Vault-13

J P MORGAN EXCHANGE TRADED F BBCA

BETABUILDERS CDA · ETP · CUSIP 46641Q225

151 institutional holders +8 vs Q2 2023
84,926,47984.9m shares reported held*
$4.9bnreported value*
34 new 40 added 41 reduced 28 sold out net bought ≈ $198.1m (+3.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($643.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $58.15. Options: 1 managers hold calls ($232.6k notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 129Q4 22: 137Q1 23: 141Q2 23: 143Q3 23: 151151Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022129
Q4 2022137
Q1 2023141
Q2 2023143
Q3 2023151

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 60 bought or addedQ4 22: 66 cut or sold outQ4 22Q1 23: 64 bought or addedQ1 23: 57 cut or sold outQ1 23Q2 23: 64 bought or addedQ2 23: 65 cut or sold outQ2 23Q3 23: 74 bought or addedQ3 23: 69 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226066
Q1 20236457
Q2 20236465
Q3 20237469

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ4 22 calls: $45.8kQ4 22 puts: $63.0kQ4 22P/C 1.38Q1 23 calls: $2.5mQ1 23 puts: $660.8kQ1 23P/C 0.27Q2 23 calls: $0Q2 23 puts: $318.6kQ2 23P/C —Q3 23 calls: $232.6kQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$45.8k$63.0k1.38
Q1 2023$2.5m$660.8k0.27
Q2 2023$0$318.6k—
Q3 2023$232.6k$00.00

Biggest buyers

JPMORGAN CHASE & CO Added +2,010,391+2.0m
BANK OF AMERICA CORP /DE/ Added +888,857+888.9k
Richard Bernstein Advisors LLC New +646,698+646.7k
ENVESTNET ASSET MANAGEMENT INC Added +484,794+484.8k
VICTORY CAPITAL MANAGEMENT INC New +320,163+320.2k
OSAIC HOLDINGS, INC. Added +84,305+84.3k
ROYAL BANK OF CANADA Added +63,186+63.2k
Advisors Capital Management, LLC New +21,860+21.9k
HighTower Advisors, LLC Added +17,135+17.1k
COMERICA BANK New +15,373+15.4k

Biggest sellers

JANE STREET GROUP, LLC Reduced -921,390-921.4k
FLOW TRADERS U.S. LLC Sold out -66,001-66.0k
Corient Private Wealth LP Reduced -53,154-53.2k
BlackRock Inc. Reduced -35,383-35.4k
ATLAS CAPITAL ADVISORS INC. Reduced -32,140-32.1k
OLD MISSION CAPITAL LLC Sold out -29,743-29.7k
CITADEL ADVISORS LLC Reduced -25,380-25.4k
RENAISSANCE TECHNOLOGIES LLC Sold out -21,170-21.2k
Elm Partners Management LLC Reduced -20,583-20.6k
MARSHALL WACE, LLP Sold out -10,621-10.6k

