $5.6m 0.02% Added +1.3k +1,331
22 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 83,87083.9k $5.4m $5.4m 0.00% Reduced -3.6k -3,585
23 BlackRock Inc. 0.00% of their portfolio New York, NY 67,87167.9k $4.4m $4.4m 0.00% Added +11.3k +11,258
24 INNEALTA CAPITAL, LLC 1.92% of their portfolio AUSTIN, TX 66,64166.6k $4.3m $4.3m 1.92% Added +32.5k +32,541
25 Dorsey & Whitney Trust CO LLC 0.29% of their portfolio SIOUX FALLS, SD 59,72359.7k $3.8m $3.8m 0.29% Added +4.3k +4,302
26 PGIM Custom Harvest LLC 0.10% of their portfolio NEWARK, NJ 51,54351.5k $3.3m $3.3m 0.10% Reduced -6.7k -6,743
27 CWM, LLC 0.02% of their portfolio OMAHA, NE 44,04144.0k $2.8m $2.8m 0.02% Added +11.8k +11,833
28 Keel Point, LLC 0.33% of their portfolio HUNTSVILLE, AL 43,40843.4k $2.8m $2.8m 0.33% Reduced -1.3k -1,292
29 COMERICA BANK 0.01% of their portfolio DALLAS, TX 42,64042.6k $2.7m $2.7m 0.01% Added +27.3k +27,267
30 ATLAS CAPITAL ADVISORS INC. 0.38% of their portfolio JACKSON, WY 41,30841.3k $2.6m $2.6m 0.38% Added +6.9k +6,881
31 SYON CAPITAL LLC 0.10% of their portfolio SAN FRANCISCO, CA 35,50635.5k $2.3m $2.3m 0.10% New
32 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 34,33234.3k $2.2m $2.2m 0.00% Reduced -439 -439
33 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 28,27728.3k $1.8m $1.8m 0.00% Added +3.4k +3,432
34 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 22,76422.8k $1.5m $1.5m 0.01% Reduced -170 -170
35 SPINNAKER TRUST 0.09% of their portfolio PORTLAND, ME 21,17521.2k $1.4m $1.4m 0.09% Reduced -390 -390
36 LAKE STREET ADVISORS GROUP, LLC 0.06% of their portfolio PORTSMOUTH, NH 19,27219.3k $1.2m $1.2m 0.06% Added +1.3k +1,273
37 Alaska Permanent Capital Management, LLC 0.10% of their portfolio ANCHORAGE, AK 18,03918.0k $1.2m $1.2m 0.10% Added +152 +152
38 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 16,80616.8k $1.1m $1.1m 0.02% Added +4.1k +4,070
39 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 14,13114.1k $906.1k $906.1k 0.00% Added +252 +252
40 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 14,10214.1k $904.2k $904.2k 0.01% Added +122 +122
41 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 12,85112.9k $824.0k $824.0k 0.00% Reduced -2.2k -2,169
42 SAPIENT CAPITAL LLC 0.02% of their portfolio INDIANAPOLIS, IN 12,78712.8k $819.9k $819.9k 0.02% First filing
43 PRIVATE TRUST CO NA 0.08% of their portfolio CLEVELAND, OH 11,17211.2k $716.3k $716.3k 0.08% Reduced -83 -83
44 GeoWealth Management, LLC 0.06% of their portfolio CHICAGO, IL 10,92410.9k $700.0k $700.0k 0.06% Reduced -228 -228
45 Source Financial Advisors LLC 0.22% of their portfolio NEW YORK, NY 10,92410.9k $700.4k $700.4k 0.22% Reduced -228 -228
46 Argent Trust Co 0.03% of their portfolio NASHVILLE, TN 10,77610.8k $691.0k $691.0k 0.03% Reduced -553 -553
47 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 10,04110.0k $643.8k $643.8k 0.00% Reduced -391 -391
48 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 9,0849.1k $582.5k $582.5k 0.00% Reduced -1.7k -1,728
49 FMR LLC 0.00% of their portfolio BOSTON, MA 8,7858.8k $563.3k $563.3k 0.00% Added +1.6k +1,618
50 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 8,4878.5k $545.4k $545.4k 0.00% Added +2.9k +2,926
51 Wealthspire Advisors, LLC 0.01% of their portfolio NEW YORK, NY 8,4348.4k $540.8k $540.8k 0.01% New
52 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 8,2788.3k $530.8k $530.8k 0.00% New
53 RICHARDSON FINANCIAL SERVICES INC. 0.43% of their portfolio MEDWAY, MA 7,7127.7k $494.5k $494.5k 0.43% First filing
54 TRANSCEND CAPITAL ADVISORS, LLC 0.04% of their portfolio MADISON, NJ 7,4857.5k $479.9k $479.9k 0.04% Reduced -894 -894
55 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 7,4517.5k $477.8k $477.8k 0.01% Reduced -93 -93
56 CVA Family Office, LLC 0.09% of their portfolio DENVER, CO 7,4207.4k $475.8k $475.8k 0.09% Unchanged
57 Financial Advocates Investment Management 0.03% of their portfolio OLYMPIA, WA 7,1307.1k $435.6k $435.6k 0.03% New
58 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 7,0217.0k $450.2k $450.2k 0.01% Added +228 +228
59 Inscription Capital, LLC 0.12% of their portfolio HOUSTON, TX 6,9597.0k $446.2k $446.2k 0.12% Unchanged
60 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 6,7766.8k $434.0k $434.0k 0.00% Added +654 +654