Biggest calls

CITADEL ADVISORS LLC New $232.6k4.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.53% of their portfolio NEW YORK, NY 77,447,98077.4m $4.5bn $4.5bn 0.53% Added +2.0m +2,010,391
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,037,6741.0m $60.3m $60.3m 0.01% Added +888.9k +888,857
3 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 906,248906.2k $52.7m $52.7m 0.02% Added +484.8k +484,794
4 ASSETMARK, INC 0.17% of their portfolio CONCORD, CA 739,466739.5k $43.0m $43.0m 0.17% Added +6.5k +6,506
5 Richard Bernstein Advisors LLC 0.84% of their portfolio NEW YORK, NY 646,698646.7k $37.6m $37.6m 0.84% New
6 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 529,178529.2k $30.8m $30.8m 0.06% Added +17.1k +17,135
7 RiverFront Investment Group, LLC 0.77% of their portfolio RICHMOND, VA 375,369375.4k $21.8m $21.8m 0.77% Added +14.2k +14,233
8 VICTORY CAPITAL MANAGEMENT INC 0.02% of their portfolio San Antonio, TX 320,163320.2k $18.6m $18.6m 0.02% New
9 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 249,111249.1k $14.5m $14.5m 0.01% Reduced -1.1k -1,136
10 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 213,938213.9k $12.4m $12.4m 0.02% Added +84.3k +84,305
11 Elm Partners Management LLC 1.26% of their portfolio Philadelphia, PA 210,328210.3k $12.2m $12.2m 1.26% Reduced -20.6k -20,583
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 178,987179.0k $10.4m $10.4m 0.00% Added +63.2k +63,186
13 Avidian Wealth Enterprises, LLC 0.69% of their portfolio Houston, TX 169,588169.6k $9.9m $9.9m 0.69% Reduced -8.0k -7,991
14 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 144,442144.4k $8.4m $8.4m 0.02% Reduced -53.2k -53,154
15 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 127,730127.7k $7.4m $7.4m 0.02% Added +5.8k +5,780
16 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 116,127116.1k $6.8m $6.8m 0.01% Reduced -921.4k -921,390
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 111,789111.8k $6.5m $6.5m 0.00% Reduced -4.5k -4,523
18 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 105,889105.9k $6.2m $6.2m 0.05% Added +12.2k +12,226
19 Willis Johnson & Associates, Inc. 0.63% of their portfolio Houston, TX 101,434101.4k $5.9m $5.9m 0.63% Added +6.5k +6,482
20 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 87,45587.5k $5.1m $5.1m 0.00% Reduced -2.9k -2,879
21 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 86,11786.1k $5.0m $5.0m 0.02% Reduced -1.6k -1,551
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 81,47181.5k $4.7m $4.7m 0.00% Added +13.7k +13,698
23 PGIM Custom Harvest LLC 0.13% of their portfolio NEWARK, NJ 58,28658.3k $3.4m $3.4m 0.13% Added +9.3k +9,266
24 BlackRock Inc. 0.00% of their portfolio New York, NY 56,61356.6k $3.3m $3.3m 0.00% Reduced -35.4k -35,383
25 Dorsey & Whitney Trust CO LLC 0.28% of their portfolio SIOUX FALLS, SD 55,42155.4k $3.2m $3.2m 0.28% Added +513 +513
26 Keel Point, LLC 0.36% of their portfolio HUNTSVILLE, AL 44,70044.7k $2.6m $2.6m 0.36% Unchanged
27 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 34,77134.8k $2.0m $2.0m 0.00% Added +8.7k +8,655
28 ATLAS CAPITAL ADVISORS INC. 0.33% of their portfolio JACKSON, WY 34,42734.4k $2.0m $2.0m 0.33% Reduced -32.1k -32,140
29 INNEALTA CAPITAL, LLC 0.88% of their portfolio AUSTIN, TX 34,10034.1k $2.0m $2.0m 0.88% Unchanged
30 CWM, LLC 0.01% of their portfolio OMAHA, NE 32,20832.2k $1.9m $1.9m 0.01% Reduced -1.3k -1,289
31 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 24,84524.8k $1.4m $1.4m 0.00% Added +2.0k +1,988
32 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 22,93422.9k $1.3m $1.3m 0.01% Added +4.2k +4,154
33 Advisors Capital Management, LLC 0.03% of their portfolio RIDGEWOOD, NJ 21,86021.9k $1.3m $1.3m 0.03% New
34 SPINNAKER TRUST 0.09% of their portfolio PORTLAND, ME 21,56521.6k $1.3m $1.3m 0.09% Reduced -514 -514
35 Sageworth Trust Co 0.08% of their portfolio LANCASTER, PA 19,70619.7k $1.1m $1.1m 0.08% Unchanged
36 LAKE STREET ADVISORS GROUP, LLC 0.06% of their portfolio PORTSMOUTH, NH 17,99918.0k $1.0m $1.0m 0.06% Added +722 +722
37 Alaska Permanent Capital Management, LLC 0.09% of their portfolio ANCHORAGE, AK 17,88717.9k $1.0m $1.0m 0.09% Reduced -95 -95
38 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 17,08717.1k $993.6k $993.6k 0.00% Added +2.3k +2,289
39 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 16,73316.7k $973.0k $973.0k 0.00% Added +2.7k +2,653
40 COMERICA BANK 0.00% of their portfolio DALLAS, TX 15,37315.4k $894.0k $894.0k 0.00% New
41 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 15,02015.0k $873.4k $873.4k 0.00% Added +6.0k +5,967
42 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 13,98014.0k $812.9k $812.9k 0.01% Added +93 +93
43 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 13,87913.9k $807.1k $807.1k 0.00% Added +9.3k +9,290
44 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 12,73612.7k $740.6k $740.6k 0.02% Added +5.1k +5,079
45 KCS Wealth Advisory 0.30% of their portfolio LOS ANGELES, CA 12,17512.2k $708.0k $708.0k 0.30% Reduced -9.4k -9,414
46 Arlington Partners LLC 0.28% of their portfolio BIRMINGHAM, AL 11,84511.8k $688.8k $688.8k 0.28% Unchanged
47 Arlington Trust Co LLC 0.28% of their portfolio BIRMINGHAM, AL 11,84511.8k $688.8k $688.8k 0.28% First filing
48 Argent Trust Co 0.04% of their portfolio NASHVILLE, TN 11,32911.3k $658.8k $658.8k 0.04% Unchanged
49 PRIVATE TRUST CO NA 0.09% of their portfolio CLEVELAND, OH 11,25511.3k $654.5k $654.5k 0.09% Reduced -799 -799
50 GeoWealth Management, LLC 0.07% of their portfolio CHICAGO, IL 11,15211.2k $649.0k $649.0k 0.07% Added +339 +339
51 Source Financial Advisors LLC 0.22% of their portfolio NEW YORK, NY 11,15211.2k $648.5k $648.5k 0.22% Added +339 +339
52 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 10,83610.8k $630.1k $630.1k 0.00% New
53 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 10,81210.8k $628.7k $628.7k 0.00% Reduced -3.5k -3,518
54 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 10,43210.4k $606.6k $606.6k 0.00% Reduced -644 -644
55 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,4878.5k $493.5k $493.5k 0.00% Added +4.8k +4,780
56 Koshinski Asset Management, Inc. 0.06% of their portfolio DECATUR, IL 8,4358.4k $490.5k $490.5k 0.06% Added +59 +59
57 TRANSCEND CAPITAL ADVISORS, LLC 0.05% of their portfolio MADISON, NJ 8,3798.4k $487.2k $487.2k 0.05% New
58 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 7,5447.5k $438.7k $438.7k 0.01% Reduced -47 -47
59 CVA Family Office, LLC 0.10% of their portfolio DENVER, CO 7,4207.4k $431.5k $431.5k 0.10% Unchanged
60 FMR LLC 0.00% of their portfolio BOSTON, MA 7,1677.2k $416.7k $416.7k 0.00% Added +1.5k +1,507
61 Inscription Capital, LLC 0.13% of their portfolio HOUSTON, TX 6,9597.0k $404.7k $404.7k 0.13% Reduced -138 -138
62 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 6,7936.8k $395.0k $395.0k 0.01% Added +221 +221
63 Navalign, LLC 0.15% of their portfolio ENCINO, CA 6,7376.7k $391.8k $391.8k 0.15% New
64 Marcum Wealth, LLC 0.05% of their portfolio CLEVELAND, OH 6,4816.5k $376.9k $376.9k 0.05% Reduced -430 -430
65 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 6,4576.5k $375.4k $375.4k 0.00% Reduced -9.7k -9,728
66 FineMark National Bank & Trust 0.02% of their portfolio FORT MYERS, FL 6,3056.3k $366.6k $366.6k 0.02% Unchanged