61 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 6,4926.5k $416.3k $416.3k 0.00% Added +326 +326
62 FineMark National Bank & Trust 0.02% of their portfolio FORT MYERS, FL 6,3056.3k $404.3k $404.3k 0.02% Unchanged
63 Icon Wealth Advisors, LLC 0.04% of their portfolio HOUSTON, TX 6,3026.3k $404.1k $404.1k 0.04% First filing
64 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 6,1626.2k $395.1k $395.1k 0.00% Added +1.3k +1,260
65 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 6,0046.0k $385.0k $385.0k 0.00% Added +2.6k +2,572
66 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,8205.8k $373.2k $373.2k 0.00% Added +192 +192
67 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 5,7615.8k $369.4k $369.4k 0.01% Added +410 +410
68 Ullmann Wealth Partners Group, LLC 0.06% of their portfolio JACKSONVILLE BEACH, FL 5,5255.5k $354.3k $354.3k 0.06% Unchanged
69 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 5,5245.5k $354.0k $354.0k 0.00% New
70 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 5,5005.5k $353.0k $353.0k 0.00% New
71 Custos Family Office, LLC 0.18% of their portfolio AUSTIN, TX 5,3865.4k $345.3k $345.3k 0.18% Reduced -243 -243
72 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 5,3685.4k $344.0k $344.0k 0.00% Added +1.6k +1,606
73 Marcum Wealth, LLC 0.04% of their portfolio CLEVELAND, OH 5,3135.3k $340.7k $340.7k 0.04% Reduced -1.2k -1,168
74 QUADRANT CAPITAL GROUP LLC 0.03% of their portfolio CINCINNATI, OH 5,2545.3k $336.9k $336.9k 0.03% New
75 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 5,2265.2k $335.1k $335.1k 0.00% New
76 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 5,0905.1k $326.0k $326.0k 0.01% Reduced -457 -457
77 Csenge Advisory Group 0.02% of their portfolio CLEARWATER, FL 4,9254.9k $315.8k $315.8k 0.02% Reduced -79 -79
78 Sunpointe, LLC 0.39% of their portfolio ST. LOUIS, MO 4,7574.8k $305.0k $305.0k 0.39% First filing
79 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 4,4154.4k $283.1k $283.1k 0.00% Reduced -4.1k -4,072
80 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 4,3074.3k $276.2k $276.2k 0.00% Unchanged
81 SEVEN MILE ADVISORY 0.23% of their portfolio TALLAHASSEE, FL 4,0514.1k $259.8k $259.8k 0.23% Unchanged
82 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 3,9413.9k $252.7k $252.7k 0.00% New
83 Cooksen Wealth, LLC 0.27% of their portfolio THE WOODLANDS, TX 3,7283.7k $239.0k $239.0k 0.27% First filing
84 Curi Capital, LLC 0.01% of their portfolio CHICAGO, IL 3,5403.5k $227.0k $227.0k 0.01% Unchanged
85 Cadence Bank 0.02% of their portfolio Tupelo, MS 3,5333.5k $226.5k $226.5k 0.02% Unchanged
86 Gallagher Fiduciary Advisors, LLC 0.01% of their portfolio ROLLING MEADOWS, IL 3,5023.5k $224.6k $224.6k 0.01% Reduced -304 -304
87 One Wealth Management Investment & Advisory Services, LLC 0.10% of their portfolio BOCA RATON, FL 3,3463.3k $214.5k $214.5k 0.10% First filing
88 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,2373.2k $207.6k $207.6k 0.00% Reduced -1.2k -1,157
89 Crabel Capital Management, LLC 0.10% of their portfolio MILWAUKEE, WI 3,2193.2k $206.0k $206.0k 0.10% New
90 Maia Wealth LLC 0.08% of their portfolio DENVER, CO 3,1673.2k $203.1k $203.1k 0.08% First filing
91 Busey Bank 0.01% of their portfolio URBANA, IL 3,1323.1k $200.8k $200.8k 0.01% New
92 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 3,1203.1k $200.1k $200.1k 0.00% Added +200 +200
93 Turtle Creek Wealth Advisors, LLC 0.06% of their portfolio DALLAS, TX 2,9653.0k $190.1k $190.1k 0.06% First filing
94 Clearstead Advisors, LLC 0.01% of their portfolio CLEVELAND, OH 2,7642.8k $177.2k $177.2k 0.01% Reduced -1.3k -1,330
95 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,2942.3k $147.1k $147.1k 0.00% Added +54 +54
96 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 2,0542.1k $131.7k $131.7k 0.00% Added +693 +693
97 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 1,8521.9k $118.8k $118.8k 0.00% Reduced -1.0k -1,001
98 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 1,5141.5k $97.1k $97.1k 0.00% Unchanged
99 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 1,1561.2k $74.1k $74.1k 0.00% New
100 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,0421.0k $66.8k $66.8k 0.00% Added +437 +437