67 Icon Wealth Partners, LLC 0.04% of their portfolio HOUSTON, TX 6,3026.3k $366.5k $366.5k 0.04% Reduced -518 -518
68 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 6,1666.2k $358.6k $358.6k 0.00% Added +2.0k +1,990
69 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 6,1226.1k $356.0k $356.0k 0.00% New
70 Aspen Grove Capital, LLC 0.13% of their portfolio AVON, CO 6,1146.1k $355.5k $355.5k 0.13% Unchanged
71 Custos Family Office, LLC 0.22% of their portfolio AUSTIN, TX 5,6295.6k $327.3k $327.3k 0.22% Reduced -913 -913
72 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,6285.6k $327.3k $327.3k 0.00% Reduced -392 -392
73 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 5,5615.6k $343.3k $343.3k 0.00% Reduced -5.8k -5,773
74 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 5,5475.5k $323.0k $323.0k 0.02% Reduced -62 -62
75 Ullmann Wealth Partners Group, LLC 0.06% of their portfolio JACKSONVILLE BEACH, FL 5,5255.5k $321.3k $321.3k 0.06% Unchanged
76 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 5,3515.4k $311.2k $311.2k 0.01% Reduced -370 -370
77 Csenge Advisory Group 0.02% of their portfolio CLEARWATER, FL 5,0045.0k $291.0k $291.0k 0.02% Added +22 +22
78 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 4,9024.9k $285.1k $285.1k 0.00% Unchanged
79 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 4,4434.4k $258.4k $258.4k 0.00% New
80 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 4,3944.4k $255.5k $255.5k 0.00% Reduced -2.2k -2,235
81 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 4,3074.3k $250.5k $250.5k 0.00% Unchanged
82 Operose Advisors LLC 0.10% of their portfolio MILWAUKEE, WI 4,1744.2k $242.7k $242.7k 0.10% New
83 Clearstead Advisors, LLC 0.01% of their portfolio CLEVELAND, OH 4,0944.1k $238.1k $238.1k 0.01% Added +2.0k +2,047
84 SEVEN MILE ADVISORY 0.25% of their portfolio TALLAHASSEE, FL 4,0514.1k $235.6k $235.6k 0.25% New
85 TIEDEMANN ADVISORS, LLC 0.01% of their portfolio NEW YORK, NY 4,0114.0k $233.2k $233.2k 0.01% New
86 Gallagher Fiduciary Advisors, LLC 0.02% of their portfolio ROLLING MEADOWS, IL 3,8063.8k $221.3k $221.3k 0.02% Reduced -9 -9
87 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 3,7623.8k $219.0k $219.0k 0.00% New
88 RMR Wealth Builders 0.03% of their portfolio Montclair, NJ 3,6123.6k $210.0k $210.0k 0.03% New
89 Curi Capital, LLC 0.01% of their portfolio CHICAGO, IL 3,5403.5k $205.9k $205.9k 0.01% Unchanged
90 Cadence Bank 0.02% of their portfolio Tupelo, MS 3,5333.5k $205.4k $205.4k 0.02% Added +17 +17
91 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 3,4323.4k $199.6k $199.6k 0.00% Reduced -25.4k -25,380
92 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 2,9202.9k $169.8k $169.8k 0.00% Added +388 +388
93 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 2,8532.9k $165.9k $165.9k 0.00% Added +2.2k +2,184
94 Choate Investment Advisors 0.01% of their portfolio BOSTON, MA 2,5062.5k $145.7k $145.7k 0.01% Unchanged
95 Steward Financial Group LLC 0.04% of their portfolio COLLEYVILLE, TX 2,4382.4k $141.0k $141.0k 0.04% Unchanged
96 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,2402.2k $130.3k $130.3k 0.00% Reduced -842 -842
97 MassMutual Private Wealth & Trust, FSB 0.00% of their portfolio Windsor, CT 1,9081.9k $111.0k $111.0k 0.00% New
98 Johnson Financial Group, Inc. 0.01% of their portfolio RACINE, WI 1,5781.6k $91.8k $91.8k 0.01% Added +1.5k +1,532
99 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 1,5141.5k $88.0k $88.0k 0.00% Unchanged
100 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 1,3611.4k $79.1k $79.1k 0.00% Unchanged